Stock Option (Right to buy Class B Common Stock)

Class B Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Following the sales reported in this line item, Mr. Goel holds 2,362,194 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing.  The option award under which these shares were exercised expires on July 7, 2026.

The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2025.

These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

Represents the weighted average sale price. The lowest price at which shares were sold was $11.13 and the highest price at which shares were sold was $11.61. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

The options are fully vested.

These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.

These securities are held by The Goel Heritage Trust, of which the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These securities are held by The Goel Family Gift Trust, of which family members and certain other individuals are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These securities are held by a trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.


These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Includes 750 shares purchased pursuant to the 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of February 1, 2025 to July 31, 2025. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on July 31, 2025.


Performance-based Restricted Stock Units

Common Stock

Common Stock

Common Stock

These performance-based restricted stock units were previously granted and became vested based on the achievement of certain performance criteria in the period 7/1/2022 - 6/30/2025.  The Compensation Committee has determined that such performance criteria have been met.

Represents the number of shares withheld upon vesting and settlement of the PRSUs to cover tax withholding obligations.

The Restricted Stock Units represent the third and final annual installment vest of a three year grant, grant date 8/01/2022.

Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

Includes 143 shares acquired from the Issuer's Employee Stock Purchase Plan on July 31, 2025.

If the reporting person's employment is terminated for any reason before an applicable Vesting Date, all restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding equity vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC.

/s/: Stan Finkelstein, Attorney-in-fact for Shai Shahar


Common Stock,  $0.01 par value per share

The closing trading price of the common stock on the date of the grant was $61.08.


The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 10/3/2024.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.2300 to $24.3400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

/s/ Emily Doan, by Power of Attorney for Matthew M. Cain


Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

Represents 29 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

Lisa M. Ibarra, by Power of Attorney on behalf of Adam L. Stanley


Held as co-trustee of the Residual 10-year CLAT UA FDGJR Living Trust.

/s/ John D Gottwald, Attorney-in-Fact for James T. Gottwald


Represents award pursuant to 2023 Omnibus Incentive Plan; shares vest fully on May 20, 2026.  Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Includes 469 shares held through a SEP IRA and 10 shares held through an IRA Rollover.


Shares received in lieu of director fees.

/s/ Christopher E French Attorney in Fact for Richard L Koontz Jr


Common Stock

Common Stock

Common Stock

Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Common Stock on a one-for-one basis.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Phantom Units reported herein.

Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.

The Reporting Person received an original grant of 276,924 restricted stock units on July 31, 2025, which vests as follows: (a) 33% on August 1, 2026; and (b) the remainder of the award in equal quarterly installments during the 24 months following August 1, 2026.

The Reporting Person received an original grant of HSKB Phantom Units on December 1, 2023, which vest in equal quarterly installments during the 24 months following November 1, 2024.

The Reporting Person received an original grant of restricted stock units on December 29, 2023, which vest in equal quarterly installments during the 36 months following November 1, 2024.

/s/ Meredith Weisshaar, as Attorney-in-Fact


Represents Common Stock surrendered to the Issuer due upon vesting of 8,220 shares of restricted common stock on August 1, 2025.


Held as co-trustee FBO (among others) reporting person's family u/w Floyd D. Gottwald.

Owned by spouse. (Reporting person disclaims beneficial ownership.)

Held by me as co-trustee of the John D. Gottwald Family Trust. (Reporting person disclaims beneficial ownership.)


Common Stock

Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on August 15, 2026.


Common Stock


Represents Common Stock surrendered to the Issuer due upon vesting of 16,440 shares of restricted common stock on August 1, 2025.


Represents award pursuant to 2023 Omnibus Incentive Plan; shares vest fully on May 20, 2026. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

The closing trading price of the common stock on the date of the grant was $61.08.


Common Stock

Each Restricted Stock Unit represents the right to receive, at settlement, one share of Electronic Arts Inc. common stock.

This award was fully vested on August 2, 2025.

/s/ Deborah Berenjfoorosh, Attorney-in-Fact For: Luis A Ubinas


Represents shares of Class A Common Stock that were automatically withheld to cover tax obligations upon the vesting, on July 31, 2025, of 12.5% of the original number of time-based restricted stock units ("RSUs") granted to the Reporting Person on October 31, 2023, and timely reported on a Form 4 filed on November 2, 2023. The remaining RSUs have a final vesting date on October 31, 2025, subject to the continued service of the Reporting Person on each such vesting date.

/s/Peter J. Rivas as attorney-in-fact for Jamie L. Reynoso


Shares received in lieu of director fees.

/s/ Christopher E French Attorney in Fact for Tracy Fitzsimmons


Class A Common Stock

Class A Common Stock

Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On August 1, 2025, the reporting person was granted 5,882 RSUs, which were fully vested upon the date of grant. The vested RSUs which converted on August 1, 2025 are reported in Table II on this Form 4.

Each restricted stock unit is the economic equivalent of one share of Sidus Space, Inc.'s Class A Common Stock.

On August 1, 2025, the reporting person was granted 5,882 RSUs, which were fully vested upon the date of grant. The Class A Common Stock into which such vested RSUs converted on August 1, 2025 is reported in Table I on this Form 4.


Class A Common Stock

Class A Common Stock

Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On August 1, 2025, the reporting person was granted 9,167 RSUs, which were fully vested upon the date of grant. The vested RSUs which converted on August 1, 2025 are reported in Table II on this Form 4.

On August 1, 2025, the reporting person was granted 9,167 RSUs, which were fully vested upon the date of grant. The Class A Common Stock into which such vested RSUs converted on August 1, 2025 is reported in Table I on this Form 4.


Class A Common Stock

Class A Common Stock

Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On August 1, 2025, the reporting person was granted 15,686 RSUs, which were fully vested upon the date of grant. The vested RSUs which converted on August 1, 2025 are reported in Table II on this Form 4.

On August 1, 2025, the reporting person was granted 15,686 RSUs, which were fully vested upon the date of grant. The Class A Common Stock into which such vested RSUs converted on August 1, 2025 is reported in Table I on this Form 4.


Class A Common Stock

Class A Common Stock

Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On August 1, 2025, the reporting person was granted 10,896 RSUs, which were fully vested upon the date of grant. The vested RSUs which converted on August 1, 2025 are reported in Table II on this Form 4.

On August 1, 2025, the reporting person was granted 10,896 RSUs, which were fully vested upon the date of grant. The Class A Common Stock into which such vested RSUs converted on August 1, 2025 is reported in Table I on this Form 4.


Class A Common Stock

Class A Common Stock

Represents the conversion upon vesting of restricted stock units (RSUs) into Class A Common Stock. On August 1, 2025, the reporting person was granted 8,936 RSUs, which were fully vested upon the date of grant. The vested RSUs which converted on August 1, 2025 are reported in Table II on this Form 4.

On August 1, 2025, the reporting person was granted 8,936 RSUs, which were fully vested upon the date of grant. The Class A Common Stock into which such vested RSUs converted on August 1, 2025 is reported in Table I on this Form 4.


Common Stock

Each restricted stock unit represents a contingent right to receive one share of common stock.

The restricted stock units vest in 16 equal installments beginning one quarter after the date of grant (January 31, 2025).

/s/ Kathryn Lester Attorney-in-Fact for William P. Forbes


Represents award pursuant to 2023 Omnibus Incentive Plan; shares vest fully on May 20, 2026. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

The closing trading price of the common stock on the date of the grant was $61.08.

Includes direct ownership of 11,120 shares through a Deferred Compensation Plan.


Common Stock

Each Restricted Stock Unit represents the right to receive, at settlement, one share of Electronic Arts Inc. common stock.

This award was fully vested on August 2, 2025.

/s/ Deborah Berenjfoorosh, Attorney-in-Fact for:  Rachel A Gonzalez


Common Stock

/s/ Deborah Berenjfoorosh, Attorney-in-Fact For: Kofi A. Bruce


Common Stock

The number of restricted stock units disclosed on the Reporting Person's Form 4 filed on April 22, 2025, May 2, 2025 and June 17 , 2025 ("Affected Form 4 Filings") were erroneously disclosed as an acquisition in Column 5(A) when it should have been disclosed as a disposition in Column 5(D). All other information in the Affected Form 4 Filings is correct.

/s/Kathryn Lester Attorney-in-fact for Ira Duarte


The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (1) through (4) were sold in multiple transactions at the price ranges provided in footnotes (1) through (4). These shares in footnote (1) were sold in multiple transactions at prices ranging from $314.2900 to $314.9600 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (4) upon request by the SEC staff, the issuer or any shareholder of the issuer.

These shares were sold in multiple transactions at prices ranging from $315.7700 to $316.7600 inclusive.

These shares were sold in multiple transactions at prices ranging from $316.7700 to $317.5700 inclusive.

These shares were sold in multiple transactions at prices ranging from $317.8840 to $318.4700 inclusive.


Shares received in lieu of director fees.

/s/ Christopher E French Attorney in Fact for Thomas Beckett


Includes direct ownership of 19,813 shares through Deferred Compensation Plan.


Common Stock, par value $0.0001 per share

/s/ Mike Lomenzo, Attorney-in-Fact for Peter Allan Davis


Non-qualified Stock Option (Right to Buy)

Common Stock

Common Stock

Common Stock

This option was immediately exercised.

This option was issued to the reporting person in lieu of Board cash compensation of $21,250.

/s/ Deborah Berenjfoorosh, Attorney-in-Fact For: Talbott Roche


Common Stock, no par value

Common Stock, no par value

Common Stock, no par value

Common Stock, no par value

Common Stock, no par value

Common Stock, no par value

Common Stock, no par value

The reporting person has elected to satisfy her tax withholding obligation in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

Includes 25,000 RSUs, which will vest on August 4, 2026.

Options vest in four equal annual installments, beginning on August 4, 2023, the date of grant, subject to continued employment through the vesting date.

Options vest in three equal annual installments, beginning on January 1, 2025, subject to continued employment through the vesting date.

/s/ Marc-Andre Boisseau for Patricia Ann Barron by Power of Attorney


The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Abpro Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

These shares were purchased in multiple transactions at prices ranging from $0.2644 to $0.2979, inclusive.


Michael E. Montifar, attorney-in-fact for Janet F. Clark


Common Stock

Common Stock

Common Stock

This option was immediately exercised.

This option was issued to the reporting person in lieu of Board cash compensation of $18,750.

/s/ Deborah Berenjfoorosh, Attorney-in-Fact For: Jeff Huber


Represents award pursuant to 2023 Omnibus Incentive Plan; shares vest fully on May 20, 2026. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

The closing trading price of the common stock on the date of the grant was $61.08.


Common Stock

Each restricted stock unit represents a contingent right to receive one share of common stock.

The restricted stock units vest in 16 equal installments beginning one quarter after the date of grant (January 31, 2025).

/s/Kathryn Lester Attorney-in-fact for Craig Collard


Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

Represents 123 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

Lisa M. Ibarra, by Power of Attorney on behalf of Anne L. Arvia


The amount shown reflects additional theoretical common shares (i.e., phantom stock) which were credited pursuant to the dividend reinvestment feature of the Methode Electronics, Inc. Nonqualified Deferred Compensation Plan.

/s/ Kerry Vyverberg as attorney-in-fact for Therese M. Bobek


/s/ Kerry Vyverberg as attorney-in-fact for Mary A. Lindsey


/s/ Kerry Vyverberg as attorney-in-fact for Janie Goddard


/s/ Kerry Vyverberg as attorney-in-fact for Brian J. Cadwallader


/s/ Kerry Vyverberg as attorney-in-fact for Mark Schwabero


/s/ Kerry Vyverberg as attorney-in-fact for Darren M. Dawson


This sale was effected pursuant to a 10b5-1 trading plan established by Ms. Miele on August 2, 2024.

Weighted average sale price for common stock sold. Actual sales price for shares sold ranged from $151.71 to $151.96. Electronic Arts Inc. undertakes to provide to the staff of the S.E.C. or a security holder full information regarding the number of shares purchased or sold at each separate price.

Weighted average sale price for common stock sold. Actual sales price for shares sold ranged from $153.10 to $153.48. Electronic Arts Inc. undertakes to provide to the staff of the S.E.C. or a security holder full information regarding the number of shares purchased or sold at each separate price.

Weighted average sale price for common stock sold. Actual sales price for shares sold ranged from $154.61 to $155.49. Electronic Arts Inc. undertakes to provide to the staff of the S.E.C. or a security holder full information regarding the number of shares purchased or sold at each separate price.

Weighted average sale price for common stock sold. Actual sales price for shares sold ranged from $156.40 to $157.28. Electronic Arts Inc. undertakes to provide to the staff of the S.E.C. or a security holder full information regarding the number of shares purchased or sold at each separate price.

/s/ Deborah Berenjfoorosh, Attorney-in-Fact For: Laura Miele


Class A Common Stock

The reported option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024 (the "10b5-1 Plan").

This transaction was executed in multiple trades at prices ranging from $398.88 to $399.44, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $365.40 to $366.26, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $366.44 to $367.35, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $367.44 to $368.24, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $368.44 to $369.34, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $369.58 to $370.26, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $370.66 to $371.59, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $371.68 to $372.65, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $372.94 to $373.84, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $374.10 to $374.79, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $375.33 to $376.24, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $377.08 to $377.97, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $378.51 to $378.80, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2024 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

/s/ Paul Breaux, by Power of Attorney for Benjamin E. Huston


On August 1, 2025, pursuant to the Agreement and Plan of Merger dated as of May 3, 2024, by and between Uniti Group LLC, a Delaware limited liability company (f/k/a Uniti Group Inc.) ("Old Uniti"), New Windstream, LLC, a Delaware limited liability company ("Windstream") (as successor to Windstream Holdings II, LLC, a Delaware limited liability company), New Uniti HoldCo LP, a Delaware limited partnership, and New Windstream Merger Sub, LLC, a Delaware limited liability company and indirect wholly owned subsidiary of Windstream, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of July 17, 2024, (i) each share of Old Uniti common stock

(Footnote 1 continued) ("Old Uniti Common Stock") held by the reporting person was converted into the right to receive 0.6029 shares of common stock of Uniti Group Inc., a Delaware corporation (f/k/a Windstream Parent, Inc.) ("New Uniti Common Stock"), together with cash in lieu of fractional shares of New Uniti Common Stock, and (ii) each award of restricted shares of Old Uniti Common Stock held by the reporting person (each, an "Old Uniti Restricted Stock Award") was converted into an award of restricted shares of New Uniti Common Stock (each, a "New Uniti Restricted Stock Award") subject to the same terms and conditions as were applicable to the corresponding Old Uniti Restricted Stock Award, with the number of shares of New Uniti Common Stock subject to such New Uniti Restricted Stock Award equal to the product of

(Footnote 2 continued) (x) the number of shares of Old Uniti Common Stock subject to the corresponding Old Uniti Restricted Stock Award and (y) 0.6029 (rounded up or down to the nearest whole share). Cash in lieu of fractional shares of New Uniti Common Stock will be calculated by multiplying the closing sale price of a share of New Uniti Common Stock on Nasdaq on August 4, 2025 by the fraction of a share of New Uniti Common Stock to which the reporting person would otherwise have been entitled, without interest and subject to any withholding of taxes.

/s/ RONALD J. MUDRY BY: DANIEL L. HEARD, ATTORNEY-IN-FACT


/s/ SCOTT G. BRUCE BY: DANIEL L. HEARD, ATTORNEY-IN-FACT


Common Stock

Reporting Person's retainers earned as a Director of Issuer are deferred into Post Holdings, Inc. stock equivalents under the Issuer's Deferred Compensation Plan for Non-Management Directors. Reporting Person is credited with stock equivalents as soon as administratively practicable following the month in which such retainer is earned.  The value of these stock equivalents is distributed (on a one-for-one basis) in the form of cash upon separation from the Board of Directors.

The stock equivalents have no fixed exercisable or expiration dates.


Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

The reported option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024 (the "10b5-1 Plan").

This transaction was executed in multiple trades at prices ranging from $397.68 to $398.64, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $398.88 to $399.52, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $399.99 to $400.00, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2024 and monthly thereafter for the following
three years, subject to the Reporting Person's continued service with the Issuer.

The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2021 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2023 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2022 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

/s/ Paul Breaux, by Power of Attorney for Daniel J. Gill


Common Stock

Common Stock

Each Restricted Stock Unit represents the right to receive, at settlement, one share of Electronic Arts Inc. common stock.

This award was fully vested as of July 31, 2015, but Mr. Simonson elected to defer receipt of the shares of common stock underlying these Restricted Stock Units for 10 years.

This award was fully vested on August 2, 2025.

/s/ Deborah Berenjfoorosh, Attorney-in-Fact For: Richard A. Simonson


/s/ KENNY GUNDERMAN BY: DANIEL L. HEARD, ATTORNEY-IN-FACT


Represents shares of common stock withheld to pay taxes upon the vesting of restricted stock units originally granted to the reporting person on August 1, 2024. The number of shares withheld was
determined based on the closing price of the issuer's common stock on August 1, 2025.


The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2025.

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.93 to $54.49 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

/s/ Craig L. Rosenthal, Attorney in Fact


Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

The reported  unit conversions, option exercises, and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2024.

This transaction was executed in multiple trades at prices ranging from $399.00 to $399.43, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $365.45 to $366.43, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $366.47 to $367.32, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $367.51 to $368.44, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $368.52 to $369.27, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $369.55 to $370.25, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $370.75 to $371.05, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $371.89 to $372.86, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $372.89 to $373.85, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $374.06 to $374.86, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $375.26 to $376.14, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $377.08 to $377.66, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $378.32 to $378.80, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $380.70 to $380.88, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017 (the "Exchange Agreement"), holders of Class B Units may
exchange their Class B Units for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock Value less the Adjusted Participation Threshold (as each term is defined
in the Exchange Agreement) multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock Value.

The Reporting Person was granted the 200,000 Class B Units on March 24, 2015 with a participation threshold of $4.878, 40,000 of which vested on March 1, 2016 and 3,333 of which vested on the first of each month thereafter. The Class B Units have no expiration date.

The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2022 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2024 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2025 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer.

/s/ Paul Breaux, by Power of Attorney for Mark W. Jenkins


On August 1, 2025, pursuant to the Agreement and Plan of Merger dated as of May 3, 2024, by and between Uniti Group LLC, a Delaware limited liability company (f/k/a Uniti Group Inc.) ("Old Uniti"), New Windstream, LLC, a Delaware limited liability company ("Windstream") (as successor to Windstream Holdings II, LLC, a Delaware limited liability company), New Uniti HoldCo LP, a Delaware limited partnership, and New Windstream Merger Sub, LLC, a Delaware limited liability company and indirect wholly owned subsidiary of Windstream, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of July 17, 2024, (i) each share of Old Uniti common stock

(Footnote 1 continued) ("Old Uniti Common Stock") held by the reporting person was converted into the right to receive 0.6029 shares of common stock of Uniti Group Inc., a Delaware corporation (f/k/a Windstream Parent, Inc.) ("New Uniti Common Stock"), together with cash in lieu of fractional shares of New Uniti Common Stock, and (ii) each award of restricted shares of Old Uniti Common Stock held by the reporting person (each, an "Old Uniti Restricted Stock Award") was converted into an award of restricted shares of New Uniti Common Stock (each, a "New Uniti Restricted Stock Award") subject to the same terms and conditions as were applicable to the corresponding Old Uniti Restricted Stock Award, with the number of shares of New Uniti Common Stock subject to such New Uniti Restricted Stock Award equal to the product of

(Footnote 2 continued) (x) the number of shares of Old Uniti Common Stock subject to the corresponding Old Uniti Restricted Stock Award and (y) 0.6029 (rounded up or down to the nearest whole share). Cash in lieu of fractional shares of New Uniti Common Stock will be calculated by multiplying the closing sale price of a share of New Uniti Common Stock on Nasdaq on August 4, 2025 by the fraction of a share of New Uniti Common Stock to which the reporting person would otherwise have been entitled, without interest and subject to any withholding of taxes.

/s/ HAROLD A. ZEITZ BY: DANIEL L. HEARD, ATTORNEY-IN-FACT


Shares received in lieu of director fees.

/s/ Christopher E French Attorney in Fact for Victor Barnes


/s/ FRANCIS X. FRANTZ BY: DANIEL L. HEARD, ATTORNEY-IN-FACT


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.145, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

These securities of the Company are beneficially owned by (i) Cyrus Capital Partners, L.P. ("Cyrus Capital Partners"), as a result of being the investment manager of certain private investment funds that directly hold the securities, including Cyrus 1740 Master Fund, L.P., Canary SC Master Fund, L.P., Cyrus Opportunities Master Fund II, Ltd., Crescent 1, L.P., CRS Master Fund, L.P., Cyrus Select Opportunities Master Fund, Ltd., Cyrus Select Opportunities Master Fund II, L.P., Peterson Capital Investors LLC, and PJ A Capital LLC (the "Cyrus Funds"), (ii) Cyrus Capital Partners GP, L.L.C. ("Cyrus Capital GP"), as a result of being the sole general partner of Cyrus Capital Partners, and (iii) Stephen C. Freidheim, as a result of being the Chief Investment Officer of Cyrus Capital Partners and the sole member and manager of Cyrus Capital GP (collectively, the "Reporting Persons").

(Continued from footnote 2) Each of the Reporting Persons disclaims beneficial ownership of any securities reported by any person except to the extent of his or its pecuniary interest therein, if any.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.01 to $13.04, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.


Common Stock


This transaction was executed in multiple trades at prices ranging from $375.00 to $375.54, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

This transaction was executed in multiple trades at prices ranging from $367.14 to $3367.87, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Vice President, General Counsel, & Secretary


Represents award pursuant to 2023 Omnibus Incentive Plan; shares vest fully on May 20, 2026. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

The closing trading price of the common stock on the date of the grant was $61.08.


/s/ CARMEN PEREZ-CARLTON BY: DANIEL L. HEARD, ATTORNEY-IN-FACT


This transaction was executed in multiple trades at prices ranging from $375.00 to $375.52, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

/s/ Paul Breaux, by Power of Attorney for Thomas Taira


Represents shares of Class A Common Stock withheld by the Company to satisfy tax withholding obligations in connection with the net issuance of shares of Class A Common Stock delivered to the Reporting Person on August 1, 2025, from the vesting of restricted stock units ("RSUs"). The number of shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Class A Common Stock on August 1, 2025.

A portion of these shares represent RSUs. Each RSU represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.


On August 1, 2025, pursuant to the Agreement and Plan of Merger dated as of May 3, 2024, by and between Uniti Group LLC, a Delaware limited liability company (f/k/a Uniti Group Inc.) ("Old Uniti"), New Windstream, LLC, a Delaware limited liability company ("Windstream") (as successor to Windstream Holdings II, LLC, a Delaware limited liability company), New Uniti HoldCo LP, a Delaware limited partnership, and New Windstream Merger Sub, LLC, a Delaware limited liability company and indirect wholly owned subsidiary of Windstream, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of July 17, 2024, (i) each share of Old Uniti common stock

(Footnote 1 continued) ("Old Uniti Common Stock") held by the reporting person was converted into the right to receive 0.6029 shares of common stock of Uniti Group Inc., a Delaware corporation (f/k/a Windstream Parent, Inc.) ("New Uniti Common Stock"), together with cash in lieu of fractional shares of New Uniti Common Stock, and (ii) each award of restricted shares of Old Uniti Common Stock held by the reporting person (each, an "Old Uniti Restricted Stock Award") was converted into an award of restricted shares of New Uniti Common Stock (each, a "New Uniti Restricted Stock Award") subject to the same terms and conditions as were applicable to the corresponding Old Uniti Restricted Stock Award, with the number of shares of New Uniti Common Stock subject to such New Uniti Restricted Stock Award equal to the product of

(Footnote 2 continued) (x) the number of shares of Old Uniti Common Stock subject to the corresponding Old Uniti Restricted Stock Award and (y) 0.6029 (rounded up or down to the nearest whole share). Cash in lieu of fractional shares of New Uniti Common Stock will be calculated by multiplying the closing sale price of a share of New Uniti Common Stock on Nasdaq on August 4, 2025 by the fraction of a share of New Uniti Common Stock to which the reporting person would otherwise have been entitled, without interest and subject to any withholding of taxes.


/s/ TRAVIS BLACK BY: DANIEL L. HEARD, ATTORNEY-IN-FACT


Common Stock

Reporting Person's retainers earned as a Director of Issuer are deferred into Post Holdings, Inc. stock equivalents under the Issuer's Deferred Compensation Plan for Non-Management Directors. Reporting Person is credited with stock equivalents as soon as administratively practicable following the month in which such retainer is earned.  The value of these stock equivalents is distributed (on a one-for-one basis) in the form of cash upon separation from the Board of Directors.

The stock equivalents have no fixed exercisable or expiration dates.


/s/ Paul Breaux, by Power of Attorney for Ryan S. Keeton


Sales were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 22, 2024 in accordance with Rule 10b5-1 under the Securities Exchange Act, as amended.

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.51 to $28.21 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.


/s/ MICHAEL FRILOUX BY: DANIEL L. HEARD, ATTORNEY-IN-FACT


Class P Common Stock

This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date.

Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units.

Closing price of Class P Common Stock on the date of vesting.

Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.

These restricted stock units vested on July 31, 2025.


Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.

/s/ Paul Breaux, by Power of Attorney for Stephen R. Palmer


Shares withheld for taxes upon the settlement in shares of restricted stock units previously granted to the reporting person.

By:  Stephen T. Wilson  (Attorney-In-Fact)


Class P Common Stock

The reporting person disclaims 10% of any beneficial ownership of the shares owned by such limited partnership.


Class P Common Stock


Class P Common Stock

Sales were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 19, 2025 in accordance with Rule 10b5-1 under the Securities Exchange Act, as amended.

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.11 to $28.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.


Represents reinvestment of dividend equivalents on deferred stock units purchased by the reporting person. Deferred stock units are settled only in stock on a 1-for-1 basis.

Based on a 401(k) plan statement dated 6/30/2025.

/s/ Johnell C. Holland, Attorney-in-fact


Common Stock


Represents restricted stock units ("RSUs"), each representing a right to a share of Class A Common Stock, earned in connection with the determination of the level of performance achievement in satisfaction of vesting conditions underlying a performance-based restricted share unit grant awarded on October 31, 2023. One-half of the number of earned restricted stock units vested and were settled on September 13, 2024, and the remaining one-half of the restricted stock units will vest on October 31, 2025, subject to the Reporting Person's continued employment on such vesting date. This Amendment is being filed to reflect the full number of RSUs that were achieved.

Represents shares of Class A Common Stock that were automatically withheld to cover tax obligations upon the vesting, on July 31, 2025, of 12.5% of the original number of time-based restricted
stock units ("RSUs") granted to the Reporting Person on October 31, 2023, and timely reported on a Form 4 filed on November 2, 2023. The remaining RSUs have a final vesting date occurring on
October 31, 2025, subject to the continued service of the Reporting Person on each such vesting date.

Number reflects total directly held Class A Common Stock taking into account the amended number and subsequent transactions through July 31, 2025.

/s/Peter J. Rivas as attorney-in-fact for Karen M. Soares


Class P Common Stock

The reporting person disclaims any and all beneficial or pecuniary interest in the shares owned by her spouse.


Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.


Class P Common Stock

This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date.

Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units.

Closing price of Class P Common Stock on the date of vesting.

These shares are held by a trust for the benefit of family members of Mr. Martin with respect to which Mr. Martin shares voting and disposition power.  Mr. Martin disclaims any beneficial ownership of these shares.

Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.

These restricted stock units vested on July 31, 2025.


On August 1, 2025, pursuant to the Agreement and Plan of Merger dated as of May 3, 2024, by and between Uniti Group LLC, a Delaware limited liability company (f/k/a Uniti Group Inc.) ("Old Uniti"), New Windstream, LLC, a Delaware limited liability company ("Windstream") (as successor to Windstream Holdings II, LLC, a Delaware limited liability company), New Uniti HoldCo LP, a Delaware limited partnership, and New Windstream Merger Sub, LLC, a Delaware limited liability company and indirect wholly owned subsidiary of Windstream, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of July 17, 2024, (i) each share of Old Uniti common stock

(Footnote 1 continued) ("Old Uniti Common Stock") held by the reporting person was converted into the right to receive 0.6029 shares of common stock of Uniti Group Inc., a Delaware corporation (f/k/a Windstream Parent, Inc.) ("New Uniti Common Stock"), together with cash in lieu of fractional shares of New Uniti Common Stock, and (ii) each award of restricted shares of Old Uniti Common Stock held by the reporting person (each, an "Old Uniti Restricted Stock Award") was converted into an award of restricted shares of New Uniti Common Stock (each, a "New Uniti Restricted Stock Award") subject to the same terms and conditions as were applicable to the corresponding Old Uniti Restricted Stock Award, with the number of shares of New Uniti Common Stock subject to such New Uniti Restricted Stock Award equal to the product of

(Footnote 2 continued) (x) the number of shares of Old Uniti Common Stock subject to the corresponding Old Uniti Restricted Stock Award and (y) 0.6029 (rounded up or down to the nearest whole share). Cash in lieu of fractional shares of New Uniti Common Stock will be calculated by multiplying the closing sale price of a share of New Uniti Common Stock on Nasdaq on August 4, 2025 by the fraction of a share of New Uniti Common Stock to which the reporting person would otherwise have been entitled, without interest and subject to any withholding of taxes.

/s/ PAUL BULLINGTON BY: DANIEL L. HEARD, ATTORNEY-IN-FACT


In connection with the vesting and settlement of restricted stock units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy her tax withholding obligations.  The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on July 31, 2025.

/s/ Melissa K. Buce, as attorney-in-fact


These shares were acquired by Mr. Whalen in an open market purchase of Harmonic Inc. Common Stock.


Represents Ordinary Shares withheld for payment of taxes on vesting of restricted stock units granted on August 1, 2023.


Based on a 401(k) plan statement dated 6/30/2025.


/s/ Austin Y. Ke, attorney-in-fact for Robert S Fletcher


Common Stock

Vesting of restricted stock units granted on February 14, 2022, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. The remaining restricted stock units will vest and convert one-for-one to shares on August 1, 2026.

Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.


Common Stock

Includes 295 shares of common stock acquired under the Performance Food Group Company Employee Stock Purchase Plan on June 30, 2025.

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 29, 2024.

The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging in price from $98.62 to $99.61. The reporting person undertakes to provide to Performance Food Group Company, any security holder of Performance Food Group Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging in price from $99.64 to $100.62. The reporting person undertakes to provide to Performance Food Group Company, any security holder of Performance Food Group Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

An option that is fully vested.


American Depositary Shares

Effective April 11, 2025, the Issuer implemented a ratio change that one (1) American Depositary Share ("ADS") currently represents twenty (20) Ordinary Shares ("ADS Ratio Change"). Proportionate adjustments were made to the Issuer's outstanding equity awards. The amount of securities reported on this Form 4 reflect the ADS Ratio Change.

On August 8, 2022, the Reporting Person was granted 1,250 RSUs under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). These RSUs vest in four equal installments on each of August 1, 2023, August 1, 2024, August 1, 2025, and August 1, 2026.

Not applicable.

Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

Each RSU represents a contingent right to receive twenty Ordinary Shares or cash in lieu thereof at the Issuer's discretion.

/s/ Jonathan Provoost, by power of attorney


Common Stock

On July 8, 2024, Amundi Asset Management S.A.S. ("Amundi AM"), Amundi S.A. ("Amundi S.A." together with Amundi AM, the "Reporting Persons") and Victory Capital Holdings, Inc. (the "Issuer") entered into a Contribution Agreement (the "Contribution Agreement") pursuant to which, on April 1, 2025, Amundi AM contributed, and the Issuer accepted, all of the issued and outstanding equity interests of Amundi Holdings US, Inc., a Delaware corporation and wholly-owned subsidiary of Amundi AM ("Amundi US"), in exchange for the securities in the Issuer described herein comprised of (i) 3,293,471 shares of Common Stock, par value $0.01 (the "Common Stock") representing 4.9% of the total number of shares of Common Stock issued and outstanding after giving effect to the issuance and (ii) 14,305,982 newly issued shares of non-voting convertible preferred stock of Issuer (the "Preferred Stock").

On May 16, 2025, Amundi AM acquired beneficial ownership of an additional 5,436,318 shares of Preferred Stock as a result of a post-closing adjustment to the Preferred Stock received by Amundi AM at the closing of the transaction, which together with the Common Stock and Preferred Stock acquired at the closing of the transaction, resulted in Amundi AM beneficially owning 26.1% of the Issuer's outstanding capital stock as of the closing date of the transaction on a fully diluted basis. On July 16, 2025, pursuant to the Shareholder Agreement (as defined in footnote 4), Amundi AM acquired beneficial ownership of an additional 88,547 shares of Preferred Stock and reduced its beneficial ownership of Common Stock by 88,547 shares pursuant to its right under the Shareholder Agreement to cause the Issuer to issue shares of Preferred Stock to Amundi AM in exchange for an equal number of shares of Common Stock.

On August 1, 2025, in accordance with the terms of the Contribution Agreement, Amundi AM forfeited its beneficial ownership of 44,026 shares of Preferred Stock as a result of a post-closing adjustment to the amount of Preferred Stock received by Amundi AM at the closing of the transaction pursuant to the Contribution Agreement.

Pursuant to the terms of the Shareholder Agreement that Amundi AM and the Issuer entered into upon the closing of the transaction on April 1, 2025 (the "Shareholder Agreement"), the Reporting Persons are not permitted to transfer shares of Common Stock or Preferred Stock beneficially owned by them until April 1, 2028, subject to certain exceptions.

Under the terms of the Shareholder Agreement, Amundi AM has the right to require the Issuer to nominate and use reasonable best efforts (subject to applicable law and the exercise of fiduciary duties) to have two individuals designated by Amundi AM elected to the Issuer's board of directors (the "Board") for so long as Amundi AM and its permitted transferees own at least 50% of the shares Amundi AM acquired pursuant to the Contribution Agreement and one individual designated by Amundi AM elected to the Board for so long as Amundi AM and its permitted transferees own at least 33% (but less than 50%) of the shares Amundi AM acquired pursuant to the Contribution Agreement. In accordance with the terms of the Shareholder Agreement, the Issuer appointed two individuals designated by Amundi AM to the Board on April 1, 2025.

The Preferred Stock is not convertible at the option of the holder and is only convertible into shares of Common Stock after a transfer: (i) in a widespread public distribution; (ii) to the Issuer; (iii) in transfers in which no transferee (or group of associated transferees) would receive two percent or more of the outstanding securities of any "class of voting shares" (as defined in 12 C.F.R. ss. 225.2(q)(3)) of the Issuer; or (iv) to a transferee that controls more than 50% of every "class of voting shares" (as defined in 12 C.F.R. ss. 225.2(q)(3)) of the Issuer without any transfer from the transferring holder of the Preferred Stock, in each case, so long as the transfer of such Preferred Stock is not to an "affiliate" (as such term is defined in the Bank Holding Company Act of 1956, as amended) of the holder of the Preferred Stock ("Automatic Transfer Conversion").

(continued from footnote 6) The Preferred Stock is convertible into Common Stock upon an Automatic Transfer Conversion on a one-to-one basis. Separately, Amundi AM is permitted to exchange its Common Stock for Preferred Stock at any time and will be required to exchange its Common Stock for Preferred Stock under certain circumstances as contemplated in the Shareholder Agreement. The Common Stock will be exchangeable into Preferred Stock on a one-to-one basis.

On July 8, 2024, Amundi AM entered into a Voting Agreement (the "Crestview Voting Agreement") with Crestview Victory, L.P. and Crestview Advisors, L.L.C. (together, "Crestview"), and a Voting Agreement (together with the Crestview Voting Agreement, the "Voting Agreements") with certain officers of the Issuer (the "Executives") and a three-person committee of employees of the Issuer (the "Employee Shareholders Committee" or the "ESC") authorized to vote the shares of Common Stock held by certain employees of the Issuer pursuant to the terms of that certain Employee Shareholders' Agreement, dated as of February 12, 2018, by and among the Issuer, the Employee Shareholders' Committee and those certain employees of the Issuer party thereto (the "Employee Shareholders' Agreement").

(continued from footnote 8) Pursuant to the terms of the Voting Agreements, each of Crestview and the ESC have agreed not to nominate any person for election to the Board in lieu of, or in a contested election with, such nominee of Amundi AM, for so long as Amundi AM retains the right to nominate any person for election to the Board. By virtue of the Voting Agreements, the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by Crestview and the ESC.

Pursuant to Rule 16a-1(a)(4) under the Securities and Exchange Act of 1934 (the "Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Act or otherwise, part of a "group" (within the meaning of Rule 13d-5(b)(1) under the Act) by virtue of the Voting Agreements or have beneficial ownership of the shares of Common Stock held by any party thereto.


Withholding of shares to pay the tax liability associated with vesting of restricted shares.


Common Stock

Includes shares of the Issuer's common stock acquired under the Issuer's dividend reinvestment plan.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash.

This restricted stock unit vested 25% on August 2, 2023, 25% on August 2, 2024 and 50% on August 2, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.


Common Stock


Common Stock

Restricted Stock Units (Performance Based)

Common Stock

Each restricted stock unit represents a contingent right to receive one share of OSPN common stock.

The restricted stock units vest in three approximately equal installments on July 31, 2025, January 4, 2026, and January 4, 2027, subject to the reporting person's continued employment.

The performance-based restricted stock units vest upon the registrant's common stock achieving designated levels of 45 trading day volume weighted average share price.


Common Stock

Common Stock

Vesting of remaining restricted stock units granted on August 1, 2021, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Vesting of restricted stock units granted on May 1, 2023, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. The remaining 7,153 restricted stock units will vest and convert one-for-one to shares on August 1, 2027.


Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2024.

By: Winston King, Attorney-in-Fact for John P. Mullen


Shares acquired pursuant to employee's participation in the Company's ESPP.


This transaction was executed in multiple trades at prices ranging from $83.60 to $82.75 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

By Stephen S. and Debra L. Thompson Trust dated December 17, 2015.

/s/ Uri Clinton, attorney-in-fact for Stephen S. Thompson


On July 11, 2025, 9,650 shares of the Issuer's common stock were transferred to the reporting person from a grantor retained annuity trust of which the reporting person is trustee (the "2024 GRAT").

On July 11, 2025, 25,000 shares of the Issuer's common stock were transferred to the reporting person from a grantor retained annuity trust of which the reporting person is trustee (the "2025 GRAT")

Shares acquired pursuant to a broker-administered DRIP.

/s/ Suraj A. Palakshappa, Attorney-in-Fact


Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.00 to $93.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Reflects shares of Class A Common Stock, shares of Class B Common Stock, or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect shares of Class A Common Stock, shares of Class B Common Stock, or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.

Reflects shares of Class A Common Stock, shares of Class B Common Stock, or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect shares of Class A Common Stock, shares of Class B Common Stock, or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.

Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.

Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.


Common Stock

Common Stock

These units correspond 1 for 1 with the Company's common stock.

This award will vest in full on 7/14/2026, subject to the reporting person's continued service through such vesting date.

/s/ Alla Berenshteyn, as attorney-in-fact


/s/ Uri Clinton, attorney-in-fact for Ted Bogich


The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.90 to $197.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.96 to $198.95, inclusive.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.02 to $199.435, inclusive.

/s/ Lindsey Cochran, by power of attorney


Common Stock

Instrument converts to common stock on a one-for-one basis.

Includes the reinvestment of dividend equivalents into  29 additional restricted stock units.

The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 681 units vested on August 1, 2025; 681 units vesting on August 1, 2026; and 702 units vesting on August 1, 2027.


Sale was effected pursuant to a durable automatic sales instruction plan adopted by the Reporting Person on July 3, 2023, and represents the sale of shares by the Issuer necessary to meet tax withholding obligations as a result of vesting in restricted stock units on July 24, 2025. The sale does not represent a discretionary trade by the Reporting Person.


Represents shares of the Issuer's Class A Common Stock issued to the Reporting Person as restricted stock units granted under the Issuer's 2019 Long-Term Stock Incentive Plan. These restricted stock units will vest on July 31, 2026, subject to the Reporting Person's continued service through the 2026 Annual Meeting of Stockholders.

The total also reflects a deduction for cash paid in lieu of approximately 0.84 fractional shares of the Issuer's Class A Common Stock upon vesting of previously-granted restricted stock units.

/s/ Avery S. Fischer, Attorney-in-Fact for Wei Zhang


/s/ Avery S. Fischer, Attorney-in-Fact for Darren Walker


Common Stock

Includes the reinvestment of dividend equivalents into 56 additional restricted stock units.

The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 1,319 units vested on August 1, 2025; 1,320 units vesting on August 1, 2026; and 1,359 units vesting on August 1, 2027.

Excludes reinvestment of dividend equivalents during the vesting period.


Common Stock

Acquired through the exercise of options.

The transactions reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2025.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $575.00 to a high of $575.92 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth with respect to this transaction and all sale transactions reported in this Form 4.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $576.00 to a high of $576.875 per share, inclusive.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $577.41 to a high of $578.06 per share, inclusive.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $578.492 to a high of $579.01 per share, inclusive.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $580.01 to a high of $580.90 per share, inclusive.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $581.58 to a high of $582.53 per share, inclusive.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $582.68 to a high of $583.58 per share, inclusive.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $583.75 to a high of $584.485 per share, inclusive.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $584.81 to a high of $585.75 per share, inclusive.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $586.09 to a high of $586.57 per share, inclusive.

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $589.21 to a high of $589.62 per share, inclusive.

Option has graded vesting. Dates exercisable will vary with each vesting tranche.


Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

Subject to the Reporting Person's continuing service as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one third of the RSUs subject to the award shall vest on each annual anniversary of July 31, 2025.


Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2024.

By: Winston King, Attorney-in-Fact for Michael George Rosenbaum


Represents shares of restricted stock that have been granted to the Reporting Person as compensation for serving on the Powell Industries Board of Directors under the Non-Employee Director Equity Incentive Plan.  These shares vest on the first anniversary from the date of the grant.

RSUs convert into common stock on a one-for-one basis at the time of vesting.

Includes shares that have a time-based vesting provision.

Michael W. Metcalf, by Power of Attorney


Common Stock

Common Stock

Common Stock

Shares acquired upon the vesting of November 1, 2022, November 1, 2023, and November 1, 2024 awards of service-based Restricted Stock Units.

Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

This November 1, 2022 award of service-based Restricted Stock Units vests in twelve equal quarterly increments beginning February 1, 2023.

If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

This November 1, 2023 award of service-based Restricted Stock Units vests in twelve equal quarterly increments beginning February 1, 2024.

This November 1, 2024 award of service-based Restricted Stock Units vests in twelve equal quarterly increments beginning February 1, 2025.

/s/ Joseph P. McDermott by Power of Attorney


Represents shares of the Issuer's Class A Common Stock issued to the Reporting Person as restricted stock units granted under the Issuer's 2019 Long-Term Stock Incentive Plan. These restricted stock units will vest on July 31, 2026, subject to the Reporting Person's continued service through the 2026 Annual Meeting of Stockholders.

The total also reflects a deduction for cash paid in lieu of approximately 0.84 fractional shares of the Issuer's Class A Common Stock upon vesting of previously-granted restricted stock units.

/s/ Avery S. Fischer, Attorney-in-Fact for Valerie Jarrett


Common Stock

Common Stock

These shares were issued to the reporting person under eXp World Holdings, Inc.'s (the "Issuer") Agent Equity Program.

Represents a grant of RSUs awarded under the Issuer's Agent Growth Incentive Program, administered under the 2024 Equity Incentive Plan.  Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock.

The RSUs are scheduled to vest 100% on June 30, 2028, subject to the reporting person's continued service to the Issuer through the respective vesting date.

RSUs do not expire; they either vest or are canceled prior to the vesting date.

The RSUs are scheduled to vest 100% on July 15, 2028, subject to the reporting person's continued service to the Issuer through the respective vesting date.

/s/ James Bramble, attorney-in-fact for Monica Weakley


The shares were acquired under the Issuer's Employee Share Purchase Plan (ESPP) in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

In accordance with the ESPP, these shares were purchased at 85% of the closing price of the Issuer's registered shares on July 31, 2025.

The share are held by the Reporting Person's adult children.

/s/ Farschad Farzan as attorney in fact for Johanna W. Faber


Common Stock

The Stock Option shares vested ratably over a three-year period in 36 equal monthly installments, with the final vesting date on July 31, 2028, subject to acceleration, cancellation or other actions upon certain events of change of control of eXp World Holdings, Inc.

/s/ James Bramble, attorney-in-fact for Randall D. Miles


Common Stock

Instrument converts to common stock on a one-for-one basis.

Includes the reinvestment of dividend equivalents into 30 additional restricted stock units.

The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 715 units vested on August 1, 2025; 715 units vesting on August 1, 2026 and 737 units vesting on August 1, 2027.


/s/ Avery S. Fischer, Attorney-in-Fact for Michael A. George


Shares acquired pursuant to employee's participation in the Company's ESPP.


Represents shares of Class A Common Stock that were automatically withheld to cover tax obligations upon the vesting, on July 31, 2025, of 12.5% of the original number of time-based restricted stock units ("RSUs") granted to the Reporting Person on October 31, 2023, and timely reported on a Form 4 filed on November 2, 2023. The remaining RSUs have a final vesting date occurring on October 31, 2025, subject to the continued service of the Reporting Person on each such vesting date.

Shares held in trust for the benefit of the Reporting Person's family, of which the Reporting Person is a co-trustee.

/s/ Peter J. Rivas as attorney-in-fact for Conrad Wai


Common Stock

Restricted Stock Units convert to shares of common stock on a one-for-one basis.

These restricted stock units vest as to 50% of the original grant on each of August 22, 2025 and November 22, 2025.

/s/ Sarah Dale, Attorney-in-Fact for David B. Kirk


/s/ Farschad Farzan as attorney in fact for Prakash Arunkundrum


Fitzgerald Lindsay Clinton

C/O GEVO, INC. 345 INVERNESS DRIVE SOUTH

Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 21, 2024.

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.29 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Between June 9, 2025 and August 1, 2025, the reporting person disposed of 10.29 shares of the issuer's common stock under the issuer's 401(k) plan to cover administrative fees. The information in this report is based on a plan statement dated July 25, 2025.


Pursuant to the transaction agreement (the "Transaction Agreement") between Endo, Inc. ("Endo") and Salvare Merger Sub LLC, a wholly owned subsidiary of the Issuer ("Merger Sub"), on July 31, 2025, Merger Sub merged with and into Endo (the "Merger"), with Endo surviving the Merger as a wholly owned subsidiary of the Issuer. As a result of the Merger, certain shares of common stock of Endo were cancelled and converted into the right to receive a number of Ordinary Shares of the Issuer and cash consideration as set forth in the Transaction Agreement.

This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Ordinary Shares reported herein in which the Advisor and the General Partner have a pecuniary interest.

The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Ordinary Shares held by the Funds.

The securities reported herein include 7,889,476 Ordinary Shares held directly by certain funds and separate accounts managed by the Advisor and 20,000 Ordinary Shares held directly by Mr. Tananbaum.


Class A Common Stock

The Restricted Stock Units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

The RSUs shall vest in sixteen equal quarterly installments following February 1, 2022.

/s/ Xing Yan as Attorney-in-Fact for Jonathan Vassil


Represents shares of the Issuer's Class A Common Stock issued to the Reporting Person as restricted stock units granted under the Issuer's 2019 Long-Term Stock Incentive Plan. These restricted stock units will vest on July 31, 2026, subject to the Reporting Person's continued service through the 2026 Annual Meeting of Stockholders.

The total also reflects a deduction for cash paid in lieu of approximately 0.84 fractional shares of the Issuer's Class A Common Stock upon vesting of previously-granted restricted stock units.

/s/ Avery S. Fischer, Attorney-in-Fact for Linda Findley


Class A Common Stock

Restricted Stock Units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

As of the date of this Form 4, the Reporting Person also owns 18,912,840 shares of Class B common stock of the Issuer. Each Class B common stock is convertible at any time into one share of the Class A common stock of the Issuer.

/s/ Xing Yan as Attorney-in-Fact for Aman Narang


Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 2, 2024.

Between June 9, 2025 and August 1, 2025, the reporting person disposed of 6.07 shares of the issuer's common stock under the issuer's 401(k) plan to cover administrative fees. The information in this report is based on a plan statement dated July 25, 2025.


Common Stock

Common Stock

Shares acquired upon the vesting of November 1, 2023 and November 1, 2024 awards of service-based Restricted Stock Units.

Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

The service-based Restricted Stock Units (RSUs) outstanding under this 11/01/2023 grant vest as follows: 329 vest 08/1/2025 and 330 vest 11/01/2025.

If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

This November 1, 2024 award of service-based Restricted Stock Units vests in twelve equal quarterly increments beginning February 1, 2025.


Class A Common Stock

/s/ Xing Yan as Attorney-in-Fact for Elena Gomez


Securities disposed of represent shares surrendered for tax purposes in connection with the vesting and settlement of restricted stock units granted and previously reported on Form 4.


Ordinary Shares

Each restricted stock unit represents a contingent right to receive one ordinary share.

Shares subject to the restricted stock unit award vest in four equal annual installments commencing on 8/3/2023.

/s/ Shantale Greenson, attorney-in-fact for David Joseph Gaffin


Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.


Class A Common Stock

As of the date of this Form 4, the Reporting Person also owns an aggregate of 25,722,670 shares of the Class B common stock of the Issuer. Each share of Class B common stock is convertible at any time into one share of the Class A common stock of the Issuer.

/s/ Xing Yan as Attorney-in-Fact for Stephen Fredette


Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.29 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Between July 7, 2025 and August 1, 2025, the reporting person disposed of 7.13 shares of the issuer's common stock under the issuer's 401(k) plan to cover administrative fees. The information in this report is based on a plan statement dated July 25, 2025.


By the Brian R. Elworthy Irrevocable Trust of 2019

Class A Common Stock

The RSUs shall vest in sixteen equal quarterly installments following February 1, 2022.

/s/ Xing Yan as Attorney-in-Fact for Brian R. Elworthy


Common Stock

Restricted Stock Units convert to shares of common stock on a one-for-one basis.

These restricted stock units vest as to 50% of the original grant on each of August 22, 2025 and November 22, 2025.

/s/ Sarah Dale, Attorney-in-Fact for Amy Chang


The sale reported on this Form 4 was effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units of the issuer previously reported by the Reporting Person.

/s/ Scott Tallman, Attorney-in-Fact for Pranam Kolari


Represents shares of the Issuer's Class A Common Stock issued to the Reporting Person as restricted stock units granted under the Issuer's 2019 Long-Term Stock Incentive Plan. These restricted stock units will vest on July 31, 2026, subject to the Reporting Person's continued service through the 2026 Annual Meeting of Stockholders.

The total also reflects a deduction for cash paid in lieu of approximately 0.84 fractional shares of the Issuer's Class A Common Stock upon vesting of previously-granted restricted stock units.

/s/ Avery S. Fischer, Attorney-in-Fact for Debra S. Cupp


Common Stock

Common Stock

The price reported in Column 4 is a weighted average sale price calculated by the broker executing the sales. These shares were sold in multiple transactions at prices ranging from $33.01 to $33.60, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

The Employee Stock Option (right to buy) granted on November 10, 2016  have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

/s/ Thomas Eugene Clark by April Gruder as Attorney-in-Fact


Common Stock

Shares of Restricted Stock Units issued on August 3, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Exhibit List Exhibit 24 - Power of Attorney


Represents shares of Common Stock that the reporting person forfeited to the Company to satisfy tax withholding obligations incurred upon the vesting of restricted stock units. No shares were sold by the reporting person.


/s/ Jordan Nicole Freeman, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC


Common Stock

Shares acquired upon vesting of the November 1, 2024 award of service-based Restricted Stock Units.

Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

This November 1, 2024 award of service-based Restricted Stock Units vests in twelve equal quarterly increments beginning February 1, 2025.

If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

/s/ Joseph P. McDermott by Power of Attorney


/s/ Avery S. Fischer, Attorney-in-Fact for Frank A. Bennack, Jr.


Shares withheld by the Company to satisfy tax withholding obligations upon vesting of RSUs; not an open market transaction.

Includes shares acquired pursuant to NIKE, Inc.'s Employee Stock Purchase Plan.

Shares held in account under the NIKE, Inc. 401(k) Savings and Profit Sharing Plan.

/s/ Kelsey A. Baldwin, attorney-in-fact for Mr. McCartney


Represents the withholding of shares of Common Stock to satisfy the tax withholding liability associated with the vesting of an award of restricted stock units, which was granted on August 1, 2024 and that generally vests in two equal installments on each of the first two anniversaries of the grant date, subject to the Reporting Person's continued employment through each such date.


On August 1, 2025, Seaport Entertainment Group Inc. (the "Issuer") withheld 1,073 shares of common stock ("Common Stock") of the Issuer from the Reporting Person for payment of the tax liability incident to the vesting of shares of Common Stock granted by the Issuer pursuant to the terms of the Issuer's 2024 Equity Incentive Plan.


Represents shares of Class A Common Stock that were automatically withheld to cover tax obligations upon the vesting, on July 31, 2025, of 12.5% of the original number of time-based restricted stock units ("RSUs") granted to the Reporting Person on October 31, 2023, and timely reported on a Form 4 filed on November 2, 2023. The remaining RSUs have a final vesting date occurring on October 31, 2025, subject to the continued service of the Reporting Person on each such vesting date.

/s/Peter J. Rivas as attorney-in-fact for Brady Priest


On August 1, 2025, Seaport Entertainment Group Inc. (the "Issuer") withheld 5,429 shares of common stock ("Common Stock") of the Issuer from the Reporting Person for payment of the tax liability incident to the vesting of shares of Common Stock granted by the Issuer pursuant to the terms of the Issuer's 2024 Equity Incentive Plan.


On August 1, 2025, Seaport Entertainment Group Inc. (the "Issuer") withheld 1,152 shares of common stock ("Common Stock") of the Issuer from the Reporting Person for payment of the tax liability incident to the vesting of shares of Common Stock granted by the Issuer pursuant to the terms of the Issuer's 2024 Equity Incentive Plan.


Represents shares withheld for payment of withholding taxes upon partial vesting of RSU granted 9/30/2024.

Includes the following pursuant to the 2018 Coastal Financial Corporation Omnibus Incentive Plan: (1) 19,186 restricted stock units (RSUs) with remaining shares vesting monthly in an approximately equal amount through April 30, 2028 (2) Includes 23,226 performance-based RSUs which are eligible to vest on the first day of each month beginning October 1, 2024 until April 30, 2028, the quantity of which is subject to continuous employment and achievement of certain stock price conditions (3) 15,000 performance-based RSUs - eligible to vest on April 30, 2028,  subject to continuous employment and achievement of return on equity that is at least 80% of company comparator peer group. (4) 669 RSUs that vest in four approximately equal remaining installments. Each RSU represents the right to receive one share of common stock upon vesting.


Common Stock, par value $0.0001 per share ("Common Stock")

Represents 16,098 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest 25% on July 31, 2026, and in equal installments quarterly thereafter,  subject to the reporting person's continued service to the Issuer.

Includes 300,462 shares of unvested restricted stock units.


Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 21, 2024.

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.23 to $1.29 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Between June 9, 2025 and August 1, 2025, the reporting person disposed of 17.14 shares of the issuer's common stock under the issuer's 401(k) plan to cover administrative fees. The information in this report is based on a plan statement dated July 25, 2025.


Common stock

Exercisable in four (4) equal annual installments beginning October 21, 2020.


Represents shares of the Issuer's Class A Common Stock issued to the Reporting Person as restricted stock units granted under the Issuer's 2019 Long-Term Stock Incentive Plan. These restricted stock units will vest on July 31, 2026, subject to the Reporting Person's continued service through the 2026 Annual Meeting of Stockholders.

The total also reflects a deduction for cash paid in lieu of approximately 0.84 fractional shares of the Issuer's Class A Common Stock upon vesting of previously-granted restricted stock units.

/s/ Avery S. Fischer, Attorney-in-Fact for Angela Ahrendts