Matthews Joshua Brandon

street1: 6800 WEST 115TH STREET

street2: SUITE 2511

officerTitle: President, SelectQuote Senior

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

text: The restricted stock units vest ratably in four annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.

text: The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $4.00, $7.50, $10.00, and $12.50 during the five-year performance period. The number of PVUs reported on this line reflects the portion of the total PVU award that vested on the transaction date following the achievement of the $4.00 price hurdle.

text: The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.50, $5.00, $7.50, and $10.00 during the five-year performance period. The number of PVUs reported on this line reflects the portion of the total PVU award that vested on the transaction date following the achievement of the $2.50 price hurdle.

text: The restricted stock units vest ratably in two annual installments commencing on the two-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.


SelectQuote, Inc.

tradingSymbol: SLQT

Grant William Thomas III

street1: C/O SELECTQUOTE, INC.

street2: 6800 WEST 115TH STREET, SUITE 2511

city: OVERLAND PARK

state: KS

officerTitle: CHIEF OPERATING OFFICER

securityTitle: Common Stock, par value $0.01 per share

code: M

acquiredDisposedCode: A

directOrIndirectOwnership: D

code: F

acquiredDisposedCode: D

directOrIndirectOwnership: I

natureOfOwnership: By Self as Trustee for the William Thomas Grant III Irrevocable Trust

natureOfOwnership: By Mainstar Trust IRA

natureOfOwnership: By Haakon Capital, LLC

securityTitle: Restricted Stock Units

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

securityTitle: Price-Vested Restricted Stock Units

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

code: A

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

text: Represents shares surrendered to the issuer to satisfy withholding taxes owed upon the vesting of price-vested units and time-based restricted stock units previously granted to the recipient.

text: Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company of which he owns one-third. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein.

text: Represents restricted stock units of SelectQuote, Inc. (the "Company") granted to the recipient pursuant to the Company's 2020 Omnibus Incentive Plan (the "Plan").

text: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share.

text: The restricted stock units vest ratably in three annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.

text: The restricted stock units vest ratably in three annual installments commencing on August 1, 2024, subject to the recipient's continued employment with the Company through the applicable vesting date.

text: The restricted stock units vest ratably in three annual installments commencing on August 1, 2025, subject to the recipient's continued employment with the Company through the applicable vesting date.

text: Represents price-vested restricted stock units of the Company ("PVUs") granted to the recipient pursuant to the Plan.

text: Each PVU represents the contingent right to receive one share of the Company's common stock, par value $0.01 per share, upon the Company's common stock reaching certain predetermined average trading prices, subject to applicable vesting conditions.

text: The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock reaching each of $4.00, $7.50, $10.00, and $12.50 during the five-year performance period. The number of PVUs reported on this line reflects the portion of the total PVU award that vested on the transaction date following the achievement of the $4.00 price hurdle.

text: The PVUs are eligible to vest in three ratable annual installments commencing on August 1, 2024, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.50, $5.00, $7.50, and $10.00 during the five-year performance period. The number of PVUs reported on this line reflects the portion of the total PVU award that vested on the transaction date following the achievement of the $2.50 price hurdle.

text: The PVUs are eligible to vest in three ratable annual installments commencing on August 1, 2025, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-third of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $3.13, $6.00, and $9.00 during the five-year performance period. The number of PVUs reported on this line reflects the portion of the total PVU award that vested on the transaction date following the achievement of the $3.13 price hurdle.

text: The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-third of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.50, $4.00, and $6.00 during the five-year performance period.

ownerSignatureName: /s/ Daniel A. Boulware, Attorney-in-Fact


Fisher Stephanie D.

officerTitle: Chief Accounting Officer

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

text: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock, par value $0.01 per share.

text: The restricted stock units vest ratably in four annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.


Anderson Sarah Taylor

officerTitle: (See Remarks)

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

text: The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $4.00, $7.50, $10.00, and $12.50 during the five-year performance period. The number of PVUs reported on this line reflects the portion of the total PVU award that vested on the transaction date following the achievement of the $4.00 price hurdle.


Boulware Daniel Allen

officerTitle: GENERAL COUNSEL AND SECRETARY

natureOfOwnership: By spouse

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

text: Represents restricted stock units of SelectQuote, Inc. (the "Company") granted to the recipient pursuant to the Company's 2020 Omnibus Incentive Plan (the"Plan").

ownerSignatureName: /s/ Daniel A. Boulware


Grant Robert Clay

officerTitle: PRESIDENT

natureOfOwnership: By Self as Trustee for the Robert Clay Grant Irrevocable Trust

natureOfOwnership: By G. Grant Irrevocable Trust

natureOfOwnership: By A. Grant Irrevocable Trust

natureOfOwnership: By R. Grant Irrevocable Trust

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

text: Represents shares surrendered to the issuer to satisfy withholding taxes owed upon the vesting of price-vested units and time-based restricted stock units previously granted to the recipient.

text: Shares held indirectly by Mr. Grant in his capacity as Trustee of a trust for the benefit of one of his minor children.

text: Represents restricted stock units of SelectQuote, Inc. (the "Company") granted to Mr. Grant under the Company's 2020 Omnibus Incentive Plan (the "Plan").


Danker Timothy Robert

officerTitle: CHIEF EXECUTIVE OFFICER

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

title: Common Stock, par value $0.01 per share

text: Represents restricted stock units of SelectQuote, Inc. (the "Company") granted to the recipient pursuant to the Company's 2020 Omnibus Incentive Plan.

text: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share.

text: The PVUs are eligible to vest as to one-third of the underlying shares on each of the first three anniversaries of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock reaching each of $4.00, $7.50, $10.00, and $12.50 during the five-year performance period. The number of PVUs reported on this line reflects the portion of the total PVU award that vested on the transaction date following the achievement of the $4.00 price hurdle.

text: The PVUs are eligible to vest in three ratable annual installments commencing on August 1, 2024, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.50, $5.00, $7.50, and $10.00 during the five-year performance period. The number of PVUs reported on this line reflects the portion of the total PVU award that vested on the transaction date following the achievement of the $2.50 price hurdle


E2open Parent Holdings, Inc.

tradingSymbol: ETWO

Hinkle Ryan

street1: 14135 MIDWAY ROAD

street2: SUITE G300

city: ADDISON

state: TX

securityTitle: Class A Common Stock

code: D

securityTitle: Restricted Stock Unit

title: Class A Common Stock

text: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings,

text: (Continued from footnote 1) with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and together with the Company Merger, the "Mergers"), and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of the Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

text: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time.

ownerSignatureName: /s/ Ryan Hinkle


title: Class A Common Stock

securityTitle: Series 2  Restricted Common Unit

title: Class A Common Stock

securityTitle: Common  Unit

title: Class  A  Common  Stock

title: Class  A  Common  Stock

natureOfOwnership: See Footnote

text: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and,

text: (Continued from footnote 1) together with the Company Merger, the "Mergers"), and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

text: Each issued and outstanding Series 2 restricted common unit of Holdings (other than the Excluded Units and the Owned Holdings Common Units (each as defined in the Merger Agreement)) automatically vested and was automatically cancelled, extinguished and converted into the right to receive $3.30 per unit in cash without interest thereon.

text: Each common unit (the "Common Unit) was automatically cancelled, extinguished and converted into the right to receive cash in an amount equal to $3.30, without interest thereon.

text:
At the Effective Time, 90,000 Common Units were held directly by the Timothy I. Maudlin 2021 Family Trust (the "Maudlin Family Trust") for the benefit of the reporting person's children. The reporting person's spouse is
trustee of the Maudlin Family Trust. The reporting person disclaims beneficial ownership of the Common Units underlying the Common Units held by the Maudlin Family Trust except to the extent of his pecuniary interest therein.

ownerSignatureName: /s/ Timothy Maudlin


title: Class A Common Stock

securityTitle: Series B-2 Common Stock

title: Class A Common Stock

text: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company,

text: (Continued from footnote 1) with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

text: Pursuant to the Merger Agreement, each such restricted stock unit was at the Effective Time, automatically cancelled and converted into a Parent restricted stock unit award covering the number of Parent ordinary shares equal to the product of (A) the quotient obtained by dividing (a) the Per Share Price by (b) the product of (i) the average exchange rate for Australian dollars to U.S. dollars over the ten consecutive trading days ending with the complete trading day immediately before the closing date of the Company Merger ("Closing Date") and (ii) the volume weighted average trading price in Australian dollars for Parent's ordinary shares on the Australian Securities Exchange over the same ten consecutive trading days ending with the complete trading day immediately before the Closing Date and

text: (Continued from footnote 3) (B) the number of shares of Class A Common Stock underlying such restricted stock unit, with any resulting factional number of Parent ordinary shares rounded down to the next whole number and generally subject to the same terms and conditions, including vesting terms.

text: Each issued and outstanding share of Series B-2 common stock of the Company, par value $0.0001 per share, was at the Effective Time, automatically vested and was automatically cancelled, extinguished and converted into the right to receive the Per Share Price.

ownerSignatureName: /s/ Deepa Kurian


Bennett Susan E

officerTitle: Chief Legal Officer

title: Class A Common Stock

securityTitle: Option

title: Class A Common Stock

text: (Continued from footnote 1) with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of the Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

text: The reported options were, at the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Class A Common Stock subject to such options and (ii) the excess, of the Per Share Price over the exercise price per share of such options.

ownerSignatureName: /s/ Susan Bennett


Daffron Stephen C.

street1: 14135 MIDWAY ROAD,

title: Class A Common Stock

text: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and together with the Company Merger, the "Mergers"),

text: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of the Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

ownerSignatureName: /s/ Stephen Daffron


Chu Chinh

street1: C/O CC CAPITAL HOLDINGS, LP

street2: 200 PARK AVENUE, 58TH FLOOR

city: NEW YORK

state: NY

natureOfOwnership: By CC Capital Holdings LP

natureOfOwnership: By CC NB Sponsor 1 Holdings LLC

title: Class A Common Stock

securityTitle: Warrant

title: Class A Common Stock

text: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"),

text: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

text: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.

text: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.

text: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital.

text: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement).

ownerSignatureName: /s/ Chinh Chu


LITHIUM AMERICAS CORP.

tradingSymbol: LAC

HASHIMOTO APRIL

street1: C/O LITHIUM AMERICAS CORP.

street2: 5310 KIETZKE LANE, SUITE 200

city: RENO

state: NV

officerTitle: SrVP, Finance & Administration

ownerSignatureName: /s/ Tereza Fonda as attorney-in-fact for April Hashimoto


name: PIMCO NEW YORK MUNICIPAL INCOME FUND III

tradingSymbol: PYN

BANK OF AMERICA CORP /DE/

street1: BANK OF AMERICA CORPORATE CENTER

street2: 100 N. TRYON STREET

city: CHARLOTTE

state: NC

securityTitle: Remarketable Variable Rate MuniFund Term Preferred Shares

code: J

natureOfOwnership: By Subsidiary

text: In connection with the reorganization of the Issuer and PIMCO New York Municipal Income Fund into PIMCO New York Municipal Income Fund II, 260 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Banc of America Preferred Funding Corporation ("PFC") were exchanged for an equal number of RVMTP Shares of PIMCO New York Municipal Income Fund II in a cashless transaction. The 260 shares reported as disposed of in Table I represent shares that were beneficially owned by PFC.  PFC is a wholly owned subsidiary of Bank of America Corporation.

text: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

text: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

remarks:
Exhibits Index
Exhibit 99.1 - Joint Filing Agreement


Array Technologies, Inc.

tradingSymbol: ARRY

Collins Terrance L

street1: 3901 MIDWAY PLACE NE

city: ALBUQUERQUE

state: NM

officerTitle: Chief Human Resources Officer

securityTitle: Common Stock, par value $0.001 per share

text: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

text: Includes 1,283 shares acquired under the issuer's 2021 Employee Stock Purchase Plan ("ESPP"), which acquisitions are exempt from Section 16. All ESPP information reported herein is based on a plan statement dated as of June 30, 2025.

text: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units. The number of shares withheld is based on the closing price of the Issuer's common stock on August 1, 2025.

text: Represents restricted stock units granted on August 1, 2022.

text: Each restricted stock unit award vests in three equal annual installments, beginning of the first anniversary of the grant date.

text: Does not include 134,188 unvested restricted stock units held by the Reporting Person in connection with grants made on separate dates.

ownerSignatureName: /s/ Christopher Fox as Attorney-in-Fact


title: Class A Common Stock

text: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company,

text: (Continued from footnote 1) with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and together with the Company Merger, the "Mergers"), and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of the Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

text: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time.

ownerSignatureName: /s/ Keith W. Abell


Randolph Gregory

officerTitle: Chief Commercial Officer

title: Class A Common Stock

text: (Continued from footnote 1) with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of the Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person that were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

text: Pursuant to the Merger Agreement, each such restricted stock unit was at the Effective Time, automatically cancelled and converted into a Parent restricted stock unit award covering the number of Parent ordinary shares equal to the product of (A) the quotient obtained by dividing (a) the Per Share Price by (b) the product of (i) the average exchange rate for Australian dollars to U.S. dollars over the ten consecutive trading days ending with the complete trading day immediately before the closing date of the Company Merger ("Closing Date") and (ii) the volume weighted average trading price in Australian dollars for Parent's ordinary shares on the Australian Securities Exchange over the same ten consecutive trading days ending with the complete trading day immediately before the Closing Date and

text: (Continued from footnote 3) (B) the number of shares of Class A Common Stock underlying such restricted stock unit, with any resulting factional number of Parent ordinary shares rounded down to the next whole number and generally subject to the same terms and conditions, including vesting terms.

ownerSignatureName: /s/ Greg Randolph


Appel Andrew M

street2: SUITE  G300

officerTitle: CEO

title: Class A Common Stock

text: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings,

text: (Continued from footnote 1) with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and together with the Company Merger, the "Mergers"), and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of the Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

ownerSignatureName: /s/ Andrew M. Appel


McIndoe John A

officerTitle: Chief of Staff

title: Class A Common Stock

text: (Continued from footnote 1) with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of the Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

text: Pursuant to the Merger Agreement, each such restricted stock unit was at the Effective Time, automatically cancelled and converted into a Parent restricted stock unit award covering the number of Parent ordinary shares equal to the product of (A) the quotient obtained by dividing (a) the Per Share Price by (b) the product of (i) the average exchange rate for Australian dollars to U.S. dollars over the ten consecutive trading days ending with the complete trading day immediately before the closing date of the Company Merger ("Closing Date") and (ii) the volume weighted average trading price in Australian dollars for Parent's ordinary shares on the Australian Securities Exchange over the same ten consecutive trading days ending with the complete trading day immediately before the Closing Date and (B) the number of shares of Class A Common Stock underlying such restricted stock unit,

text: (Continued from footnote 3) with any resulting factional number of Parent ordinary shares rounded down to the next whole number and generally subject to the same terms and conditions, including vesting terms.

ownerSignatureName: /s/ John McIndoe


PIMCO MUNICIPAL INCOME FUND

tradingSymbol: PMF

text: In connection with the reorganization of the Issuer and PIMCO Municipal Income Fund III into PIMCO Municipal Income Fund II 1,340 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Banc of America Preferred Funding Corporation ("PFC") were exchanged for an equal number of RVMTP Shares of PIMCO Municipal Income Fund II in a cashless transaction. The 1,340 shares reported as disposed of in Table I represent shares that were beneficially owned by PFC.  PFC is a wholly owned subsidiary of Bank of America Corporation.

text: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

text: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.


title: Class A Common Stock

ownerSignatureName: /s/ Eva Harris


HCM III ACQUISITION CORP.

tradingSymbol: HCMA

Goos Craig

street1: C/O HCM III ACQUISITION CORP.

street2: 100 FIRST STAMFORD PLACE, SUITE 330

city: STAMFORD

state: CT

securityTitle: Class B Ordinary Shares

title: Class A Ordinary Shares

text: The Class B ordinary shares are automatically convertible into the shares of the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. The Class B ordinary shares are subject to forfeiture under certain circumstances relating to Mr. Goos' service on the Issuer's Board of Directors.

text: As contemplated by the securities purchase agreement between HCM Investor Holdings III, LLC (the "Sponsor") and Mr. Goos, dated July 31, 2025, the Sponsor assigned 25,000 Class B ordinary shares to Mr. Goos in connection with Mr. Goos' appointment to the Issuer's Board of Directors.

ownerSignatureName: /s/ Craig Goos, by Steven Bischoff with Power of Attorney


title: Class A Ordinary Shares

text: The Class B ordinary shares are automatically convertible into the shares of the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. The Class B ordinary shares are subject to forfeiture under certain circumstances relating to Mr. Loveless' service on the Issuer's Board of Directors.

text: As contemplated by the securities purchase agreement between HCM Investor Holdings III, LLC (the "Sponsor") and Mr. Loveless, dated July 31, 2025, the Sponsor assigned 25,000 Class B ordinary shares to Mr. Loveless in connection with Mr. Loveless's appointment to the Issuer's Board of Directors.

ownerSignatureName: /s/ Jacob Loveless by Steven Bischoff with Power of Attorney


Matthews Shawn

officerTitle: Chairman and CEO

title: Class A Ordinary Shares

text: The Class B ordinary shares are automatically convertible into the shares of the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

text: In connection with the Issuer's initial public offering and the appointment of Craig Goos, Richard Donohoe and Jacob Loveless to the Issuer's Board of Directors, HCM III Investor Holdings, LLC (the "Sponsor") assigned 25,000 Class B ordinary shares to each of Craig Goos, Richard Donohoe, and Jacob Loveless.

text: These Class B ordinary shares are held directly by the Sponsor, acquired pursuant to a subscription agreement dated as of April 16, 2025 by and among the Sponsor and the registrant and a share recapitalization authorized by the SPAC on May 29, 2025 Shawn Matthews, the Chairman and Chief Executive Officer of the registrant, is the managing member of the Sponsor. Mr. Matthews has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Matthews disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest.


title: Class A Ordinary Shares

text: The Class B ordinary shares are automatically convertible into the shares of the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. The Class B ordinary shares are subject to forfeiture under certain circumstances relating to Mr. Donohoe's service on the Issuer's Board of Directors.

text: As contemplated by the securities purchase agreement between HCM Investor Holdings III, LLC (the "Sponsor") and Mr. Donohoe, dated July 31, 2025, the Sponsor assigned 25,000 Class B ordinary shares to Mr. Donohoe in connection with Mr. Donohoe's appointment to the Issuer's Board of Directors.

ownerSignatureName: /s/ Richard Donohoe, by Steven Bischoff with Power of Attorney


APPFOLIO INC

tradingSymbol: APPF

DUCA MAURICE J

street1: C/O IGSB, INC.

street2: 1485 E. VALLEY ROAD, SUITE H

city: SANTA BARBARA

state: CA

code: S

natureOfOwnership: By Family Trust

natureOfOwnership: By Pension Trust

natureOfOwnership: By IGSB Cardinal I, LLC

natureOfOwnership: By IGSB Gaucho Fund I, LLC

text: Sales made pursuant to a 10(b)5-1 trading plan previously adopted by the Reporting Person on December 13, 2024.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $317.96 to $318.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $319.23 to $320.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $320.27 to $321.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $321.31 to $322.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $322.54 to $323.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $323.92 to $324.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $318.28 to $318.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $319.28 to $320.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $321.64 to $322.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $322.71 to $323.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $324.93 to $325.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $318.30 to $318.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: These Class A Shares are held by a pension trust of which the Reporting Person is the sole trustee and who, in that capacity, possesses sole voting and sole dispositive power over these Class A Shares. However, the Reporting Person does not possess any pecuniary interest in these Class A Shares.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $320.14 to $320.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $321.37 to $322.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: These Class A Shares are owned by IGSB Cardinal I, LLC, a limited liability company, of which the Reporting Person is the managing member.  In that capacity, the Reporting Person possesses sole voting and dispositive power over these Class A Shares. However, the Reporting Person disclaims beneficial ownership in these Class A Shares, except to the extent of any pecuniary interest he may have therein.

text: These Class A Shares are owned by IGSB Gaucho Fund I, LLC, a limited liability company, of which the Reporting Person is the managing member. In that capacity, the Reporting Person possesses sole voting and dispositive power over these Class A Shares. However, the Reporting Person disclaims beneficial ownership in these Class A Shares, except to the extent of any pecuniary interest he may have therein.

text: These Class A Shares are owned by IGSB Cardinal Core BV, LLC, a limited liability company, of which the Reporting Person is the managing member. In that capacity, the Reporting Person possesses sole voting and dispositive power over these Class A Shares, but he disclaims beneficial ownership in these Class A Shares, except to the extent of any pecuniary interest he may have therein.

ownerSignatureName: /s/ Kimberly Shea, Attorney-in-Fact for Maurice J. Duca


Natera, Inc.

tradingSymbol: NTRA

Chapman Steven Leonard

street1: C/O NATERA, INC.

street2: 13011 MCCALLEN PASS BUILDING A SUITE 100

city: AUSTIN

officerTitle: CEO AND PRESIDENT

securityTitle: Common Stock

text: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.8850 to $132.87 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.9350 to $133.80 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

ownerSignatureName: /s/ Vincent Fontanilla, Attorney-in-Fact


text: .The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2024.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.23 to $133.0664 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.2647 to $134.20 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.


Moshkevich Solomon

officerTitle: PRESIDENT, CLINICALDIAGNOSTICS

text: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2024.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.9350 to $132.78 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.96 to $133.80 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.


ONE Group Hospitality, Inc.

tradingSymbol: STKS

Loy Tyler

street1: 1624 MARKET ST

street2: STE 311

city: DENVER

state: CO

officerTitle: CHIEF FINANCIAL OFFICER

text: Reflects shares withheld on tax liability upon the vesting of 891 restricted stock units.

ownerSignatureName: /s/ Christi Hing, Attorney-in-Fact


IonQ, Inc.

tradingSymbol: IONQ

Singh Inder M

street1: C/O IONQ, INC.

street2: 4505 CAMPUS DRIVE

city: COLLEGE PARK

state: MD

securityTitle: Stock Option (right to buy)

title: Common Stock

text: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2025.

text: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.30 to $39.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: All of the shares subject to this option are fully vested and exercisable as of the date hereof

ownerSignatureName: /s/ Kevin Caimi, Attorney-in-Fact


text: Reflects shares withheld on tax liability upon the vesting of 1,439 restricted stock units.


text: Sales made pursuant to a 10(b)5-1 trading plan previously adopted by the Reporting Person on December 13, 2024.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $298.05 to $299.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $300.09 to $300.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $301.87 to $302.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $304.98 to $305.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $306.05 to $306.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $307.09 to $307.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $299.00 to $299.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $302.20 to $302.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $305.18 to $306.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $306.55 to $307.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: These Class A Shares are held by a pension trust of which the Reporting Person is the sole trustee and who, in that capacity, possesses sole voting and sole dispositive power over these Class A Shares. However, the Reporting Person does not possess any pecuniary interest in these Class A Shares.

text: These Class A Shares are owned by IGSB Cardinal I, LLC, a limited liability company, of which the Reporting Person is the managing member.  In that capacity, the Reporting Person possesses sole voting and dispositive power over these Class A Shares. However, the Reporting Person disclaims beneficial ownership in these Class A Shares, except to the extent of any pecuniary interest he may have therein.


HILARIO EMANUEL N

officerTitle: PRESIDENT AND CEO

text: Reflects shares withheld on tax liability upon the vesting of 3,838 restricted stock units.


Petco Health & Wellness Company, Inc.

tradingSymbol: WOOF

Anderson Joel D

street1: C/O PETCO HEALTH AND WELLNESS COMPANY,

street2: INC., 10850 VIA FRONTERA

city: SAN DIEGO

officerTitle: Chief Executive Officer

timeliness: E

natureOfOwnership: By 2020 Trust

natureOfOwnership: By 2025 Trust

natureOfOwnership: By son

text: These shares of Class A common stock of the Issuer were acquired under the Petco Health and Wellness Company, Inc. 2021 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

text: Includes 2,712,719 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

ownerSignatureName: /s/ Giovanni Insana, as Attorney-in-Fact


Prime Medicine, Inc.

tradingSymbol: PRME

LEE ANN L.

street1: C/O PRIME MEDICINE, INC.

street2: 60 FIRST STREET

city: CAMBRIDGE

state: MA

officerTitle: Chief Technical Officer

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

text: Effective as of August 1, 2025 (the "Repricing Date"), the Issuer's stockholders approved a one-time repricing of certain outstanding stock options (the "Repriced Options") granted under the Issuer's 2019 Stock Option and Grant Plan, as amended (the "2019 Plan") and/or the 2022 Stock Option and Incentive Plan (the "2022 Plan" and, together with the 2019 Plan, the "Plans"), which reduced the per share exercise price of each Repriced Option to $4.04, representing the closing price of the Issuer's common stock on The Nasdaq Global Market on the Repricing Date (the "Option Repricing"). Except as modified by the Option Repricing, all other terms and conditions of the Repriced Options, including, without limitation, any provisions with respect to vesting and term of the Repriced Options, remain in full force and effect.

text: This stock option award was issued pursuant to the 2019 Plan and/or the 2022 Plan, as applicable, and becomes exercisable in accordance with the vesting schedule specified in the award agreement and as previously reported on applicable Form 4, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

ownerSignatureName: /s/ Ryan Brown, attorney-in-fact


title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock


NELSEN ROBERT

street1: 8755 WEST HIGGINS ROAD, SUITE 1025

city: CHICAGO

state: IL

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock


title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock


title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock


title: Common Stock

title: Common Stock


Alenson Carman

officerTitle: See Remarks

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

title: Common Stock

remarks: Exhibit 24 - Power of Attorney


Freshworks Inc.

tradingSymbol: FRSH

Mathrubootham Rathnagirish

street1: C/O FRESHWORKS INC.

street2: 2950 S DELAWARE STREET, SUITE 201

city: SAN MATEO

officerTitle: EXECUTIVE CHAIRMAN

code: C

title: Class B Common Stock

securityTitle: Class B Common Stock

title: Class A Common Stock

title: Class A Common Stock

text: Units withheld to satisfy tax withholding obligations due in connection with the vesting of RSUs previously granted to the Reporting Person on September 12, 2021.

text: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

text: The shares of Class B Common Stock underlying the RSU award granted under the Issuer's 2011 Stock Plan vest in equal quarterly installments over 48 months following November 1, 2021, subject to the Reporting Person's continued service through each vesting date.

text: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

ownerSignatureName: /s/ Pamela Sergeeff, Attorney-in-Fact


Sloat Tyler

officerTitle: Chief Financial & Oper Officer

text: Units withheld to satisfy tax withholding obligations due in connection with the vesting of RSUs previously granted to the reporting person on May 1, 2022.

text: Units withheld to satisfy tax withholding obligations due in connection with the vesting of RSUs previously granted to the reporting person on May 1, 2023.


Insight Holdings Group, LLC

street1: C/O INSIGHT PARTNERS

street2: 1114 AVENUE OF THE AMERICAS, 36TH FLOOR

text: See Exhibit 99.1

text: See Exhibit 99.1

text: See Exhibit 99.1

text: See Exhibit 99.1

text: See Exhibit 99.1

text: See Exhibit 99.1

remarks:
Exhibit List:
Exhibit 99.1 - Explanation of Responses
Exhibit 99.2 - Joint Filers' Signatures
Exhibit 99.3 - Joint Filer Information

ownerSignatureName: /s/ Andrew Prodromos


Yamamoto Mika

officerTitle: CHIEF CUST & MARKETING OFFICER

text: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 17, 2024.


title: Class B Common Stock

title: Class A Common Stock

title: Class A Common Stock

text: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted February 28, 2025.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.85 to $13.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

text: The shares of Class B Common Stock underlying the RSU award granted under the Issuer's 2011 Stock Plan vest in equal monthly installments over 48 months following September 1, 2021, subject to the Reporting Person's continued service through each vesting date.


Verona Pharma plc

tradingSymbol: VRNA

Cunningham Kenneth

street1: 3 MORE LONDON RIVERSIDE

city: LONDON

stateDescription: UNITED KINGDOM

zipCode: SE1 2RE

securityTitle: Ordinary Shares

title: Ordinary Shares

text: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

text: The sale reported in the Form 4 represents a mandatory "sell-to-cover" transaction for the purpose of satisfying the reporting person's tax withholding obligation upon the vesting of the restricted stock units ("RSUs").

text: The price reported represents the sale price of the ADSs divided by eight (8).

text: Consists of 79,776 Ordinary Shares represented by 9,972 ADSs.

text: Represents an award of RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

text: The RSUs vest as to 25% of the total shares on each of August 1, 2025, November 1, 2025, February 1, 2026 and May 1, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.

remarks: Exhibit 24 - Power of Attorney.

ownerSignatureName: /s/ Andrew Fisher, Attorney-in-fact for Kenneth Cunningham


title: Ordinary Shares

text: Consists of 84,856 Ordinary Shares underlying 10,607 ADSs.

ownerSignatureName: /s/ Andrew Fisher, Attorney-in-fact for Lisa Deschamps


PLEXUS CORP

tradingSymbol: PLXS

Kelsey Todd P.

street1: ONE PLEXUS WAY

city: NEENAH

state: WI

officerTitle: President & CEO

securityTitle: Common Stock, $.01 par value

text: Shares were sold pursuant to a Rule 10b5-1 plan adopted on August 16, 2024.

ownerSignatureName: /s/ Todd P. Kelsey, by Kate A. Gitter, Attorney-in-Fact


Fisher Andrew

officerTitle: General Counsel

securityTitle: Restricted Stock Units

title: Ordinary Shares

text: Consists of (i) 300,000 Ordinary Shares underlying Restricted Share Units, each of which represents a contingent right to receive one (1) Ordinary Share of the Issuer (which are represented by 37,500 ADSs), (ii) 117,896 Ordinary Shares underlying 14,737 ADSs, and (iii) 7 Ordinary Shares.

text: Represents an award of performance-based RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

text: The RSUs were earned upon the determination by the Board of Directors of the Issuer (the "Determination Date") that certain performance metrics related to Q1 2025 had been achieved. The RSUs vested as to 34% of the total shares on the Determination Date, and vest as to the remainder of the shares in equal quarterly installments over a two year period on each of August 1, November 1, February 1 and May 1, subject to the Reporting Person's continued service to the Issuer on each vesting date.

ownerSignatureName: /s/ Andrew Fisher


CrowdStrike Holdings, Inc.

tradingSymbol: CRWD

GANDHI SAMEER K

street1: C/O CROWDSTRIKE HOLDINGS, INC.

securityTitle: Class A common stock

natureOfOwnership: Potomac Investments L.P. - Fund 1

natureOfOwnership: The Potomac Trust, dated 9/21/2001

natureOfOwnership: The Potomac 2011 Irrevocable Trust

natureOfOwnership: Accel Leaders Fund L.P.

natureOfOwnership: Accel Growth Fund II L.P.

natureOfOwnership: Accel Growth Fund Investors 2013 L.L.C.

text: Includes shares sold pursuant to a 10b5-1 plan adopted on June 26, 2024.

text: This transaction was executed in multiple trades at prices ranging from $439.42 to $439.88 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: These shares are held by Potomac Investments L.P. - Fund 1. The Reporting Person disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.

text: This transaction was executed in multiple trades at prices ranging from $441.31 to $442.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $442.33 to $443.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $443.63 to $444.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $444.77 to $445.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $445.78 to $446.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $446.81 to $447.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $447.81 to $448.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $448.84 to $449.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $449.84 to $450.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $450.94 to $451.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $452.12 to $453.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This transaction was executed in multiple trades at prices ranging from $453.14 to $453.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: These shares are held by The Potomac Trust, dated 9/21/2001, of which the Reporting Person is a co-trustee. The Reporting Person disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section16 or any other purpose.

text: These shares are held by The Potomac 2011 Irrevocable Trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section16 or any other purpose.

text: These shares are held by Accel Leaders Fund L.P. Accel Leaders Fund Associates L.L.C. ("Accel Leaders Fund GP") is the general partner of Accel Leaders Fund L.P. (the "Accel Leader Fund Entity").Accel Leaders Fund GP has sole voting and dispositive power with regard to the shares held by the Accel Leaders Fund Entity. The Reporting Person is one of six Managing Members of Accel LeadersFund GP, who share voting and dispositive powers over the shares held by the Accel Leaders Fund Entity. Each of such Managing Members, the Reporting Person and Accel Growth Fund II GP disclaimsSection 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such ManagingMember, the Reporting Person or Accel Leaders Fund GP is the beneficial owner of such securities for Section 16 or any other purpose.

text: These shares are held by Accel Leaders Fund Investors 2016 L.L.C. The Reporting Person is one of six Managing Members of Accel Leaders Fund Investors 2016 L.L.C. who share voting and dispositive powers over such shares. Each of such Managing Members and the Reporting Person disclaims beneficial ownership over the securities herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Managing Member or the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.

text: These shares are held by The Potomac 2011 Nonexempt Trust dated 10/31/2011, of which the Reporting Person is a co-trustee. The Reporting Person disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.

text: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. The Reporting Person is one of six Managing Members of Accel Growth Fund II GP, who share voting and dispositive powers over the shares held by the Accel Growth Fund II Entities (continued in Footnote 22).

text: (continued from Footnote 21) Each of such Managing Members, the Reporting Person and Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Managing Member, the Reporting Person or Accel Growth Fund II GP is the beneficial owner of such securities for Section 16 or any other purpose.

text: These shares are held by Accel Growth Fund II Strategic Partners L.P.

text: These shares are held by Accel Growth Fund Investors 2013 L.L.C. The Reporting Person is one of six Managing Members of Accel Growth Fund Investors 2013 L.L.C. who share voting and dispositive powers over such shares. Each of such Managing Members and the Reporting Person disclaims beneficial ownership over the securities herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Managing Member or the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.

text: Includes shares to be issued in connection with the vesting of one or more RSUs.

ownerSignatureName: /s/ Remie Solano, Attorney-in-Fact


PTC THERAPEUTICS, INC.

tradingSymbol: PTCT

Klein Matthew B.

street1: C/O PTC THERAPEUTICS, INC.

street2: 500 WARREN CORPORATE CENTER DRIVE

city: WARREN

state: NJ

officerTitle: CHIEF EXECUTIVE OFFICER

text: Represents the number of shares of the Issuer's common stock underlying restricted stock units ("RSUs") earned upon the vesting of performance-based restricted stock units ("PSUs") granted in December 2023. On August 1, 2025, the Issuer's board of directors certified the Issuer's achievement of a pre-established regulatory milestone set forth in the PSUs, which resulted in the reported RSUs being earned. Each earned RSU represents the contingent right to receive one share of the Issuer's common stock upon vesting. The earned RSUs immediately vested as to 25,000 shares on August 1, 2025 in connection with being earned and are scheduled to vest with respect to the remaining 50,000 shares in equal annual installments on August 1, 2026 and August 1, 2027.

text: Includes 272 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ended June 30, 2025.

text: Represents shares automatically sold pursuant to an irrevocable sell to cover election entered into upon acceptance of the RSU grant to satisfy tax withholding obligations in connection with the vesting of the earned RSUs with respect to 25,000 shares on August 1, 2025.

ownerSignatureName: /s/ Avraham S. Adler, Attorney-in-Fact


Hahn Mark W

officerTitle: Chief Financial Officer

title: Ordinary Shares

title: Ordinary Shares

text: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

text: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 instruction entered into on May 24, 2022 solely with the intent to cover taxes in connection with the vesting of Restricted Share Units ("RSUs").

text: The price reported represents the sale price of the ADSs divided by eight (8).

text: Consists of (i) 2,375,000 Ordinary Shares underlying Restricted Share Units, each of which represents a contingent right to receive one (1) Ordinary Share of the Issuer (which are represented by 296,875 ADSs); and (ii) 10,089,968 Ordinary Shares underlying 1,261,246 ADSs.

text: Represents an award of performance-based RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

text: The RSUs were earned upon the satisfaction of the performance condition in connection with the Issuer's first commercial sale of ensifentrine. Following the satisfaction of the performance condition, the RSUs vest in equal quarterly installments on each of May 1, 2025, August 1, 2025, November 1, 2025, February 1, 2026, May 1, 2026 and August 1, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.

text: The RSUs were earned upon the determination by the Board of Directors of the Issuer (the "Determination Date") that certain performance metrics related to Q1 2025 had been achieved. The RSUs vested as to 34% of the total shares on the Determination Date, and vest as to the remainder of the shares in equal quarterly installments over a two year period on each of August 1, November 1, February 1 and May 1, subject to the Reporting Person's continued service to the Issuer on each vesting date.

ownerSignatureName: /s/ Andrew Fisher, Attorney-in-fact for Mark Hahn


Rickard Kathleen A.

officerTitle: Chief Medical Officer

title: Ordinary Shares

title: Ordinary Shares

text: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 instruction entered into on May 14, 2021, solely with the intent to cover taxes in connection with the vesting of Restricted Share Units ("RSUs").

text: Consists of (i) 647,480 Ordinary Shares underlying Restricted Share Units, each of which represents a contingent right to receive one (1) Ordinary Share of the Issuer (which are represented by 74,685 ADSs); and (ii) 1,959,988 Ordinary Shares underlying 251,249 ADSs.

ownerSignatureName: /s/ Andrew Fisher, Attorney-in-fact for Kathleen A. Rickard


title: Ordinary Shares

text: The sale reported in the Form 4 represents a mandatory "sell-to-cover" transaction for the purpose of satisfying the Reporting Person's tax withholding obligation upon the vesting of the restricted stock units ("RSUs").

text: Consists of 64,072 Ordinary Shares represented by 8,009 ADSs.

text: Represents an award of RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

text: The RSUs vest as to 25% of the total shares on each of August 1, 2025, November 1, 2025, February 1, 2026 and May 1, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.

ownerSignatureName: /s/ Andrew Fisher, Attorney-in-fact for Christina Ackermann


PIMCO CALIFORNIA MUNICIPAL INCOME FUND

tradingSymbol: PCQ

STRACKE THIBAULT CHRISTIAN

street1: C/O PIMCO

street2: 650 NEWPORT CENTER DRIVE

city: NEWPORT BEACH

otherText: SEE REMARKS

text: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO California Municipal Income Fund II ("PCK") with and into the Issuer in exchange for shares of PCK, based on the conversion formula and respective NAVs of the Issuer and PCK, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025.

remarks:
Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.
Exhibit List: Exhibit 24 - Power of Attorney

ownerSignatureName: /s/ Keri Nakawatase, Attorney-in-Fact for Thibault Christian Stracke


SCHWAB CHARLES CORP

tradingSymbol: SCHW

Woolway Paul V

street1: 3000 SCHWAB WAY

city: WESTLAKE

officerTitle: MD, Chief Banking Officer

natureOfOwnership: by Trust

natureOfOwnership: by ESPP

natureOfOwnership: by Son 1

natureOfOwnership: by Son 2

text: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2024.

text: This transaction was executed in multiple trades at prices ranging from $95.82 to $96.30. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

text: This information is based on a plan statement as of July 31, 2025

ownerSignatureName: /s/ P. Blake Allen, Attorney-in-fact


title: Class B Common Stock

title: Class A Common Stock

text: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

text: The shares of Class B Common Stock underlying the RSU award granted under the Issuer's 2011 Stock Plan vest in equal monthly installments over 48 months following September 2, 2021, subject to the Reporting Person's continued service through each vesting date.

text: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.


title: Ordinary Shares

text: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

text: The price reported represents the sale price of the ADSs divided by eight (8).

text: Consists of 12,712 Ordinary Shares represented by 1,589 ADSs.

ownerSignatureName: /s/ Andrew Fisher, Attorney-in-Fact for Michael Austwick


PIMCO MUNICIPAL INCOME FUND II

tradingSymbol: PML

text: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund III ("PMX") with and into the Issuer in exchange for shares of PMX, based on the conversion formula and respective NAVs of the Issuer and PMX, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025.

remarks: Exhibit List: Exhibit 24 - Power of Attorney

ownerSignatureName: /s/ Keri Nakawatase, Attorney-in-Fact for Alan Rappaport


title: Ordinary Shares

text: The sale reported in the Form 4 represents a mandatory "sell-to-cover" transaction for the purpose of satisfying the reporting person's tax withholding obligation upon the vesting of the restricted stock units ("RSUs").

text: Consists of 23,176 Ordinary Shares represented by 2,897 ADSs.

ownerSignatureName: /s/ Andrew Fisher, Attorney-in-fact for James Aloysius Brady


securityTitle: Class A Common Stock

title: Class A Common Stock

text: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 17, 2024.


text: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund ("PMF") with and into the Issuer in exchange for shares of PMF, based on the conversion formula and respective NAVs of the Issuer and PMF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025.

ownerSignatureName: /s/ Keri Nakawatase, Attorney-in-Fact for Sarah E. Cogan


ZACCARDELLI DAVID

officerTitle: President and CEO

title: Ordinary Shares

title: Ordinary Shares

text: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 instruction entered into on May 24, 2022 solely with the intent to cover taxes in connection with the vesting of Restricted Share Units ("RSUs").

text: Consists of (i) 2,375,000 Ordinary Shares underlying Restricted Share Units, each of which represents a contingent right to receive one (1) Ordinary Share of the Issuer (which are represented by 296,875 ADSs); and (ii) 11,001,144 Ordinary Shares underlying 1,375,143 ADSs.

text: Represents an award of performance-based RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

text: The RSUs were earned upon the satisfaction of the performance condition in connection with the Issuer's first commercial sale of ensifentrine. Following the satisfaction of the performance condition, the RSUs vest in equal quarterly installments on each of May 1, 2025, August 1, 2025, November 1, 2025, February 1, 2026, May 1, 2026 and August 1, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.

text: The RSUs were earned upon the determination by the Board of Directors of the Issuer (the "Determination Date") that certain performance metrics related to Q1 2025 had been achieved. The RSUs vested as to 34% of the total shares on the Determination Date, and vest as to the remainder of the shares in equal quarterly installments over a two year period on each of August 1, November 1, February 1 and May 1, subject to the Reporting Person's continued service to the Issuer on each vesting date.

ownerSignatureName: /s/ Andrew Fisher, Attorney-in-fact for David Zaccardelli


natureOfOwnership: By Ebsworth GmbH

title: Ordinary Shares

text: Excludes 617,600 Ordinary Shares represented by 77,200 ADSs that were transferred from the Reporting Person to a limited liability company of which the Reporting Person is the sole shareholder.

text: The sale reported in the Form 4 represents a mandatory "sell-to-cover" transaction for the purpose of satisfying the Reporting Person's tax withholding obligation upon the vesting of the restricted stock units ("RSUs").

text: Consists of (i) 880,496 Ordinary Shares represented by 110,062 ADSs and (ii) 3 Ordinary Shares.

text: Consists of 617,600 Ordinary Shares represented by 77,200 ADSs.

text: Represents an award of RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

text: The RSUs vest as to 25% of the total shares on each of August 1, 2025, November 1, 2025, February 1, 2026 and May 1, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.

ownerSignatureName: /s/ Andrew Fisher, Attorney-in-fact for David R. Ebsworth


Genie Energy Ltd.

tradingSymbol: GNE

JONAS HOWARD S

street1: C/O GENIE ENERGY LTD.

street2: 520 BROAD STREET

city: NEWARK

securityTitle: Class B Common Stock, $.01 par value per share

natureOfOwnership: By The Jonas Foundation

natureOfOwnership: By HSJ 2019 Remainder Trust

natureOfOwnership: By Debbie Y. Jonas 2018 Dynasty Trust

natureOfOwnership: By HSJ 2022 Annuity Trust I

securityTitle: Class A Common Stock, $.01 par value per share

natureOfOwnership: By Genie A Partners, L.P.

text: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

text: Consists of 530,709 shares held directly and 67,597 vested restricted shares of Class B common stock, 123,332 unvested restricted shares of Class B common stock, of which: (i) 36,666 shares shall vest on each of August 3, 2025 and February 10, 2026; and (ii) 25,000 shares shall vest on each of August 3, 2026 and August 2, 2027.

text: Consists of 530,709 shares held directly and 93,843 vested restricted shares of Class B common stock, 86,666 unvested restricted shares of Class B common stock, of which: (i) 36,666 shares shall vest on February 10, 2026; and (ii) 25,000 shares shall vest on each of August 3, 2026 and August 2, 2027.

ownerSignatureName: Joyce J. Mason, by Power of Attorney


PIMCO NEW YORK MUNICIPAL INCOME FUND II

tradingSymbol: PNI

text: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund ("PNF") with and into the Issuer in exchange for shares of PNF, based on the conversion formula and respective NAVs of the Issuer and PNF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025.

text: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund III ("PYN") with and into the Issuer in exchange for shares of PYN, based on the conversion formula and respective NAVs of the Issuer and PYN, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025.