Glow NS Holdings, LLC is controlled by Glow NS Intermediate Holdings, LLC, its sole member. Glow B Holdings, LLC and Glow NS Intermediate Holdings LLC are controlled by Glow Aggregator, LLC as each entity's sole member. Glow Aggregator, LLC is controlled by AE Industrial Partners Fund II, L.P. as managing member. AE Industrial Partners Fund II, L.P. is controlled by AE Industrial Partners Fund II GP, LP ("AE Fund II GP"), its general partner. Glow C Holdings, LLC, and Glow D Holdings, LLC are controlled by AE Industrial Partners Fund III, LP as managing member. AE Co-Investment Partners Fund III-F, LP and AE Industrial Partners Fund III, LP are controlled by AE Industrial Partners Fund III GP, LP ("AE Fund III GP"), as each entity's general partner. AE Industrial Partners Structured Solutions I, LP is controlled by AE Industrial Partners Structured Solutions I GP, LP ("AE Solutions GP"), its general partner.

(Continued from footnote 1) AE Fund II GP, AE Fund III GP, and AE Solutions GP are each managed by each entity's respective general partner, AeroEquity GP, LLC. AeroEquity GP, LLC is controlled by its managing members, Michael Greene and David Rowe. Messrs. Greene and Rowe make all voting and investment decisions with respect to the securities held by AE Industrial Partners. Each of the entities and individuals named above disclaims beneficial ownership of the securities held by AE Industrial Partners, except to the extent of its pecuniary interest therein.

Held by David Rowe.

Held by Glow B Holdings, LLC.

Held by Glow C Holdings, LLC.

Held by Glow D Holdings, LLC.

Held by Glow NS Holdings, LLC.

Held by AE Co-Investment Partners Fund III-F, LP.


Common Stock

The option represents a right to purchase a total of 79,456 shares of the Issuer's common stock, which shall vest as to one-third of the shares underlying the option on each of the first, second and third anniversaries of the grant date of the award, subject to the Reporting Person's continued service as a director on each such vesting date.


Common Stock


Common Stock

On August 6, 2025 (the "Grant Date"), the Reporting Person was granted an option to purchase 1,790,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years.


A deferred share unit ("DSU") award was granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026. The DSU award is subject to continued service through the vesting date.

Each DSU represents the right to receive one share of the Company's Class A Common Stock.

Includes 62,886 shares of Class A common stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

The shares of Class A common stock reported in this transaction represent a bona-fide charitable gift to a Donor Advised Fund.

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.20 to $28.32 per share. The holder undertakes to provide to the
issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within
the range set forth in this footnote.

/s/ Francesca Don Angelo, Attorney-in-Fact for Richard Tavoso


This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 15, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.28 to $17.15 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.28 to $17.54 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.


Class A common stock

Non-voting common interest units of Virtu Financial LLC

Class A common stock

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $42.225 to $42.66, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

The RSUs vest in installments as follows: 11,588 vest on February 3, 2026; 22,385 vest in equal annual installments on February 2, 2026 and February 2, 2027; 22,592 vest in equal annual installments on February 4, 2026, February 4, 2027 and February 4, 2028; and 37,500 vest on January 31, 2026.

Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.


On May 16, 2025, the reporting person contributed 500,000 directly owned shares of Class A common stock to SixTav Ventures, LLC, which  is wholly-owned by the reporting person and his spouse.

On May 21, 2025, the reporting person contributed back into his direct ownership 50,000 shares of Class A common stock previously owned indirectly by SixTav Ventures, LLC, which is wholly-owned by the reporting person and his spouse.


Reflects tax withholding and performance share achievement on vesting.


These shares were sold in multiple transactions at prices ranging from $415.00 - $415.42, inclusive. The reporting person, upon request, will submit to the Securities and Exchange Commission the number of shares sold at each separate price within the range set forth in this footnote.


Represents a charitable gift by the reporting person.


Common Shares

This form is being filed by each of the following reporting persons: Glencore plc, Glencore International AG and Glencore Canada Corporation (collectively, the "Reporting Persons"). Glencore plc is the parent company of Glencore International AG ("GIAG"). Glencore Canada Corporation ("Glencore Canada") is an indirect wholly-owned subsidiary of GIAG. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

The Issuer previously issued to Glencore Canada an amended and restated convertible note for $124,059,131.32 in original principal amount as of date thereof ("A&R Note 1"). The principal and accrued interest owing under A&R Note 1 may be converted at any time, subject to the satisfaction of applicable regulatory conditions, by the holder into Common Shares at a conversion price per share of $2.33 (as of August 7, 2025), subject to further adjustments.

A&R Note 1 matures on December 9, 2029 (or earlier upon the acceleration or redemption thereof, in each case in accordance with the terms of A&R Note 1). Interest on the note is payable either in cash or by payment-in-kind ("PIK") at the Issuer's election, on a semi-annual basis, and is based on the secured overnight financing rate plus 6% per year if interest is paid by PIK. Mandatory redemption will be required in the amount equal to a specified percentage of the excess cash flow generated by the Issuer and its subsidiaries for the applicable fiscal year (less certain deductions and subject to proration).

In connection with any optional or mandatory redemption, and provided that Glencore Canada has not elected to convert A&R Note 1 into Common Shares, following receipt of notice of such redemption the Issuer is required to issue a number of warrants to Glencore Canada that entitle it to acquire a number of Common Shares equal to the principal amount of the applicable Notes being redeemed divided by the then applicable conversion price and expiring on the maturity of A&R Note 1.

Pursuant to an order of the Ontario Superior Court of Justice (Commercial List) dated August 1, 2025, which was recognized by an order of the United States Bankruptcy Court for the Southern District of New York dated August 4, 2025 in the Chapter 15 Proceeding, among other things, the Equity and Asset Purchase Agreement, dated May 14, 2025 and as amended (the "EAPA"), among Glencore Canada, the Issuer and the other persons listed on Schedule I thereto (the "Sellers"), was approved. In accordance with the EAPA, Glencore Canada effected a credit bid (the "Credit Bid") pursuant to which the Sellers sold, transferred and assigned to Glencore Canada, and Glencore Canada acquired and assumed from the Sellers, the Transferred Assets (as defined in the EAPA), the Transferred Equity Interests (as defined in the EAPA) and the Assumed Liabilities (as defined in the EAPA) (collectively, the "EAPA Transaction").

(continued from footnote 5) In connection therewith, on August 7, 2025, the Issuer, Glencore Canada, GIAG, and other subsidiaries of the Issuer entered into the Collateral Release and Note Direction Agreement, pursuant to which and as contemplated by the EAPA, the EAPA Transaction and the Credit Bid, Glencore Canada Corporation directed the Company to, among other things, reduce the principal amount of A&R Note 1 by $30,867,124 (based on the $2.33 conversion price, convertible up to 13,247,693 Common Shares).

Reflects the outstanding principal amount of A&R Note 1, exclusive of accrued but unpaid interest.

Exhibit 99.1 (Joint Filer Information and Signatures) is hereby incorporated herein by reference.


Class A Common Stock

Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

The restricted stock units vest as to 6.25% of the underlying shares on August 8, 2023 and the remaining 93.75% of the underlying shares vest in approximately equal quarterly installments thereafter for 15 quarters.

/s/ Gracye Cheng, Attorney-in-Fact for Romin Nabiey


/s/ Matthew Finkelstein, as attorney-in-fact for Ann Elena Drew


Common Stock

Common Stock

Common Stock

Common Stock

On August 6, 2025 (the "Grant Date"), the Reporting Person was awarded 335,000 shares of common stock of the Issuer, 50% of which is fully vested on the Grant Date and the remainder of which (the "restricted shares") will vest in 8 quarterly installments with the first two installments vesting six months after the Grant Date. The restricted shares vest in full in the event of a sale of all or substantially all of the Company's sensor related intellectual property or an involuntary termination of Mr. Erickson's employment.

Includes unvested restricted shares.

On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share.

Held by J3E2A2Z Limited Partnership ("J3E2A2Z"), an entity affiliated with Ronald P. Erickson.

Price subject to adjustment.


Reflects a weighted average of sales made at prices ranging from $36.54 to $36.79. The reporting person agrees to provide, upon request by the Staff of the Securities and Exchange Commission, Match Group, Inc. or a security holder of Match Group, Inc., information regarding the number of shares sold at each separate price.

David Shipley as Attorney-in-Fact for Stephen Bailey


On August 7, 2025, the reporting person made a charitable donation of 100 shares of common stock to a donor-advised fund, which will use the gifted shares for charitable purposes.

/s/ Albert G. McGrath by Power of Attorney


Common Shares

The options were priced at $1.72 Canadian dollars; $1.2513 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the pricing date for the transaction (Cdn$1.00 = US$0.7275) www.bankofcanada.ca.

The options will vest and become exercisable as follows: 58,333 on 8/7/2026; 58,334 on 8/7/2027; and 58,333 on 8/7/2028.

/s/ Roger L. Smith, Roger L. Smith pursuant to Power of Attorney


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.76 to $170.215, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.


The sales reported on this Form 4 represent a non-volitional transfer of Common Stock by the Reporting Person to one of the Reporting Person's lenders effectuated by the lender pursuant to the Reporting Person's margin loan facility.  The lender then sold  the Common Stock to one of its affiliates at a 7% discount to the then market price.


Silver Point Capital, L.P. ("Silver Point") or its wholly owned subsidiaries are the investment managers of Silver Point Capital Fund, L.P., Silver Point Capital Offshore Master Fund, L.P., Silver Point Distressed Opportunities Fund, L.P., and Silver Point Distressed Opportunity Institutional Partners, L.P. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by Funds except to the extent of their pecuniary interests.


Common Stock

Represents an award of restricted stock units ("RSUs") granted under the AerSale Corporation 2020 Equity Incentive Plan, as amended (the "Plan"), that will vest in one-third increments on each of June 7, 2026, June 7, 2027, and June 7, 2028.

The amounts correctly reapportion the shares beneficially owned by the reporting person amongst Indirect and Direct as the award of 153,963 RSUs previously reported on the reporting person's Form 4 filed on June 11, 2024 inadvertently included such award as Indirect and should have been Direct.

Represents shares of common stock of the Issuer held by Enarey, L.P. ("Enarey"). The reporting person is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by the reporting person.

Represents stock options granted under the Plan that will vest in one-third increments on each of June 7, 2026, June 7, 2027, and June 7, 2028.

Includes 289,850 stock options previously reported on the reporting person's Form 4 filed on June 11, 2024 as indirectly held by Enarey.


The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.36 to $6.835 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The shares are held of record by Jason Gardner and Jocelyne Gardner as trustees of The Gardner 2008 Living Trust dated March 22, 2008.


/s/ Fareeha Khan, as attorney-in-fact Scott Robinson


By GST-Exempt Legorreta 2012 Family Trust

By GST-Exempt Legorreta 2020 Family Trust

LP interests in RPI US Partners 2019, LP

Class A Ordinary Shares

Class A Ordinary Shares

Class A Ordinary Shares

Class A Ordinary Shares

Reflects the exempt acquisition by the Reporting Person pursuant to Rule 16b-3 of Class A Ordinary Shares of the Issuer in connection with the settlement of Equity Performance Awards.

No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Amended and Restated Exchange Agreement. No additional value will be paid by the Reporting Person in connection with an exchange.

Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value.

/s/ Sean Weisberg, as Attorney-in-Fact for Pablo G. Legorreta


The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2024.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.00 to $77.17, inclusive. The reporting person undertakes to provide to Wayfair Inc., any security holder of Wayfair Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.00 to $77.87, inclusive. The reporting person undertakes to provide to Wayfair Inc., any security holder of Wayfair Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Represents shares directly owned by SK Ventures LLC, of which the reporting person is a member and may be deemed to be a beneficial owner.

/s/ Enrique Colbert, Attorney-in-fact for Niraj Shah


Class A Ordinary Shares

Class A Ordinary Shares

Class A Ordinary Shares

/s/ Sean Weisberg, as Attorney-in-Fact for Terrance P. Coyne


Represents a grant of restricted stock units which were awarded in connection with the First Amendment to Employment Agreement, dated as of April 1, 2025, by and among the Reporting Person, the Issuer, and GoHealth Holdings, LLC as disclosed in the Form 8-K filed on April 7, 2025. The restricted stock units will vest in three annual installments, with the first such annual installment vesting on August 7, 2026.

Includes 1,798 shares purchased under the Issuer's Employee Stock Purchase Plan on June 30, 2025.

Previous Form 4s filed by the Reporting Person overstated the number of shares beneficially owned by the Reporting Person by 94,444 shares of Class A Common Stock which were subject to performance conditions that were not met. The amount reported herein has been corrected.


Class A Ordinary Shares

Class A Ordinary Shares

Class A Ordinary Shares

Class A Ordinary Shares

Class A Ordinary Shares

/s/ Sean Weisberg, as Attorney-in-Fact for George W. Lloyd


The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee.  Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust.  Dr. Frost is one of two limited partners of Frost Gamma L.P.  The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation.  Dr. Frost is also the sole shareholder of Frost-Nevada Corporation.  The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary.  The Reporting Person is one of seven limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P.  The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Phillip Frost, M.D., Individually and as Trustee


Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.

/s/ Patrick J. Jermain, by Kate A. Gitter, Attorney-in-Fact


/s/ Sean Weisberg, as Attorney-in-Fact for Christopher Hite


Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock units.


/s/ Enrique Colbert, Attorney-in-Fact for Steven Conine


common stock


This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $24.985 to $25.025. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

/s/ Elizabeth H. Townsend - Attorney-in-Fact


Class A Ordinary Shares

/s/ Sean Weisberg, as Attorney-in-Fact, for Marshall Urist


common stock

Option vests 1/3 on first anniversary with additional vests monthly at 1/36 beginning in month 13


common stock

Shares held by an entity of which the Reporting Person is a managing member and major equity owner


Common Stock

Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 16, 2024.

The stock option is fully vested.


Common Stock

Reporting person received this restricted stock award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024, in connection with the vesting of a portion of a previously-issued performance share award upon the attainment of a stock price target, as further set forth in footnotes 3-5 below. 50% of these shares vested on August 6, 2025. The remaining shares will vest 20% on August 6, 2026, 20% on August 6, 2027 and 10% on December 31, 2027, as explained in footnote 5 below.

Represents shares withheld for tax purposes upon vesting of restricted stock grants.

Each performance share award represents the right to receive a share restricted stock upon attainment by Issuer, from time to time, of stock price targets (based on the closing price of Issuer's common stock on the NYSE) over sixty days (which days to not have to be consecutive; the "Performance Targets") during a performance period beginning on July 1, 2022 and ending on December 31, 2027. Settlement will occur, and shares of restricted stock will be issued, if and when a particular Performance Target is met.

The attainment of a stock price target resulted in the vesting and conversion of 150,604 performance shares into an equal number of shares of restricted stock reflected in Table 1.

The shares of restricted stock issued in respect of performance share awards upon attainment of a particular Performance Target will vest, and the restrictions thereon will lapse, as follows: (i) 50% will vest on the date of attainment of the corresponding Performance Target, (ii) 20% will vest on the second anniversary of such attainment date, (iii) 20% will vest on the third anniversary of such attainment date, and (iv) the remaining 10% will vest on the third anniversary of such attainment date (to the extent such anniversary occurs before December 31, 2027). To the extent any earned Performance Target share awards remain unvested as of December 31, 2027, such shares will vest on December 31, 2027. Vesting of performance share awards and shares of restricted stock issued in respect thereof is subject to the reporting person's continued employment with Issuer through the applicable vesting date.

Brian Capo, Attorney-in-Fact for Michael Rapino


Common Stock

100% of restricted stock units vest upon the 2026 annual shareholders' meeting of the Company, the date of which has not yet been determined.

The Power of Attorney for Henrique Dubugras is filed as an exhibit to the Form 3 filed by Mr. Dubgugras with the Securities and Exchange Commission on June 9, 2021, which is hereby incorporated by reference.

/s/ Jacobo Cohen Imach (Attorney-in-fact)


Common Stock

Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 22, 2024.

The weighted average sale price for the transaction reported was $55.251022, and the range of prices were between $55.25 and $55.485. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

The stock option is fully vested.


Common Stock

Each performance share award represents the right to receive a share restricted stock upon attainment by Issuer, from time to time, of stock price targets (based on the closing price of Issuer's common stock on the NYSE) over sixty days (which days to not have to be consecutive; the "Performance Targets") during a performance period beginning on January 1, 2023 and ending on December 31, 2027. Settlement will occur, and shares of restricted stock will be issued, if and when a particular Performance Target is met.

The attainment of a stock price target resulted in the vesting and conversion of 10,040 performance shares into an equal number of shares of restricted stock reflected in Table 1.

The shares of restricted stock issued in respect of performance share awards upon attainment of a particular Performance Target will vest, and the restrictions thereon will lapse, as follows: (i) 50% will vest on the date of attainment of the corresponding Performance Target, (ii) 20% will vest on the first anniversary of such attainment date, (iii) 20% will vest on the second anniversary of such attainment date, and (iv) the remaining 10% will vest on the third anniversary of such attainment date (to the extent such anniversary occurs before December 31, 2027). To the extent any earned Performance Target share awards remain unvested as of December 31, 2027, such shares will vest on December 31, 2027. Vesting of performance share awards and shares of restricted stock issued in respect thereof is subject to the reporting person's continued employment with Issuer through the applicable vesting date.

Brian Capo, Attorney-in-Fact for Michael Rowles


Common Stock

Common Stock

These shares of common stock reflect the settlement of restricted stock units of the Issuer. Each Restricted Stock Unit (RSU) is convertible into a share of common stock on a 1-for-1 basis.

Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

The Restricted Stock Units granted on August 7, 2025 vest in twelve (12) quarterly installments beginning on November 7, 2025 and end on August 7, 2028 and will be settled into shares of common stocks on or following the vesting date.

If the reporting person's employment is terminated for any reason before an applicable vesting date, all restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding equity vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC.

The Restricted Stock Units granted on August 7, 2023 vest in twelve (12) quarterly installments beginning on November 7, 2023 and ending on August 7, 2026 and will be settled into shares of common stocks on or following the vesting dates.

/s/ Stan Finkelstein, Attorney-in-fact for Mike Slessor


Common Stock

Reporting person received this restricted stock award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024, in connection with the
vesting of a portion of a previously-issued performance share award upon the attainment of a stock price target, as further set forth in footnotes 3-5 below. 50% of these shares vested on August 6, 2025.
The remaining shares will vest 20% on August 6, 2026, 20% on August 6, 2027 and 10% on August 6, 2028, as explained in footnote 5 below.

Each performance share award represents the right to receive a share restricted stock upon attainment by Issuer, from time to time, of stock price targets (based on the closing price of Issuer's
common stock on the NYSE) over sixty days (which days to not have to be consecutive; the "Performance Targets") during a performance period beginning on January 1, 2024 and ending on December 31, 2028. Settlement will occur, and shares of restricted stock will be issued, if and when a particular Performance Target is met.

The attainment of a stock price target resulted in the vesting and conversion of 39,005 performance shares into an equal number of shares of restricted stock reflected in Table 1.

The shares of restricted stock issued in respect of performance share awards upon attainment of a particular Performance Target will vest, and the restrictions thereon will lapse, as follows: (i) 50%
will vest on the date of attainment of the corresponding Performance Target, (ii) 20% will vest on the first anniversary of such attainment date, (iii) 20% will vest on the second anniversary of such
attainment date, and (iv) the remaining 10% will vest on the third anniversary of such attainment date (to the extent such anniversary occurs before December 31, 2028). To the extent any earned
Performance Target share awards remain unvested as of December 31, 2028, such shares will vest on December 31, 2028. Vesting of performance share awards and shares of restricted stock issued in
respect thereof is subject to the reporting person's continued employment with Issuer through the applicable vesting date.

Brian Capo, Attorney-in-Fact for John Hopmans


The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on February 28, 2025 (as disclosed in the Registrant's Current Report on Form 10-Q filed on May 7, 2025).

This transaction was executed in multiple trades at prices ranging from $10.00 to $10.07.  The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Includes 186,484 unvested shares of restricted stock


Common Stock

Reporting person received this restricted stock award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024, in connection with the
vesting of a portion of a previously-issued performance share award upon the attainment of a stock price target, as further set forth in footnotes 3-5 below. 50% of these shares vested on August 6, 2025. The remaining shares will vest 20% on August 6, 2026, 20% on August 6, 2027 and 10% on December 31, 2027, as explained in footnote 5 below.

Represents shares withheld for tax purposes upon vesting of restricted stock grants.

Each performance share award represents the right to receive a share restricted stock upon attainment by Issuer, from time to time, of stock price targets (based on the closing price of Issuer's
common stock on the NYSE) over sixty days (which days to not have to be consecutive; the "Performance Targets") during a performance period beginning on January 1, 2023 and ending on December 31, 2027. Settlement will occur, and shares of restricted stock will be issued, if and when a particular Performance Target is met.

The attainment of a stock price target resulted in the vesting and conversion of 100,402 performance shares into an equal number of shares of restricted stock reflected in Table 1.

The shares of restricted stock issued in respect of performance share awards upon attainment of a particular Performance Target will vest, and the restrictions thereon will lapse, as follows: (i) 50%
will vest on the date of attainment of the corresponding Performance Target, (ii) 20% will vest on the first anniversary of such attainment date, (iii) 20% will vest on the second anniversary of such
attainment date, and (iv) the remaining 10% will vest on the third anniversary of such attainment date (to the extent such anniversary occurs before December 31, 2027). To the extent any earned
Performance Target share awards remain unvested as of December 31, 2027, such shares will vest on December 31, 2027. Vesting of performance share awards and shares of restricted stock issued in
respect thereof is subject to the reporting person's continued employment with Issuer through the applicable vesting date.

Brian Capo, Attorney-in-Fact for Joe Berchtold


The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $27.43 to $27.495. The Reporting Person undertakes to provide Vishay Precision Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

/s/ William M. Clancy as Attorney-in-Fact for Sejal Shah Gulati


Represents the weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.54 to $7.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the aforementioned range.

/s/ Kelly M. Kaiser, as attorney-in-fact for Eugene I. Lee, Jr.


This number includes the acquisition of dividend equivalent accruals on stock units (65) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

Exhibit List: Exhibit - 24 - Power of Attorney

/s/ Rose Z. Pierson, Attorney-in-Fact for Dambisa F. Moyo


Common Stock

100% of restricted stock units vest upon the 2026 annual shareholders' meeting of the Company.

The Power of Attorney for Susan Segal is filed as an exhibit to the Form 4 filed by Ms. Segal with the Securities and Exchange Commission on August 9, 2022, which is hereby incorporated by reference.


Represents the weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.56 to $7.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the aforementioned range.

By: /s/ Kelly M. Kaiser, as attorney-in-fact for Michelle Hook


Common Stock

Includes an aggregate of 345 shares acquired by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

On February 23, 2023, the Reporting Person was awarded Performance Share Units a portion of which vested upon the achievement of individual performance objectives within a defined performance period, which objectives were established on June 12, 2023.


Represents the weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.61 to $7.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the aforementioned range.

By: /s/ Michelle Hook, as attorney-in-fact for Kelly M. Kaiser


Common Stock

Variable Forward Contract (oblig. to sell variable amount)

Common Stock

Represents 8 shares of stock, granted to Mr. Tolda as compensation for his service as an independent director on the board of directors of MercadoLibre, Inc. prior to the 2025 annual meeting of the shareholders of MercadoLibre, Inc.

Represents 8 shares of common stock and 2,021 shares of common stock subject to forfeiture and transfer restrictions (the "Restricted Stock"). The Restricted Stock will vest in two substantially equal installments on each of the next two anniversaries of the grant date, April 8, 2022, subject to the Reporting Person's continued compliance with the terms of the Restricted Stock grant agreement.

On June 5, 2023, the Reporting Person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer (the "counterparty") relating to a maximum of 20,000 shares of MercadoLibre, Inc.'s common stock (the "Number of Shares"). The forward floor price and the forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on June 6, 2023, and are, respectively, $955.7895 and $1,656.7018. The contract obligates the Reporting Person to deliver to the buyer up to 20,000 shares of MercadoLibre, Inc. common stock (or, at the Reporting Person's election, an equivalent amount of cash as described below) following the maturity date of the contract, which is May 30, 2025. In exchange for assuming this obligation, the Reporting Person received a cash payment of $17,357,138.00 following entry into the contract. The Reporting Person pledged 20,000 shares of MercadoLibre, Inc.

100% of restricted stock units vest upon the 2026 annual shareholders' meeting of the Company, the date of which has not yet been determined.

The Power of Attorney for Stelleo is filed as an exhibit to the Form 3 filed by Mr. Tolda with the Securities and Exchange Commission on September 16, 2024, which is hereby incorporated by reference.


Non-Qualifed Stock Option (right to buy)

Common Stock

This exercise and sale reported were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person.

The amount includes exempt purchases made under the Company's stock purchase plan since the date of the last filing on Form 4.

The options vested in three annual installments beginning with the first on February 18, 2020, the second on February 18, 2021 and the final on February 18, 2022.

Sean D. Mersten, Attorney in Fact for Patrick Plewman


Represents the weighted average sales price per share. The shares were sold at prices ranging from $150.00 to $151.32. The reporting person has provided to the issuer and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

This sale was executed in a single transaction.

Represents the weighted average sales price per share. The shares were sold at prices ranging from $150.01 to $150.35. The reporting person has provided to the issuer and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.


Common Stock

Common Stock

Common Stock

Transaction made pursuant to a 10b5-1 trading plan adopted September 15, 2022.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.70. The Reporting Person undertakes to provide to Supernus Pharmaceuticals, Inc. ("Supernus"), any security holder of Supernus, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.56. The Reporting Person undertakes to provide to Supernus, any security holder of Supernus, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

The option vested in four equal installments beginning on March 1, 2017.

The option vests in four equal installments beginning on February 24, 2018


Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 6, 2025. The actual sale prices ranged from a low of $310.22 to a high of $310.99. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 6, 2025. The actual sale prices ranged from a low of $311.02 to a high of $311.965. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

The reporting person disclaims beneficial ownership of some or all of these shares.

Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.

Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.

/s/ Indira Sordo, Attorney-in-Fact for Richard D. Fain


Class A Common Stock

This option vests over three years from March 1, 2023, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.

/s/ Francesca Don Angelo, Attorney-in-Fact for Erin Brown


The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/06/2025.

The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from  $26.38 to $26.96, inclusive.  The reporting person undertakes to provide MGIC Investment Corporation, any security holder of MGIC Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.


Common Stock

Includes 115 shares acquired pursuant to the Issuer's employee stock purchase plan.

Reflects the weighted average price of 6,364 shares of common stock of C.H. Robinson Worldwide, Inc. sold by the reporting person in multiple transactions on August 6, 2025 with sale prices ranging from $117.185 to $117.27 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Included in this amount are 60,286 shares of Issuer common stock issuable in settlement of an equal number of restricted stock units and deferred shares credited to the reporting person's NQDC Plan account.

Fully vested.

/s/ Nicole Strydom, Attorney-in-Fact for Michael J. Short


Common Stock

Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

The RSUs vest in full on the first anniversary of the date of grant.


Common Stock

These shares of common stock reflect the settlement of restricted stock units of the Issuer. Each Restricted Stock Unit (RSU) is convertible into a share of common stock on a 1-for-1 basis.

Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

The Restricted Stock Units granted on August 7, 2023 vest in twelve (12) quarterly installments beginning on November 7, 2023 and ending on August 7, 2026 and will be settled into shares of common stocks on or following the vesting dates.

If the reporting person's employment is terminated for any reason before an applicable Vesting Date, all restricted stock units that have not yet vested shall be forfeited without consideration, except
as provided in the change of control severance agreement and any other agreements regarding equity vesting and exercisability between the reporting person and Issuer, which agreements or form
agreements are filed with the SEC.

/s/: Stan Finkelstein, Attorney-in-fact for Shai Shahar


3,000 shares of Class A common stock were transferred from the Ira J. Platt Revocable Trust (the "Revocable Trust") to the Platt Family 2024 Irrevocable Trust (the "Irrevocable Trust") for no consideration.

Represents shares of Class A common stock held directly by the Revocable Trust. The Reporting Person is co-trustee of the Revocable Trust, and the Reporting Person's spouse is the primary beneficiary of the Revocable Trust.

Represents shares of Class A common stock held directly by the the Irrevocable Trust. The Reporting Person's spouse is co-trustee of the Irrevocable Trust.

Represents shares of Class A common stock held directly by the Georgiana Platt and Successors Remainder Trust (the "Settlers Trust"). The Reporting Person's spouse is co-trustee and primary beneficiary of the Settlers Trust.

/s/ Paul Breaux, by Power of Attorney for Ira J. Platt


Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on August 8, 2022.

/s/ Matthew Kowalsky as attorney-in-fact


Common Stock


A deferred share unit ("DSU") award was granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026. The DSU award is subject to continued service through the vesting date.

Each DSU represents the right to receive one share of the Company's Class A Common Stock.

/s/ Francesca Don Angelo, Attorney-in-Fact for Michael Daffey


/s/ Logan H. Hennessey, as attorney-in-fact for Brian Tabolt


Kiniksa Pharmaceuticals International, plc

Class A Ordinary Share

This transaction was effected pursuant to a Rule 10b5-1 plan executed by the reporting person on May 16, 2024.

This transaction was executed in multiple trades through a broker-dealer at prices ranging between $32.13 and $33.08. The price reported in this column reflects a weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

The option is fully vested and exercisable.


Price is the volume weighted average selling price of all sales by the Reporting Person on the transaction date within a one-dollar range. Actual prices ranged from $153.43 to $154.32. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

All shares held by Ronna Romney Revocable Trust.

Jeff D. Barlow, by power of attorney for Ronna Romney.


Ordinary Shares - Restricted Stock Units

End-of-period holdings include monthly purchases under the nVent Electric plc Employee Stock Purchase Plan (ESPP) in exempt transactions pursuant to Rule 16b-3(c).

End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

/s/ John K. Wilson, Attorney-in-Fact for Randolph A. Wacker


Represents 64  shares of stock, subject to forfeiture and transfer restrictions until the next annual meeting of the shareholders of MercadoLibre, Inc. following the transaction date (the "Restricted Stock").

Represents 64 shares of Restricted Stock and 350 shares of common stock.

The Power of Attorney for Richard Sanders is filed as an exhibit to the Form 3 filed by Mr. Sanders with the Securities and Exchange Commission on February 22, 2022, which is hereby incorporated by reference.

/s/ Jacobo Cohen Imach (Attorney-in-fact)


Common Stock

The options were granted pursuant to the Company's 2016 Equity Incentive Plan.

The options vested and became exercisable in three cumulative equal installments: 333,334 shares on August 12, 2015, 333,333 shares on August 12, 2016 and 333,333 on August 11, 2017.

/s/ Phillip Podgorski, attorney-in-fact for Alexander Shen


Shares sold solely to pay taxes due upon the vesting of Restricted Stock Units.

/s/ Cesare Suardi, Attorney-in-Fact for Sanjeev Aggarwal


Represents 64 shares of stock, subject to forfeiture and transfer restrictions until the next annual meeting of the shareholders of MercadoLibre, Inc. following the transaction date (the "Restricted Stock").

Represents 64 shares of Restricted Stock and 4,691 shares of common stock.

The Power of Attorney for Nicolas Aguzin is filed as an exhibit to the Form 3 filed by Mr. Aguzin with the Securities and Exchange Commission on April 17, 2017, which is hereby incorporated by reference.


Class A Shares

Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units of Blue Owl Holdings issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Second Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis.

The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of Blue Owl Holdings ("Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of Blue Owl Holdings, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire.


Common Stock

Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution from the Valvoline Inc. 2016 Deferred Compensation Plan for Employees (the "Deferred Compensation Plan").

Represents the number of deferred stock units acquired by the reporting person under the Deferred Compensation Plan through salary deferral.

Shares of Valvoline Common Stock become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Deferred Compensation Plan) or the Reporting Person's death, disability or separation from service,  in accordance with the terms of the Deferred Compensation Plan.


Common Stock

This is an exercise of stock options and sale of the resulting shares pursuant to a pre-arranged 10b5-1 plan entered into by the reporting person on December 24, 2024.

This transaction was executed in multiple trades at prices ranging from $297.04 to $298.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $298.04 to $299.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $299.06 to $300.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $300.10 to $300.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $301.18 to $302.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $302.19 to $303.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

/s/ John S.  Hess, Jr. under Power of Attorney


Common Stock, par value $0.01 per share

The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

The reporting person received a grant of 9,583 restricted stock units on August 7, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of August 7, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

/s/ C. Coleman Edmunds, Attorney-in-Fact


Represents a sale pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on March 14, 2025 (the "10b5-1 Plan"). The 10b5-1 Plan is scheduled to terminate on March 16, 2026, and covers the sale of up to an aggregate of 50,000 shares of the Issuer's common stock to help satisfy tax obligations upon the vesting of shares received for service on the Company's board of directors. Trading under the 10b5-1 Plan did not commence until at least 90 days following the date on which the plan was entered.

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.35 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

/s/ Matthew Cullen as Attorney-in-fact for Rachel Lam


Class A Shares


Class A Shares

Class A Shares

The reported securities represent securities received by Blue Owl GP Stakes II (A) LP, a Cayman Islands exempted limited partnership ("GPSC II"), in a pro rata distribution for no consideration exempt under Rule 16a-9 under the Securities Exchange Act of 1934, as amended. As a member of the investment committee that controls GPSC II, which makes investment decisions by unanimous consent, the reporting person has a reportable interest in the securities held indirectly by GPSC II but expressly disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Upon the cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued Class A Shares (or at the election of an exchange committee of the general partner of Blue Owl Holdings, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire.


Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.


Class A Common Stock

Class A Common Stock

Class A Common Stock

These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2024.

The shares underlying this option vest as follows: 25% of the shares vested on January 4, 2023, and the remainder have vested or shall vest over the three years thereafter in equal monthly installments, subject to continued service to Nuvalent, Inc. through the applicable vesting date.

The shares underlying this option have vested or shall vest over the four years following January 6, 2023 in equal monthly installments, subject to continued service to Nuvalent, Inc. through the applicable vesting date.

The shares underlying this option have vested or shall vest over the four years following March 1, 2023 in equal monthly installments, subject to continued service to Nuvalent, Inc. through the applicable vesting date.

/s/ Nathan N. McConarty, attorney-in-fact


The purchases reported herein were effected pursuant to a Rule 10b5-1 plan adopted by Hill City Holdings, LP ("Hill City") on June 5, 2025.

The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $12.88 to $13.35. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The securities are held of record by Hill City. ECP ControlCo, LLC is the managing member of Energy Capital Partners IV, LLC, which is the general partner of Energy Capital Partners GP IV, LP, which is the general partner of each of (i) Energy Capital Partners IV-A, LP, (ii) Energy Capital Partners IV-B, LP, (iii) Energy Capital Partners IV-C, LP, and (iv) Energy Capital Partners IV-D, LP (the "Funds"). Energy Capital Partners GP IV, LP is also the general partner of Energy Capital Partners IV-B (Hill City IP), LP ("Hill City IP"). Each of (i) Energy Capital Partners IV-A, LP, (ii) Hill City IP, (iii) Energy Capital Partners IV-C, LP, and (iv) Energy Capital Partners IV-D, LP are the members of Hill City Holdings GP, LLC, which is the general partner of Hill City.

ECP ControlCo, LLC is controlled by its board of managers, which consists of Douglas Kimmelman, Peter Labbat, Tyler Reeder, Rahman D'Argenio, Raoul Hughes and Xavier Robert, all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo, LLC. As a result of these relationships, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the securities held of record by Hill City. Each such entity and individual disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein.

The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $12.43 to $13.055. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Due to filing limitations of the electronic filing system, each of ECP ControlCo, LLC, Energy Capital Partners IV, LLC, Energy Capital Partners GP IV, LP, Energy Capital Partners IV-A, LP, Energy Capital Partners IV-B, LP, Energy Capital Partners IV-C, LP, Energy Capital Partners IV-D, LP and Energy Capital Partners IV-B (Hill City IP), LP are filing a separate Form 4.


Due to filing limitations of the electronic filing system, each of ECP Fiber Holdings GP, LLC, ECP Fiber Holdings, LP, Hill City Holdings GP, LLC and Hill City Holdings, LP are filing a separate Form 4.


Class A Shares

Consists of (i) 45,507,772 Blue Owl Operating Group Units and an equal number of Class C Shares held directly by OSREC Feeder, LP on behalf of Augustus, LLC, an investment vehicle controlled by the Reporting Person and (ii) 3,668,351 Blue Owl Operating Group Units and an equal number of Class C Shares issued or to be issued in respect of Incentive Units held by Blue Owl Management Vehicle on behalf of the Reporting Person.


By the Waleed H. Hassanein Revocable Trust

The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $118.50 to $118.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $115.60 to $116.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $116.62 to $117.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

By:  /s/ Gerardo Hernandez, Attorney-in-Fact


The shares were sold in connection with an underwritten public offering of the Issuer's common stock at a price per share of $30.66.

Shares held by GPC Partners Investments (SPV III) LP ("GPC Fund"). Gallatin Point Capital LLC ("Gallatin Point") is the manager of GPC Partners GP LLC ("GPC GP"), which is the general partner of GPC Fund. The Reporting Person and Lewis (Lee) Sachs are the Co-Founders and Managing Partners of the ultimate parent of Gallatin Point and collectively make voting and investment decisions on behalf of GPC Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act").

GPC Fund and American Family Mutual Insurance Company, S.I. ("AFMIC") are parties to a Voting Agreement dated as of May 22, 2024, and each may be deemed to be members of a "group," as defined in Rule 13d-5 under the Exchange Act. The share ownership reported herein does not include any shares of the common stock owned by AFMIC, and the Reporting Person disclaims beneficial ownership of any shares of the common stock owned by AFMIC to the extent GPC Fund and AFMIC may be deemed to be members of a group.


Shares held by GPC Partners Investments (SPV III) LP ("GPC Fund"). Gallatin Point Capital LLC ("Gallatin Point") is the manager of GPC Partners GP LLC ("GPC GP"), which is the general partner of GPC Fund. Matthew Botein and Lewis (Lee) Sachs are the Co-Founders and Managing Partners of the ultimate parent of Gallatin Point and collectively make voting and investment decisions on behalf of GPC Fund. Each Reporting Person disclaims Section 16 beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission that any Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act").

GPC Fund and American Family Mutual Insurance Company, S.I. ("AFMIC") are parties to a Voting Agreement dated as of May 22, 2024, and each may be deemed to be members of a "group," as defined in Rule 13d-5 under the Exchange Act. The share ownership reported herein does not include any shares of the common stock owned by AFMIC, and each Reporting Person disclaims beneficial ownership of any shares of the common stock owned by AFMIC to the extent GPC Fund and AFMIC may be deemed to be members of a group.

Matthew Botein, a Co-Founder and Managing Partner of Gallatin Point, serves on the board of directors of the Issuer, and has been deputized to represent the Reporting Persons on the Issuer's board of directors. By virtue of Mr. Botein's representation, for purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed directors by deputization of the Issuer. Mr. Botein has filed a separate Section 16 report disclosing securities of the Issuer that he may be deemed to beneficially own for Section 16 purposes.


These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.10 to $59.095, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.11 to $59.965, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.


Common Shares

Total includes 277 shares held jointly with Reporting Person's spouse.

Exercisable in equal installments on the first, second and third anniversaries of the date of grant.


The Reporting Person is subject to taxation in the United States and in Israel, which differ significantly in how they tax equity compensation. Among other differences, the use of a net issuance mechanism, while customary in the United States, may have adverse tax consequences in Israel. Due to these differences, the sales reported in this Form 4 were made in connection with the Reporting Person's tax obligations.

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2025.

This transaction was executed in multiple trades at prices ranging from $3.76 to $3.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Includes 7,957,988 ordinary shares.

Includes 179,656 RSUs which shall vest in equal quarterly installments through 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Each RSU represents the right to receive one ordinary share of the Issuer upon vesting.

Includes 434,373 RSUs which vested or shall vest in equal quarterly installments through 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs will not convert to ordinary shares until the satisfaction of an additional time-based settlement condition to occur on or after two years and one day following the date of grant. The settlement is not conditioned on the Reporting Person's provision of service on settlement date. Each RSU represents the right to receive one ordinary share upon vesting and settlement.

Includes 898,780 RSUs which vested or shall vest in equal quarterly installments through 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs will not convert to ordinary shares until the satisfaction of an additional time-based settlement condition to occur on or after two years and one day following the date of grant. The settlement is not conditioned on the Reporting Person's provision of service on settlement date. Each RSU represents the right to receive one ordinary share upon vesting and settlement.

Includes 1,346,524 RSUs which vested or shall vest in equal quarterly installments through 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs will not convert to ordinary shares until the satisfaction of an additional time-based settlement condition to occur on or after two years and one day following the date of grant. The settlement is not conditioned on the Reporting Person's provision of service on settlement date. Each RSU represents the right to receive one ordinary share upon vesting and settlement

Includes 7,579,166 ordinary shares, including the ordinary shares underlying RSUs, as to which in November 2022 the Reporting Person irrevocably conveyed his rights to a trust for which the Reporting Person's spouse is the sole beneficiary. The Reporting Person disclaims beneficial ownership in such shares for the purpose of Section 16 of the Securities Exchange Act of 1934 ("Section 16"), except to the extent of his indirect pecuniary interest, if any, and his dispositive power, if any, therein. This report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.


Represents 64 shares of stock, subject to forfeiture and transfer restrictions until the next annual meeting of the shareholders of MercadoLibre, Inc. following the transaction date (the "Restricted Stock").

Represents 64 shares of Restricted Stock and 238 shares of common stock.

The Power of Attorney for Emiliano Calemzuk is filed as an exhibit to the Form 4 filed by Mr. Calemzuk with the Securities and Exchange Commission on August 9, 2022, which is hereby incorporated by reference.


Common Stock

Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

The RSUs vest in full on the first anniversary of the date of grant.


Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.

/s/ Matthew J. McNulty as attorney-in-fact for Amy Franks


Calamos Aksia Private Equity & Alternatives Fund

/s/ Jessica Himes, by Power of Attorney for Kevin Hitchen, Attorney-in-Fact


Shares of Beneficial Interest, Class I Shares

The common shares reported herein are indirectly beneficially owned by Bleichroeder LP, a Delaware limited partnership, an investment adviser registered under the Investment Advisers Act of 1940. Bleichroeder LP serves as registered investment adviser to managed accounts and investment funds that directly hold these securities. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.


The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.68 to $1.75, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.77 to $1.85, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

/s/ John Carpenter, Power of Attorney for Mitchell B. Goldsteen


Sale was effected pursuant to a durable automatic sales instruction plan adopted by the Reporting Person on July 7, 2022, and represents the sale of shares by the Issuer necessary to meet tax withholding obligations as a result of vesting in restricted stock units on June 6, 2025. The sale does not represent a discretionary trade by the Reporting Person.


Common Stock

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. The RSUs will be settled in either common stock or cash (or a combination thereof) at the discretion of the Issuer.

These RSUs vest on the date of the 2026 Annual General Meeting of the Stockholders of the Issuer.


A deferred share unit ("DSU") award was granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026. The DSU award is subject to continued service through the vesting date.

Each DSU represents the right to receive one share of the Company's Class A Common Stock.

Includes 62,886 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

/s/ Francesca Don Angelo, Attorney-in-Fact for Bill Koutsouras


Common Stock


Common Stock, $0.001 par value per share

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2025.

/s/ Richard Mattessich, Attorney-in-fact


Class A Shares

Reflects the cancellation for no consideration of 695,894 Class B Shares in connection with Hess Midstream Operations LP's repurchase of 695,894 Opco Class B Units from Hess Investments North Dakota LLC ("HINDL") and the subsequent cancellation of such Opco Class B Units.

Reflects holdings following a transaction exempt from reporting pursuant to Rule 16a-13.

Represents securities held by HINDL.  HINDL is an indirect, wholly owned subsidiary of Hess Corporation ("Hess"), which is a direct, wholly owned subsidiary of Chevron Corporation ("Chevron"). As a result, Chevron and Hess may be deemed to beneficially own the securities held of record by HINDL. Chevron and Hess disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

The Opco Class B Units may be converted at any time into Class A Shares on a one-to-one basis and have no expiration date.


The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 5, 2024.

The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $14.27 to $14.63 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.84  to $14.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.


Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.

/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari


Deferred share unit ("DSU") awards were granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026, 4,515 are scheduled to vest on September 1, 2026, 4,516 are scheduled to vest on September 1, 2027, 4,516 are scheduled to vest on September 1, 2028 and 4,516 are scheduled to vest on September 1, 2029. The DSU awards, in each case, are subject to continued service through the applicable vesting date vesting date.

/s/ Francesca Don Angelo, Attorney-in-Fact for Douglas R. Deason


FARADAY FUTURE INTELLIGENT ELECTRIC INC.

On August 6, 2025, the Reporting Person purchased one (1) share of Series A Preferred Stock, par value $0.0001 per share (the "Preferred Stock") of the Issuer from the Issuer for cash consideration of $100.00. The Preferred Stock has the rights, preferences, privileges and restrictions set forth in the Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock filed by the Issuer with the Secretary of State of the State of Delaware (the "Series A COD").


Represents shares previously acquired in transactions exempt under Rule 16b-3(c).


A deferred share unit ("DSU") award was granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026. The DSU award is subject to continued service through the vesting date.

Each DSU represents the right to receive one share of the Company's Class A Common Stock.

Includes 62,886 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

/s/ Francesca Don Angelo, Attorney-in-Fact for Rhonda Adams-Medina


The reported transaction involves sale transactions ranging from $76.02 to $76.51 per share. The weighted average price per share was $76.24. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.


The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 01, 2024.

A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

/s/ Mark Reinstra Attorney-in-Fact for Matthew D. Kaufman


The restricted stock units granted in this award vest in full on August 6, 2027.

/s/ Collin Smyser, attorney-in-fact for Ms. Maggio


/s/ Phillip Podgorski, attorney-in-fact for Andrew Levy


Includes 80,064 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

/s/ Francesca Don Angelo, Attorney-in-Fact for Jane A. Dietze


Shares automatically withheld to satisfy tax obligations on vesting restricted stock units and dividend equivalent units. Transactions are exempt from Section 16(b) pursuant to Rule 16b-3. No shares were sold.

Includes directly owned shares, restricted stock units and dividend equivalent units.


Common Stock

Option granted automatically on Ms. Hollister's reelection to NVE's Board of Directors.


Represents 64  shares of stock, subject to forfeiture and transfer restrictions until the next annual meeting of the shareholders of MercadoLibre, Inc. following the transaction date.

Represents 529 shares of common stock subject to forfeiture and transfer restrictions ("Restricted Stock") and 3,607 shares of common stock. 465 shares of Retricted Stock will vest in two substantially equal installments on each of the next two anniversaries of the grant date, July 1, 2022, subject to the Reporting Person's continued compliance with the terms of the Restricted Stock award agreement.

/s/ Jacobo Cohen Imach (Attorney-in-fact)


Class A Ordinary Shares without par value

The proceeds from the reported transaction are intended to satisfy tax liabilities arising from the vesting of share awards.


/s/ Jonathan Groff for Jamere Jackson, pursuant to authorization on file


Sales made pursuant to a 10(b)5-1 trading plan previously adopted by the Reporting Person on December 13, 2024.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $303.19 to $303.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $304.70 to $305.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $305.71 to $306.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $307.32 to $307.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $309.12 to $309.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $310.22 to $311.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $311.28 to $312.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $313.07 to $313.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $303.21 to $303.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $304.71 to $304.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $306.16 to $306.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $307.35 to $307.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $310.21 to $311.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

These Class A Shares are held by a pension trust of which the Reporting Person is the sole trustee and who, in that capacity, possesses sole voting and sole dispositive power over these Class A Shares. However, the Reporting Person does not possess any pecuniary interest in these Class A Shares.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $304.71 to $305.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $307.31 to $307.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $310.21 to $310.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $311.22 to $311.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

These Class A Shares are owned by IGSB Cardinal I, LLC, a limited liability company, of which the Reporting Person is the managing member.  In that capacity, the Reporting Person possesses sole voting and dispositive power over these Class A Shares. However, the Reporting Person disclaims beneficial ownership in these Class A Shares, except to the extent of any pecuniary interest he may have therein.

These Class A Shares are owned by IGSB Gaucho Fund I, LLC, a limited liability company, of which the Reporting Person is the managing member. In that capacity, the Reporting Person possesses sole voting and dispositive power over these Class A Shares. However, the Reporting Person disclaims beneficial ownership in these Class A Shares, except to the extent of any pecuniary interest he may have therein.

These Class A Shares are owned by IGSB Cardinal Core BV, LLC, a limited liability company, of which the Reporting Person is the managing member. In that capacity, the Reporting Person possesses sole voting and dispositive power over these Class A Shares, but he disclaims beneficial ownership in these Class A Shares, except to the extent of any pecuniary interest he may have therein.

/s/ Kimberly Shea, Attorney-in-Fact for Maurice J. Duca


Class A Common Stock

The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. Subject to continuous service, the RSUs will vest on the earlier of (a) the date of the 2026 annual meeting of stockholders or (b) June 15, 2026.

/s/ Alexandra Cotter Wilkins, Attorney-in-Fact


Apollo Origination II (UL) Capital Trust

These securities are held directly by Apollo Origination Partnership II (Unlevered AIV), L.P. Apollo Origination Advisors II, L.P. is the general partner of Apollo Origination Partnership II (Unlevered AIV), L.P. Apollo Origination Advisors II GP, LLC is the general partner of Apollo Origination Advisors II, L.P. The sole member of Apollo Origination Advisors II GP, LLC is APH Holdings (DC), L.P. Apollo Principal Holdings B GP, LLC is the general partner of APH Holdings (DC), L.P. Apollo Principal Holdings B GP, LLC is managed by a board of managers consisting of Marc Rowan, Scott Kleinman and James Zelter.

(continued from footnote 1) Each of Apollo Origination Advisors II, L.P., Apollo Origination Advisors II GP, LLC, APH Holdings (DC), L.P., Apollo Principal Holdings B GP, LLC and Messrs. Rowan, Kleinman and Zelter disclaims beneficial ownership of these securities, except to the extent of their pecuniary interest therein, if any, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

This Form 4 includes Apollo Origination Partnership II (Unlevered AIV), L.P., Apollo Origination Advisors II, L.P. and Apollo Origination Advisors II GP, LLC as Reporting Persons following the receipt of their respective EDGAR codes.

Exhibit List: Exhibit 99.1 Signatures

/s/ See signatures attached as Exhibit 99.1


Class A Common Stock


Class A Common Stock

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $53.19 - $53.97. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.


Common Stock

Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

/s/ Matthew J. McNulty as attorney-in-fact for Cynthia Ekberg Tsai


Common Stock

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. The RSUs will be settled in either common stock or cash (or a combination thereof) at the discretion of the Issuer.

These RSUs vest on the date of the 2026 Annual General Meeting of the Stockholders of the Issuer.


CHARLES RIVER LABORATORIES INTERNATIONAL, INC.


Common Stock

/s/ Matthew J. McNulty as attorney-in-fact for Tara I. Stacom


Common Stock

Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

Intra-plan transfer pursuant to the employee's Supplemental Deferred Compensation Plan ("the Plan").

The phantom stock units are to be settled for 100% in cash upon the reporting person's separation from service.

/s/ Nicole Puza, POA for Denise C. Johnson


Common Stock

/s/ Matthew J. McNulty as attorney-in-fact for David M. Sable