Common Stock

The Reporting Person has irrevocably elected to satisfy all withholding tax due upon the delivery of shares by authorizing Etsy, Inc. to withhold a sufficient amount of shares to satisfy such tax obligation.

Units correspond 1-for-1 with common stock.

Represents the number of shares earned under a PSU award based on the satisfaction of certain performance criteria of the award. Each PSU represents the contingent right to receive one share of common stock of the Issuer. Such shares were not reportable under Section 16 until the performance conditions were certified by the Issuer's Compensation Committee as achieved (which occurred on July 30, 2025). The earned shares will vest in equal installments on each of October 1, 2025; April 1, 2026; and April 1, 2027; subject to the Reporting Person remaining continuously employed through each vesting date. The earned shares reported on this form represent shares earned with respect to 75% of the target shares subject to the PSU award. The remaining 25% of the target shares subject to the PSU award may be earned upon the satisfaction of additional performance vesting criteria through the end of the applicable performance period.


Common Stock

These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

These deferred stock units are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

/s/ Mark D. Denny, as attorney-in-fact for Edmund P. Segner, III


Common Stock

/s/ Mark D Denny, as attorney-in-fact for Jarvis V. Hollingsworth


Common Stock

/s/ Mark D. Denny as attorney-in-fact for Frances Powell Hawes


Common Stock

/s/ Mark D. Denny as attorney-in-fact for Craig M. Jarchow


Common Stock

/s/ Mark D. Denny as attorney-in-fact for Shihab A. Kuran


Common Stock

/s/ Mark D. Denny as attorney-in-fact for William E. Albrecht


Common Stock

/s/ Mark D. Denny as attorney-in-fact for John Driver


Common Stock

/s/ Mark D. Denny as attorney-in-fact for Lori A. Lancaster


Common Stock

Stock options vest at the rate of 1/3 per year commencing on the first anniversary of the grant date.

/s/ Michael A. Shriner, by Edward Hogan, attorney-in-fact


These reported securities represent deferred stock units ("DSUs") granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such DSUs shall be issued upon the Reporting Person's separation from service with the Issuer.

The reported securities include (a) 63,657 DSUs granted under the Issuer's 2012 Incentive Compensation Plan and (b) 11,952 DSUs granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such DSUs shall be issued upon the Reporting Person's separation from service with the Issuer.

These shares represent shares of common stock of the Issuer held by the Reporting Person, of which 5,000 are held jointly by the Reporting Person and his spouse.

/s/ Brett W. Johnston, as Attorney-in-Fact


The reported securities include (a) 18,027 DSUs granted under the Issuer's 2012 Incentive Compensation Plan and (b) 11,910 DSUs granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such DSUs shall be issued upon the Reporting Person's separation from service with the Issuer.

These shares represent shares of common stock of the Issuer held by the Reporting Person.


Common Stock

Common Stock


Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2026 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2025 Annual Meeting of Stockholders).


Restricted stock purchase under employee stock purchase plan.


Adoption date of referenced 10b5-1(c) plan is: 12/05/2024


Issuance of shares by the Company in satisfaction of fees.


Represents Class A common stock of the Issuer acquired upon settlement of a restricted stock unit award previously granted to the Reporting Person.

The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions ranging from $177.65 to $178.39, inclusive.  The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.


Class A Common Stock

Partnershp Units of PJT Partners Holdings LP

Class A Common Stock

On May 29, 2025, the Reporting Person submitted an Election to Exchange 15,000 Partnership Units of PJT Partners Holdings LP ("Partnership Units"), with such exchange to be settled for either cash or Class A Common Stock as determined by the Issuer's Board of Directors.

Subject to the terms of the Issuer's Exchange Agreement, on a quarterly basis, Partnership Units may be exchanged for cash, or at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis.

Effective July 31, 2025, the Reporting Person's Partnership Units were exchanged for cash.

Includes Partnership Units that were acquired upon the occurrence of specified vesting events or grants and previously reported as either Performance LTIP Units or LTIP Units of PJT Partners Holdings LP.  Of the 693,736 Partnership Units reported, 33,490 remain subject to previously disclosed time-based vesting conditions on various dates through March 1, 2029.


Class A Common Stock

In an SEC Form 8-K filed by the Issuer on June 3, 2024, the Issuer previously disclosed that the Reporting Person intended to elect to exchange up to 90,000 Partnership Units of PJT Partners Holdings LP ("Partnership Units") in future quarterly exchange windows, including each of the Issuer's current quarterly exchange window and next quarterly exchange window.  On May 22, 2025, the Reporting Person submitted an Election to Exchange 90,000 Partnership Units, with such exchange to be settled for either cash or Class A Common Stock, as determined by the Issuer's Board of Directors.

Includes Partnership Units that were acquired upon the occurrence of specified vesting events or grants and previously reported as Performance LTIP Units of PJT Partners Holdings LP.  Of the 5,550,000 Partnership Units reported, 400,000 remain subject to previously disclosed time-based vesting conditions through March 1, 2027.


The shares were acquired from rights offering.


Common Stock

The reported securities are indirectly held by the reporting person through Higginson Enterprises, LLC, provided that the reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive, at the Issuer's discretion, (i) one share of Common Stock for each RSU, (ii) an amount of cash equal to the fair market value of such share of Common Stock on the date immediately preceding the date of settlement of the RSU, or (iii) a combination thereof. Twenty-five percent (25%) of the RSUs vest upon each of the first four anniversaries of July 30, 2021, generally subject to the Reporting Person's continued service to the Issuer through each such vesting and settlement date.

/s/ Charles C. Vos as Attorney-in-Fact for Githesh Ramamurthy


Common Stock

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.74 to $58.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The option was fully vested and immediately exercisable.


/s/ Timothy Chang attorney-in-fact for Don Rhee


These shares were sold pursuant to a plan adopted by the Reporting Person on or around March 12, 2024.

This transaction was executed in multiple trades with sales prices ranging from $285.41 to $286.40. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.

Shares are held by 1206 Family Trust dated December 13, 2002, of which Reporting Person and his spouse serve as co-trustees.

This transaction was executed in multiple trades with sales prices ranging from $290.00 to $290.99. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.

This transaction was executed in multiple trades with sales prices ranging from $291.17 to $292.16 The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.

This transaction was executed in multiple trades with sales prices ranging from $292.70 to $293.69. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.

This transaction was executed in multiple trades with sales prices ranging from $295.08 to $296.07. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.

This transaction was executed in multiple trades with sales prices ranging from $298.00 to $298.99. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.

This transaction was executed in multiple trades with sales prices ranging from $300.00 to $300.99. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.

This transaction was executed in multiple trades with sales prices ranging from $302.99 to $303.99. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.

This transaction was executed in multiple trades with sales prices ranging from $305.00 to $305.99. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.

These shares were gifted pursuant to a plan adopted by the Reporting Person on or around March 12, 2024.

/s/ Evan Pickering as Attorney-in-Fact for Klaus Schauser


Common Stock

Executive Vice President, Chief Product and Technology Officer

/s/ Charles C. Vos as Attorney-in-Fact for John Page Goodson


Common Stock

Common Stock

Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock.

Unless earlier forfeited under the terms of the RSU, 1/12th of the award vests and converts into common stock in twelve substantially equal quarterly tranches, beginning on October 30, 2022. If the quarterly vesting date falls on a non-business date, the next business date shall apply.


Shares Of Common Stock (par Value $0.01 Per Share)

Common Stock

Includes Common Stock as well as Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.

This transaction was executed in multiple trades at prices ranging from $1,119.36 to $1,120.36. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

This transaction was executed in multiple trades at prices ranging from $1,120.38 to $1,121.11. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

These options vested in equal installments on December 4, 2022, December 4, 2023 and December 4, 2024.

/s/ R. Andrew Dickson III as Attorney-in-Fact for J. Richard Kushel


The reporting person transitioned to a consulting role effective August 1, 2025.


Represents time-based restricted stock units ("RSUs") granted pursuant to the Issuer's 2025 Omnibus Incentive Plan. The RSUs vest over four years with 1/16th of the RSUs vesting quarterly beginning August 10, 2025.

/s/ Evan Pickering, as Attorney-in-Fact, for Timothy Mathias Eaton


Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2026 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2025 Annual Meeting of Stockholders).


Common Stock

Common Stock

Unless earlier forfeited under the terms of the RSUs, the RSUs will vest in three equal annual installments of Intel common stock beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.


Restricted stock purchase under employee stock purchase plan.


This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 6.3% of the Reporting Person's equity interest in the Issuer.

This transaction was executed in multiple trades during the date at prices ranging from $16.50 to $16.73. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Aggregates 5,000 shares of Issuer's common stock held in each of two UTMA accounts for children of the Reporting Person.


Common Stock

The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive, at the Issuer's discretion, (i) one share of Common Stock for each RSU, (ii) an amount of cash equal to the fair market value of such share of Common Stock on the date immediately preceding the date of settlement of the RSU, or (iii) a combination thereof. Twenty-five percent (25%) of the RSUs vest upon each of the first four anniversaries of July 30, 2021, generally subject to the Reporting Person's continued service to the Issuer through each such vesting and settlement date.

Executive Vice President, Chief Financial and Administrative Officer

/s/ Charles C. Vos as Attorney-in-Fact for Brian Herb


Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.


On July 29, 2025, the Reporting Person sold 1,500 shares of the Issuer's common stock on the open market at an average price of $241.50 per share.

On July 31, 2025, the Reporting Person sold 5,000 shares of the Issuer's common stock on the open market at an average price of $245 per share.


Common Stock

With tandem dividend equivalent rights and tax withholding rights.

Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

The restricted stock units will vest in full on July  22, 2027, subject to Mr. Suerken's continued employment with the Company on the vesting date.


This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Represents the weighted average sale price. The lowest price at which shares were sold was $10.88 and the highest price at which shares were sold was $11.21. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

/s/ Daniel Burbach, as Attorney-in-Fact for Hans van Houte


Common Stock

/s/ Charles C. Vos as Attorney-in-Fact for Marc Fredman


Represents shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

By: Adrian Milton, Attorney-in-Fact for Travis L. Counts


Common Stock

/s/ Charles C. Vos as Attorney-in-Fact for Rodney Christo


This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2024.

Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

By: Jon Russo, Attorney-in-Fact For: Heather S. Ace


Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.

/s/ Anne K. Frederick by Power of Attorney for Charles E. Andrews, Jr.


/s/ Anne K. Frederick by power of attorney for Jeffrey W. Ferguson


/s/ Anne K. Frederick by Power of Attorney for John C. Redett


Represents restricted stock issued in lieu of quarterly cash retainer, pursuant to an irrevocable election made under the Twin Disc, Incorporated Amended and Restated 2021 Omnibus Incentive Plan.  Shares will vest on the first anniversary of the date of issuance.


ROUBIN GARY S

6303 WATERFORD DISTRICT DRIVE, SUITE 215

The shares of common stock reported in this row represent shares of restricted stock that were acquired in a private placement transaction on July 30, 2025 pursuant to an exemption from the registration requirements under Section 4(a)(2) of the Securities Act of 1933, as amended (the "Private Placement").

The purchase price per share of common stock in the Private Placement was $2.42.

/s/ Craig Shore, Attorney-in-Fact for Gary S. Roubin


/s/ Craig Shore, Attorney-in-Fact for Thomas J Kester


/s/ Craig Shore, Attorney-in-Fact for Marvin Slosman


These securities are held by Osiris Investment Partners, L.P. ("Osiris"). The Reporting Person serves as the managing member of Osiris Partners, LLC, the general partner of Osiris. In such capacity, the Reporting Person may be deemed to beneficially own the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purposes. No transaction has been effected by the Reporting Person with respect to these securities, and they are being included in this Form 4 for informational purposes only.

/s/ Craig Shore, Attorney-in-Fact for Paul Stuka


The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of restricted share units.


The reported securities are held by Maricopa Capital LLC of which the reporting person is the sole shareholder.

Held in custodial accounts for Mr. Cappello's children with his spouse acting as custodian.

/s/ Alexander L. Cappello by Scarlett May


/s/ Martha Tannehill for Kristen L. Heck


The reporting person is reporting the withholding of 42,667 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of performance-based restricted stock.

The reporting person is reporting the withholding of 9,651 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of time-based restricted stock.


The reporting person is reporting the withholding of 4,710 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of performance-based restricted stock.

The reporting person is reporting the withholding of 1,068 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of time-based restricted stock.


Common Stock

This Form 4/A is being filed to clarify that on November 15, 2024, a duplicate Form 4 was inadvertently submitted for the reporting person reporting transactions previously reported on a Form 4 submitted on the same day. There are no changes to the reported transactions or to the shares beneficially owned by the reporting person included in the Form 4 submitted on November 15, 2024.

By: Derrick K. Walsh For: Roque A. Santi


Represents number of securities owned by EN Holdings LLC, which is owned by the reporting person and his affiliates.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.58 to $66.57. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.58 to $66.73.

This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.

/s/ Raymond Bussiere as authorized signatory for Earl H. Nemser


Reflects an increase in the allocation of shares for the reporting person of Red Bird Associates LLC.

Includes 87.6518 shares acquired pursuant to the dividend reinvestment plan.

Laura A. Suplee for Frank Banko III under Power of Attorney dated January 19, 2018


Includes shares acquired through dividend reinvestment plan


Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2026 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2025 Annual Meeting of Stockholders).


The reporting person is reporting the withholding of 9,938 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of performance-based restricted stock.

The reporting person is reporting the withholding of 2,249 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of time-based restricted stock.


Common Stock

Of these shares, 54,499 are restricted and vest in full on September 1, 2025, and 200,000 are restricted and vest on the first, second and third anniversary of the grant date, November 15, 2024.

These shares are held by a trust for the benefit of the reporting person's children.  The reporting person's spouse is trustee of the trust.  The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Each performance right represents a contingent right to receive one share of Fathom Holdings Inc. common stock.  The performance rights vest upon Fathom's common stock achieving a specified price per share for a specified time.

/s/ Donald R. Reynolds, by Power of Attorney


Represents shares of common stock withheld by the issuer to satisfy the reporting person's tax obligations relating to the vesting of a previously disclosed award of restricted stock units, not a sale transaction by the reporting person.

/s/ Marcus G. Bolinder, attorney-in-fact


Represents number of securities acquired by a limited liability company, owned indirectly by the Reporting Person, in a partial redemption of its interest in IBG Holdings LLC. Such securities were acquired by IBG Holdings LLC from Interactive Brokers Group, Inc. immediately prior to the redemption in exchange for membership interest in IBG LLC.

The per share price provided represents the closing price of the issuer's Class A common stock on 7/30/2025, the date when the exchange described in footnote (1) took place.

This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan and (b) unvested restricted stock units that were awarded under the Plan.

On June 17, 2025, the Issuer effected a four-for-one split of its common stock, resulting in the reporting person's ownership of 2,164,122 additional shares of common stock.

/s/ Raymond Bussiere as authorized signatory for Paul J. Brody


Represents number of securities acquired by a limited liability company, owned by the Reporting Person and his affiliates, in a partial redemption of its interest in IBG Holdings LLC. Such securities were acquired by IBG Holdings LLC from Interactive Brokers Group, Inc. immediately prior to the redemption in exchange for membership interests in IBG LLC.

The per share price provided represents the closing price of the issuer's Class A common stock on 7/30/2025, the date when the exchange described in footnote (6) took place.

Represents number of securities owned by EN Holdings LLC, which is owned by the reporting person and his affiliates.

This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.


The reported transaction reflects the reporting person's transfer of common stock to his spouse, as a gift.  The reporting person remains the indirect beneficial owner of the shares.


By John T. Kim Family Trust U/A dtd. 12/11/12

By self as Trustee of Trust U/A dtd. 12/11/12

On July 30, the 2023 Grantor Retained Annuity Trust of James J. Kim Dated 4/26/2023 distributed 2,711,000 of the Common Stock of Amkor Technology, Inc. (the "Issuer") to the Reporting Person.

On July 30, 2025, the 2023 Grantor Retained Annuity Trust of Agnes C. Kim Dated 4/26/2023 distributed 1,738,000 shares of the Issuer's Common Stock to Agnes C. Kim, the spouse of the Reporting Person.

The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

The Reporting Person is  (i) a trustee of trusts for the benefit of his immediate family members which own 9,786,032 shares of the Issuer's Common Stock and (ii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16, which limited liability company holds 164,678 shares of the Issuer's Common stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

(5) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.

/s/ Brian D. Short, Attorney-in-Fact for James J. Kim


On July 30, 2025  the 2023 Grantor Retained Annuity Trust of James J. Kim Dated 4/26/2023 distributed 2,711,000 of the Issuer's Common Stock to James J. Kim. The Reporting Person is the sole trustee of the trust.

The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 4,418,610 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer"); (ii) a trustee of GRATs for the benefit of members of her immediate family which own 5,236,005 shares of the Issuer's Common Stock; (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,483,000 shares of the Issuer's Common Stock; (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock;

(Continued from Footnote 2) (v) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock and (vi) as referenced in Footnote 4, a member of Sujoda Management, LLC, which indirectly owns 3,347,890 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

On July 30, the 2023 Grantor Retained Annuity Trust of Agnes C. Kim Dated 4/26/2023 distributed 1,738,000 shares of the Issuer's Common Stock to Agnes C. Kim. The Reporting Person is the sole trustee of the Trust.

The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.

(7) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.

Mark N. Rogers, Attorney-in-Fact for Susan Y. Kim


The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

This transaction was executed in multiple trades at prices ranging from $396.78 to $397.42 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

These shares of Class A Common Stock are held directly by the Ernest Irrevocable 2004 Trust III (the "Irrevocable Trust"). The Reporting Person is the Investment Trustee and Co-Administrative Trustee of the Irrevocable Trust.

These shares of Class A Common Stock are held directly by the Ernest C. Garcia III Multi-Generational Trust III (the "Multi-Generational Trust"). The Reporting Person is the Investment Trustee
and Co-Administrative Trustee of the Multi-Generational Trust.

This transaction was executed in multiple trades at prices ranging from $398.74 to $399.34 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $400.02 to $400.53, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $401.05 to $401.99 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $402.12 to $402.81 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $403.86 to $404.01, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $405.15 to $406.12 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $406.49 to $407.18 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $408.61 to $409.49 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

/s/ Paul Breaux, by Power of Attorney for Ernest C. Garcia, III


2023 Grantor Retained Annuity Trust of Agnes C. Kim Dated 4/26/2023

On July 30, 2025 the Reporting Person distributed 1,738,000 shares of the Common Stock of Amkor Technology, Inc. to Agnes C. Kim. Susan Y. Kim is the sole trustee of the Reporting Person.

(2) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.


This transaction was executed in multiple trades at prices ranging from $383.40 to $384.21 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $384.41 to $385.40 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $385.47 to $386.17, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $386.64 to $387.44 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $387.70 to $388.63 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $388.75 to $389.71, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $389.81 to $390.69 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $391.19 to $391.49 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $392.24 to $393.23 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $393.25 to $394.24 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $394.38 to $395.34 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $395.61 to $396.41 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.


2023 Grantor Retained Annuity Trust of James J. Kim Dated 4/26/2023

On July 30, 2025 the Reporting Person distributed 2,711,000 shares of the Common Stock of Amkor Technology, Inc. to James J. Kim. Susan Y. Kim is the sole trustee of the Reporting Person.


On July 30, 2025, the 2023 Grantor Retained Annuity Trust of Agnes C. Kim Dated 4/26/2023 distributed 1,738,000 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to the Reporting Person.

On July 30, the 2023 Grantor Retained Annuity Trust of James J. Kim Dated 4/26/2023 distributed 2,711,000 of the Issuer's Common Stock to James J. Kim, the spouse of the Reporting Person.

(3) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.

/s/ Brian D. Short, Attorney-in-Fact for Agnes C. Kim


The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

This transaction was executed in multiple trades at prices ranging from $328.87 to $329.87  inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

These shares of Class A Common Stock are held directly by the Ernest Irrevocable 2004 Trust III (the "Irrevocable Trust"). The Reporting Person is the Investment Trustee and Co-Administrative Trustee of the Irrevocable Trust.

These shares of Class A Common Stock are held directly by the Ernest C. Garcia III Multi-Generational Trust III (the "Multi-Generational Trust"). The Reporting Person is the Investment Trustee
and Co-Administrative Trustee of the Multi-Generational Trust.

This transaction was executed in multiple trades at prices ranging from $329.89 to $330.77 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $330.92 to $331.86, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $331.96 to $332.45 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $332.49 to $332.96 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $332.97 to $333.60 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $333.60 to $333.97 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $333.99 to $334.64, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $334.64 to $334.99, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $335.00 to $335.41 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $335.41 to $336.00 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $336.02 to $336.60 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $336.60 to $337.02 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $337.05 to $337.44 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $337.44 to $337.96 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $338.19 to $339.07 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $339.20 to $340.20 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

This transaction was executed in multiple trades at prices ranging from $340.28 to $340.65 inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.


Non-Qualifed Stock Option (right to buy)

Common Stock

Common Stock

This exercise and sale reported were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person.

These underlying shares were acquired on a periodic basis by the trustee of the Company's tax qualified Profit Sharing (401(k)) Plan. The information was obtained from the plan administrator as of a current date. The number of shares is based on the account balance of the Company stock fund under the Plan (which includes some money market instruments) divided by the market price of the Company's stock as of that date.

The options vested in three annual installments beginning with the first on February 18, 2020, the second on February 18, 2021 and the final on February 18, 2022.

The options vested in three annual installments beginning with the first on February 18, 2021, the second on February 18, 2022 and the final on February 18, 2023.

Sean D. Mersten, Attorney in Fact for Karthik Kuppusamy


Kiniksa Pharmaceuticals International, plc

Class A Ordinary Shares

Class A Ordinary Shares

This transaction was executed in multiple trades through a broker-dealer at prices ranging between $29.66 and $30.07. The price reported in this column reflects a weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

The option is fully vested and exercisable.


As custodian for grandchildren through UGMA

Jennifer Krebs by Power of Attorney for David Contis


The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.70 to $1.85, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.64 to $1.73, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

/s/ John Carpenter, Power of Attorney for Mitchell B. Goldsteen


Shares were sold pursuant to a Rule 10b5-1 trading plan dated January 31, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.95 to $61.35 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

These shares are held by Atlas Venture Opportunity Fund I, LP ("Opportunity I"). The general partner of Opportunity I is Atlas Venture Associates Opportunity I, LP ("Associates I"). Atlas Venture Associates Opportunity I, LLC ("Associates I LLC") is the general partner of Associates I. The Reporting Person is a member of Associates I LLC and disclaims beneficial ownership of such securities held by Opportunity I, except to the extent of his pecuniary interest therein, if any.

These shares are held by Atlas Venture Opportunity Fund II, LP ("Opportunity II"). The general partner of Opportunity II is Atlas Venture Associates Opportunity II, LP ("Associates II"). Atlas Venture Associates Opportunity II, LLC ("Associates II LLC") is the general partner of Associates II. The Reporting Person is a member of Associates II LLC and disclaims beneficial ownership of such securities held by Opportunity II, except to the extent of his pecuniary interest therein, if any.

These shares are held by Atlas Venture Fund XII, L.P. ("Atlas XII"). The general partner of Atlas XII is Atlas Venture Associates XII, L.P. ("Associates XII"). Atlas Venture Associates XII, LLC ("Associates XII LLC") is the general partner of Associates XII. The Reporting Person is a member of Associates XII LLC and disclaims beneficial ownership of such securities held by Atlas XII, except to the extent of his pecuniary interest therein, if any.


Partnership units of Evercore LP

Pursuant to the Amended and Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable
on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Mr. Altman has made a bona fide gift of these Evercore LP partnership units to the Altman Kazickas Foundation, a not-for-profit institution.


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.390 to $45.670, inclusive. The reporting person undertakes to provide to Bank of America Corporation, any security holder of Bank of America Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.


On August 1, 2025, the reporting person transferred 11,000 common shares to a donor-advised fund, which will use the gifted shares for charitable purposes.

/s/ Tracy Connelly McGilley, attorney-in-fact


Reflects an increase in the allocation of shares for the reporting person of Red Bird Associates LLC

Includes 3,660.3744 shares acquired pursuant to the dividend reinvestment plan.

Includes 303.8344 shares acquired pursuant to the dividend reinvestment plan.

Includes 250.2644 shares acquired pursuant to the dividend reinvestment plan.

Includes 226.2544 shares acquired pursuant to the dividend reinvestment plan.

Laura A. Suplee for Bernard M. Lesavoy under Power of Attorney dated January 19, 2018


Common stock, par value $0.001

Represents shares withheld by ESAB Corporation in connection with net share settlement to satisfy the tax liability and exercise price associated with the reporting person's exercise of employee stock options. No shares were sold by the reporting person to satisfy the exercise price or this tax liability.

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

This award represents options that vested in three equal annual installments beginning on the first anniversary of the grant date. 7,334 options were fully vested and exercisable as of the date of ESAB Corporation's separation from Colfax Corporation. All remaining options became fully vested and exercisable on February 24, 2023.


The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted March 17, 2025.

This transaction was executed in multiple trades in prices ranging from $2.37 to $2.44, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.


Represents the number of shares of the Issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of Common Stock upon settlement. 25% of the RSUs vest and settle into Common Stock on October 30, 2025, and 25% of the RSUs vest and settle into Common Stock in equal quarterly installments thereafter on the same day of the month as the grant date (or if there is no corresponding day in the applicable month, on the last day of such month), subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2022 Equity Incentive Plan) through each such date.


Shares held by Tiga Eighty-Eight Pte. Ltd., which is 100% indirectly owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Held by Big Timber Holdings, LLC, a Nevis limited liability company ("Big Timber"). The Reporting Person is the Manager and sole member of Big Timber and exercises ultimate voting and investment power over the shares of the Issuer's common stock held by Big Timber. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.5122. The range of sales prices on the transaction date was $2.4047 to $2.6367 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.2155. The range of sales prices on the transaction date was $2.1628 to $2.2511 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain of Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

The shares of Series B Preferred have no expiration date.

Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by HSD.


The shares are held by a revocable trust and the Reporting Person is the sole trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

The shares are held by The 1997 Gearon Family Trust. The Reporting Person's spouse is a co-trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.


Class A Common Stock

These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2024.

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.98 to $80.92, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, Nuvalent, Inc. or any security holder of Nuvalent, Inc., upon request, full information regarding the number of shares sold at each separate price.

The shares underlying this option have vested or shall vest over the four years following January 6, 2023 in equal monthly installments, subject to continued service to Nuvalent, Inc. through the applicable vesting date.


Represents the number of shares of the Issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of Common Stock upon settlement. 25% of the RSUs vest and settle into Common Stock on October 30, 2025, and 25% of the RSUs vest and settle into Common Stock in equal quarterly installments thereafter on the same day of the month as the grant date (or if there is no corresponding day in the applicable month, on the last day of such month), subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2022 Equity Incentive Plan) through each such date.

Longview Capital Group Limited ("LCGL") is the sole equityholder of Longview Grindr Holdings Limited ("LGHL"). The Reporting Person is the sole equityholder of LCGL and exercises ultimate voting and investment power of the equity interests held by LCGL and LGHL. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.


On July 31, 2025, Mr. Fogel made a charitable gift of 1,000 shares of Booking Holdings Inc. common stock, par value $0.008 per share.


/s/ Michael R. Kolloway, as attorney-in-fact


Common Stock

3,750 shares will vest on July 30, 2026.3,750 shares will vest on July 30, 2027. 3,750 shares will vest on July 30, 2028. 3,750 shares will vest on July 30, 2029.


BEST SPAC I (Holdings) Corp.

701, 7 FLR, UNITED BLDG 17-19 JUBILEE ST

Class A ordinary shares

On July 30, 2025, BEST SPAC I (Holdings) Corp. forfeited for no consideration an aggregate of 206,250 shares of Class B ordinary shares, which were subsequently cancelled by BEST SPAC I Acquisition Corp. The Issuer's Class B ordinary shares are convertible into the Issuer's Class A ordinary shares on a one-for-one basis at the Reporting Person's election and has no expiration date. Mr. Yun Chen and Mr. Kam Chi Kin share voting and dispositive power over the securities held by the Reporting Person.


Common Stock

6,250 shares vest on July 30, 2026. 6,250 shares will vest on July 30, 2027. 6,250 shares will vest on July 30, 2028. 6,250 shares will vest on July 30, 2029.


Common Stock

5,000 shares will vest on July 30, 2026.5,000 shares will vest on July 30, 2027. 5,000 shares will vest on July 30, 2028. 5,000 shares will vest on July 30, 2029.


Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 30, 2025. The actual sale prices ranged from a low of $329.00 to a high of $329.98. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 30, 2025. The actual sale prices ranged from a low of $330.00 to a high of $330.19. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

/s/ Indira Sordo, Attorney-in-Fact for Henry L. Pujol


Common Stock, $.50 par value

The issuer's Compensation Committee approved the accelerated vesting of Mr. Hadeed's outstanding restricted stock units to July 31, 2025 in connection with Mr. Hadeed's retirement as a director.

/s/ Scott D. Deverell, Attorney-in-Fact for Charles P. Hadeed


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest 25% after one year and then 75% in 36 equal monthly installments commencing on the last day of each
succeeding month thereafter.

These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2023 pursuant to the reporting person's employment agreement and vest 25% in one year and 75% in equal monthly installments over 36 months.

These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on October 31, 2023 pursuant to the reporting person's employment agreement and vest 25% in one year and 75% in equal quarterly installments over 24 months.

These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 31, 2024 pursuant to the reporting person's employment agreement and vest 25% in one year and 75% in equal quarterly installments over 24 months.

These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 30, 2024, and vest over a three-year term, one-third vesting 12 months from the grant date and then in equal quarterly installments after that.

These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on July 31, 2024, and vest over a three-year term, one-third vesting 12 months from the grant date and then in equal quarterly installments after that.

These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on July 31,2025, pursuant to the reporting person's employment agreement and vest 1/3 at one year then quarterly over 2 years.


The price shown is the weighted average price at which shares were acquired in multiple purchase transactions made pursuant to a single market order. The range of prices for the transactions was $86.42 to $86.55. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.


The price shown is the weighted average price at which shares were acquired in multiple purchase transactions made pursuant to a single market order. The range of prices for the transactions was $85.58 to $85.7099.Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Includes 174.1272 shares in the reporting person's 401(k) account.


Non-qualified Stock Option (Right to Buy)

Common Stock

As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2025.

Shares held in the reporting person's name or in the Marc R. Benioff Revocable Trust.

Weighted average price.  These shares were sold in multiple transactions at prices ranging from $258.1600 to $258.4700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Weighted average price.  These shares were sold in multiple transactions at prices ranging from $259.1557 to $260.0985 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Weighted average price.  These shares were sold in multiple transactions at prices ranging from $260.1984 to $261.1900 inclusive.  The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Weighted average price.  These shares were sold in multiple transactions at prices ranging from $261.2080 to $261.8200 inclusive.  The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Shares held in the Marc Benioff Fund LLC (the "Fund").  Fund interests are held in the reporting person's name or in trust.

Option vests over four years at the rate of 25% on March 22, 2020, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.

/s/ Sarah Dale, Attorney-in-Fact for Marc Benioff


Reflects the deferral under the Plan and conversion into stock units of compensation otherwise payable for Board and Committee services.


The reporting person hereby undertakes to provide upon request, full information regarding the number of shares and prices at which the transaction was effected to the SEC staff, the issuer or security holder of the issuer. The transaction reported on this Form 4 were effected pursuant to a rule 10b5-1 trading plan executed by the reporting person on May 10, 2024.

/s/James D. Small III, Attorney-in-Fact, pursuant to power of attorney previously filed


Common Stock

1. Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units

Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on September 9, 2024 and vest quarterly in 16 equal quarterly installments commencing October 31, 2024.

By: /s/ Peter J. Biere as attorney-in-fact for Patrick J. Venetucci


Amendment being filed due to discrepancy in date of earliest transaction reported on the original Form 4.

/s/ Allison A. Westfall as Attorney-in-Fact for Ronald W. Tysoe


Class B Common Stock

Class A Common Stock

Class A Common Stock

Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

The stock option vested in 36 equal monthly installments after March 27, 2020, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date.  The stock option was granted on June 10, 2020.

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

/s/ Jennifer Chaloemtiarana, Attorney-in-Fact


Class A Common Stock

3,000,000 shares of Class B Common Stock held by the Reporting Person were converted  into shares of Class A Common Stock on a one-for-one basis. Future conversions may be made on the same basis at any time. Remaining Class B Common Stock outstanding on January 25, 2027 will automatically convert to Class A Common Stock on that date.

/s/ Rick Dunn, Attorney-in-fact for Emiliano Kargieman


Shares were acquired pursuant to a stock award under the NNN REIT 2017 Performance Incentive Plan, as amended by Amendment No. 1 in 2023, in a transacton 16-b.


Includes 3,300 shares held by reporting person's IRA and 22,911.258 shares held by the Ralph Kauten Revocable Trust.

Peter J. Wilder (Pursuant to Power of Attorney)


Common Shares

Shares withheld to pay for strike price (11,881 Common Shares) and taxes (3,014 Common Shares)

Option granted on April 1, 2016 that expires on April 1, 2026.


Represents shares released from restriction from shares awarded 3/31/2023 and 5/16/2024.


The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.50 to $48.25, inclusive. The reporting person undertakes to provide to First Business Financial Services, Inc., any security holders of First Business Financial Services, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

1,600 shares are held by reporting person's IRA and 1,000 shares are held by the GRAHAM LIVING TRUST, dated August 7, 2009.


The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $58.38 to $58.3898, inclusive. The reporting person undertakes to provide to Travel + Leisure Co., any security holder of Travel + Leisure Co. or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Includes previously reported shares of common stock.

Previously reported restricted stock units

/s/ Jeff Zanotti as Attorney-in-Fact for  Michael Dean Brown


Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

Includes a total of 2,499 restricted stock units that have not yet vested.

/s/ Angela M. Pla, Attorney-in-Fact for Karen Ries


This reflects the weighted average price at which the shares were sold.  The sale price ranged from $180.00 to $180.99.  The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

This reflects the weighted average price at which the shares were sold.  The sale price ranged from $176.53 to $179.71.  The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

/s/ Robert D. Fatovic, by power of attorney


Includes a total of 8,260 restricted stock units that have not yet vested.

/s/ Angela M. Pla, Attorney-in-Fact for John D. Lee


Includes 43.791 shares acquired August 2024-June 2025 pursuant to the Issuer's dividend reinvestment plan and 237 shares acquired December 2024-June 2025 pursuant to the Issuer's employee stock purchase plan.


Composed of 529,256 shares held of record by Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees.

As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4, if any, together with Susan Scott Heyneman, Trust.

The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging form $27.60 to $28.28. The reporting person undertakes to provide to First Interstate BancSystem, Inc., any security holders of First Interstate BancSystem, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

SUSAN SCOTT HEYNEMAN TRUST, SUSAN HEYNEMAN & FIRST INTERSTATE WEALTH MANAGEMENT CO-TRUSTEES, By: /s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person


Common Stock

Common Stock

Common Stock

Represents the number of shares required to be sold by the Reporting Persons to cover tax withholding obligations in connection with the vesting of RSUs.

Pursuant to the terms of the employment agreement, the executive was granted a stock option to acquire 2,000 shares of common stock vesting one twentieth of such shares on each of the twenty quarterly anniversaries of the last date of each quarter commencing June 30, 2022.

The executive was granted a stock option to acquire 10,000 shares of common stock vesting one twentieth of such shares on each of the twenty quarterly anniversaries of the last date of each quarter commencing March 31, 2023.

The executive was granted a stock option to acquire 2,500 shares of common stock vesting one twentieth of such shares on each of the twenty quarterly anniversaries of the last date of each quarter commencing December 31, 2022.


The Restricted Stock Units vest upon the earlier of (i) the last day of the 2025-2026 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.

Anthony J. Salerno, Jr., Attorney-in-Fact


The Restricted Stock Units vest upon the earlier of (i) the last day of the 2025-2026 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter.


Restricted Stock Units acquired in lieu of cash compensation pursuant to an election under The Hartford 2025 Long Term Incentive Stock Plan. The Restricted Stock Units are fully vested and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service.


Common Stock

Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2024.

Fully vested.

/s/ Jeannine J. Lane, as Attorney-in-Fact for Robert B. Aarnes


Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction.


Common Stock

Each Restricted Stock Unit ("RSU") represents a contingent right to receive, either (i) one share of GXO Logistics, Inc. ("GXO") common stock, par value $0.01 per share ("GXO Common Stock"), or (ii) a cash payment equal to the fair market value of one share of GXO Common Stock.

The RSUs shall vest on the earlier of (i) May 13, 2026 and (ii) the date of the next annual meeting of stockholders (the "Vesting Date"), provided that the Reporting Person continues to serve as a member of the Board of Directors of GXO through and until the Vesting Date.


The sale reported in this Form 4 was effected pursuant to a Share Repurchase Agreement between Enact Holdings, Inc. (the "Issuer") and Genworth Holdings, Inc. dated as of April 30, 2025 (the "Agreement"). A copy of the Agreement can be found as exhibit 10.1 to the Issuer's Form 10-Q for the quarterly period ended March 31, 2025, on the SEC's website at: https://www.sec.gov/Archives/edgar/data/1823529/000182352925000124/enact-genworthrepurchaseag.htm.

Represents a price per share determined pursuant to the terms of the Agreement, based on a weighted average price paid by the Issuer for purchases from third-parties.

Genworth Holdings, Inc. owns approximately 81% of the outstanding shares of common stock of the Issuer.

/s/ Lisa J. Baldyga, Vice President and Treasurer on behalf of Genworth Holdings, Inc.


Reflects restricted stock units.

/s/ H. Matthew Crusey, as attorney-in-fact


Blackstone Private Multi-Asset Credit & Income Fund

Pascucci Hope

C/O BLACKSTONE PRIVATE CREDIT STRATEGIES

Class S Common Shares of Beneficial Interest


Common Stock

Common Stock

On May 12, 2025, the compensation committee of the board of directors of the Issuer determined that the performance criteria had been met, resulting in the vesting of these shares. The performance share units reported on this line were credited due to a performance metric related to the achievement of a preestablished stock price hurdle for the one-year performance period ending May 2, 2025.

Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Each performance share unit represents a contingent right to receive one share of Common Stock.

Reflects forfeiture of 2,157 PSUs originally granted May 1, 2024, due to the 5% reduction under the vesting-modifier performance metric.

This Form 4/A is being filed to amend the original Form 4 filed on June 23, 2025,  in Table I, to include the shares withheld by the issuer to satisfy the mandatory tax withholding requirement.

/s/ Dylan Blommaert, by Power of Attorney


Common Stock

Common Stock

Common Stock

Each performance stock unit represents a contingent right to receive one share of Common Stock.

The number of shares of Common Stock that will be acquired on vesting of the performance shares is contingent upon the achievement of pre-established stock price hurdles over a three-year performance period beginning on May 1, 2024, and ending on May 1, 2027; and achievement of continued service conditions measured on each of May 1, 2025, May 1, 2026, and May 1, 2027. The performance shares shall vest immediately upon certification of the achievement of both conditions by the compensation committee of the Issuer.

The number of shares of Common Stock that will be acquired on vesting of the performance shares is contingent upon performance thresholds over a two year performance period beginning on May 1, 2025, and ending on May 1, 2027; and achievement of continued service conditions measured on each of May 1, 2026, and May 1, 2027. The performance shares shall vest immediately upon certification of the achievement of both conditions by the compensation committee of the Issuer

This Form 4/A is being filed to amend the original Form 4 filed on June 23, 2025, to correct the following:
1. In Table I, to include the shares withheld by the issuer to satisfy the mandatory tax withholding requirement.
2. In Table I, to update the amount of Securities Beneficially Owned Following Reported Transaction(s).


Common Stock

Common Stock

Common Stock

Represents securities directly owned by PFC SICAV. Pale Fire Capital, as the controlling person and sole shareholder of PFC SICAV, may be deemed to beneficially own the securities directly owned by PFC SICAV. Mr. Barta, as a control person and Chairman of the supervisory board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by PFC SICAV. Mr. Senkypl, as a control person and Chairman of the board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by PFC SICAV.

Represents securities directly owned by Pale Fire Capital. Mr. Barta, as a control person and Chairman of the supervisory board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital. Mr. Senkypl, as a control person and Chairman of the board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital.

The number of shares of Common Stock that will be acquired on vesting of the performance shares is contingent upon the achievement of pre-established stock price hurdles over a three-year performance period beginning on May 1, 2024, and ending on May 1, 2027; and achievement of continued service conditions measured on each of May 1, 2025, May 1, 2026, and May 1, 2027. The performance shares shall vest immediately upon certification of the achievement of both conditions by the compensation committee of the Issuer

Reflects forfeiture of 5,750 PSUs originally granted May 1, 2024, due to the 5% reduction under the vesting-modifier performance metric

The number of shares of Common Stock that will be acquired on vesting of the performance shares is contingent upon performance thresholds over a twoyear performance period beginning on May 1, 2025, and ending on May 1, 2027; and achievement of continued service conditions measured on each of May 1, 2026, and May 1, 2027. The performance shares shall vest immediately upon certification of the achievement of both conditions by the compensation committee of the Issuer.

This Form 4/A is being filed to amend the original Form 4 filed on June 23, 2025, to correct in Table II, the Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) for an inadvertent error.


Common Stock

Common Stock

Common Stock

Each share of phantom stock was the economic equivalent of one share of Old Dominion Freight Line, Inc. common stock. This Form 4 is being filed to report the settlement of certain outstanding phantom stock awards in shares of Old Dominion Freight Line, Inc. common stock on August 1, 2025.

Adjusted to reflect a two-for-one stock split on March 28, 2024 and a three-for-two stock split on March 25, 2020.


This transaction is being reported to reflect the purchase of common shares of Industrial Logistics Properties Trust by the Anne D. Phelan Trust, of which Mr. Phelan is the sole trustee and beneficiary. Mr. Phelan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.


Represents an award of restricted stock units.  The entire award shall vest and settle in shares of the Issuers common stock on the earlier of (a) July 25, 2026, or (b) the date of the next annual meeting of the Issuers stockholders, in each case subject to the Reporting Persons continued service to the Issuer on such vesting date.

/s/ Cheriese M. Dickman as Attorney-in-Fact for Andrew Burton


Includes 41 shares acquired under the issuer's employee stock purchase plan in May 2025.

/s/ Marina A. Breed, as attorney-in-fact


/s/ Jennifer L. Deacon, Power of Attorney


Jennifer Johnson as attorney-in-fact for Kellie Dreyer


Price reflects the weighted average sales price from $130.75 to $131.57. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

Includes 64,334 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

David A. Serna, Attorney-in-Fact for Teresa Parker


/s/ Allison A. Westfall as Attorney-in-Fact for Ronald W. Tysoe


Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2025, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.


Common Stock

Represents the weighted average sale price. The highest price at which shares were sold was $152.6800 and the lowest price at which shares were sold was $152.5050. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

Lisa M. Ibarra, by Power of Attorney on behalf of Kevin Hillesland


Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.

Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.

Includes shares of restricted stock which vest in three equal annual installments commencing on December 3, 2027.

Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.

/s/ Gary A. Lax, pursuant to power of attorney


Reflects shares withheld by ADM to satisfy withholding tax obligations upon vesting of a portion of the Restricted Stock Unit awards granted to Mr. Patolawala upon joining ADM on August 1, 2024.


The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for any purpose.


Christina A. Mecklenborg, Attorney-in-Fact


Mr. Kerr was awarded 3,309 restricted shares of common stock of Freedom Holding Corp. (the "Company") on July 24, 2025, under the Company 2019 Equity Incentive Plan. Assuming satisfaction of applicable vesting conditions, which include continuous service with the Company and market price conditions tied to the performance of the Company's common shares, vesting of the shares occurred on July 24, 2025.


Non-Qualified Stock Option (right to buy)

Common Stock

Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 13, 2024.

By: Patrick R. O'Neil, attorney-in-fact For: Brett P. Monia


FISACKERLY HALEY

C/O ENTERGY CORPORATION LEGAL DEPARTMENT

Includes 31 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy's equity ownership plans.

/s/ Daniel T. Falstad, by power of attorney granted by the Reporting Person


Includes 7,930 shares relating to unvested restricted stock awards issuable upon vesting.


Shares held in grantor retained annuity trusts for which the reporting person is trustee and income beneficiary.

Shares held in trust for the benefit of the reporting person's spouse, of which she is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Shares held by Boyle Columbia Sportswear Company Voting Trust, Timothy P. Boyle, Trustee, dated January 24, 2011.


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.48 to $21.66, inclusive. The reporting person undertakes to provide to JBG SMITH Properties, any security holder of JBG SMITH Properties, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.


Common Stock

The time-based restricted stock units were granted to the reporting person on June 26, 2025 under the Business First Bancshares, Inc. 2024 Equity Incentive Plan. The time-based restricted stock units will fully vest on June 26, 2026. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

/s/ Heather Roemer, as attorney-in-fact for John P. Ducrest


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Shares reported herein are held by Cormorant Global Healthcare Master Fund, LP (the "Master Fund"), Cormorant Private Healthcare Fund III, LP (the "Fund III"), and a managed account (the "Account"). Cormorant Asset Management, LP ("Cormorant") serves as the investment manager of the Master Fund, Fund III, and the Account. Bihua Chen serves as manager of the general partner of Cormorant. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or her pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

Represents (i) 1,795,928 shares of Common Stock held by the Master Fund, (ii) 1,717,232 shares of Common Stock held by Fund III, and (iii) 57,712 shares of Common Stock held by the Account.

The options were granted with a 36 month vesting period, vesting monthly.

Stock options granted to Bihua Chen, in her capacity as a director of the Issuer.

The options vest in full upon the earlier of (i) the one-year anniversary of the date of grant or (ii) immediately prior to the annual meeting of the Issuer's stockholders that occurs following the date of grant, subject to Ms. Chen's continuing service to the Issuer through such vesting date.

Bihua Chen resigned as a director of the Issuer as of July 22, 2025.  As a result, and in light of the fact that none of the reporting persons beneficially owns over 10% of the outstanding shares of Common Stock of the Issuer, the reporting persons no longer intend to report transactions in such securities on Form 4 or Form 5.


Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of RSUs.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Represents shares of Common Stock of the issuer issuable upon settlement of RSUs, subject to continued service with the Issuer through the vesting dates.


Reflects the Reporting Person's contribution of 55,267 shares to the Hogan 2025 GRAT dated May 31, 2025 ("Hogan 2025 GRAT").

Shares are held by the Hogan 2025 GRAT, for which the Reporting Person serves as trustee.

These securities are held directly by the spouse of the Reporting Person.  The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.

/s/ Julie Ann Coletti, Attorney-in-Fact for Joseph Hogan


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.44 to $21.75, inclusive. The reporting person undertakes to provide to JBG SMITH Properties, any security holder of JBG SMITH Properties, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.


These securities consist of 8,350 restricted stock units ("RSUs") and 4,700 shares of common stock. Each RSU represents the Reporting Person's right to receive one share of common stock.

The shares are held in an irrevocable trust for the benefit of the Reporting Person's spouse and family.

Represents the number of shares of common stock attributable to the Reporting Person's participation in The Sherwin-Williams Company 401(k) Plan per the trustee's 6/30/2025 statement.


Common Stock

The shares underlying this option vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2026 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.


Common Stock


Shares were transferred for no consideration to Doss Investments, LLC, a limited liability company owned and controlled solely by the reporting person and his spouse.  The reporting person remains the beneficial owner of the shares.

/s/ Michael P. Doss, by Laura Lynn Church, as Attorney-in-Fact


Andy D. Waters By: Cynthia L Adkins, Attorney-in-Fact Stock Transfer Administrator


Shares sold were directly owned by Azzurro Capital Inc.

Sale prices for the shares sold ranged from $10.10 to $10.31 per share.

The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.

The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" represents shares held by Azzurro Capital Inc.

Indirect ownership applies to Ralph Bartel and the Ralph Bartel 2005 Trust.

Sale prices for the shares sold ranged from $10.20 to $10.32 per share.