Common Stock, par value $0.0001 per share ("Common Stock")

West-Karam Family Trust is the record holder of such securities. The reporting person is trustee of the West-Karam Family Trust, of which the reporting person and members of the reporting person's immediate family are the sole beneficiaries. The reporting person remains the beneficial owner of the securities held by the trust.

The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $18.17 to $18.19, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Consists of 19,837 unvested restricted stock units.

This Form 4/A amends the Form 4 filed by the reporting person on August 15, 2025 (the "Initial Form 4"). As previously reported in the Form 4 filed by the reporting person on August 20, 2025, commencing on July 12, 2024, a portion of the reporting person's beneficial ownership of shares of Common Stock has consisted of indirect beneficial ownership  of shares through the West-Karam Family Trust, and commencing on August 22, 2024, the reporting person ceased to indirectly beneficially own shares of Common Stock through Emerging Company Partners LLC. Accordingly, this Form 4/A corrects the Initial Form 4 in the following respects: (1) line 1 of Table I has been amended to reflect that 119,000 shares of Common Stock were sold by the West-Karam Family Trust rather than the reporting person in his direct capacity, and that following such reported transaction, the reporting person indirectly beneficially owns 118,840 shares of Common Stock through the West-Karam Family Trust; (2)  line 2 of Table I continues to reflect the sale of 25,000 shares by the reporting person in his direct capacity, and has been amended to reflect that following such reported transaction, the reporting person directly beneficially owns 19,837 shares of Common Stock, consisting of unvested restricted stock units; and (3)  line 3 of Table I has been deleted, because the reporting person ceased to indirectly beneficially own shares of Common Stock through Emerging Company Partners LLC on August 22, 2024.


These shares were sold to cover the Reporting Person's tax obligation resulting from the settlement of vested Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by sell to cover transactions and does not represent a discretionary transaction by the Reporting Person.


The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.18 to $24.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.


The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2023.


Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

Includes 18,836 shares underlying restricted stock units. Upon settlement in accordance with the terms of the applicable award agreement, the restricted stock units will be paid on a one-for-one basis in shares of the Issuer's common stock.

By: /s/ Lauren A. Hurley, as Attorney-in-Fact


Common Stock

20,000 shares vest on 8/18/2026; the remaining 60,000 shares vest 1/36th per month thereafter.

/s/ Griffin D. Foster as Attorney-in-Fact for Vicky Hahne


The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of restricted stock units.

Price is expressed in Canadian dollars.

Chief Legal Officer and Corporate Secretary

/s/ Shai Marshall, Attorney-in-fact for Christelle Gedeon


Common Stock

25,000 shares vest on 8/18/2026; the remaining 75,000 shares vest 1/36th per month thereafter.

/s/ Griffin D. Foster as Attorney-in-Fact for Lance G. Laing


The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $12.46 to $12.65. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The securities are held of record by Hill City. ECP ControlCo, LLC is the managing member of Energy Capital Partners IV, LLC, which is the general partner of Energy Capital Partners GP IV, LP, which is the general partner of each of (i) Energy Capital Partners IV-A, LP, (ii) Energy Capital Partners IV-B, LP, (iii) Energy Capital Partners IV-C, LP, and (iv) Energy Capital Partners IV-D, LP (the "Funds"). Energy Capital Partners GP IV, LP is also the general partner of Energy Capital Partners IV-B (Hill City IP), LP ("Hill City IP"). Each of (i) Energy Capital Partners IV-A, LP, (ii) Hill City IP, (iii) Energy Capital Partners IV-C, LP, and (iv) Energy Capital Partners IV-D, LP are the members of Hill City Holdings GP, LLC, which is the general partner of Hill City.

ECP ControlCo, LLC is controlled by its board of managers, which consists of Douglas Kimmelman, Peter Labbat, Tyler Reeder, Rahman D'Argenio, Raoul Hughes and Xavier Robert, all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo, LLC. As a result of these relationships, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the securities held of record by Hill City. Each such entity and individual disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein.

The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $12.47 to $12.59. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Due to filing limitations of the electronic filing system, each of ECP ControlCo, LLC, Energy Capital Partners IV, LLC, Energy Capital Partners GP IV, LP, Energy Capital Partners IV-A, LP, Energy Capital Partners IV-B, LP, Energy Capital Partners IV-C, LP, Energy Capital Partners IV-D, LP and Energy Capital Partners IV-B (Hill City IP), LP are filing a separate Form 4.


Due to filing limitations of the electronic filing system, each of ECP Fiber Holdings GP, LLC, ECP Fiber Holdings, LP, Hill City Holdings GP, LLC and Hill City Holdings, LP are filing a separate Form 4.


Common Stock

Common Stock

62,500 shares vest on 8/18/2026; the remaining 187,500 shares vest 1/36th per month thereafter.

Option vests in 1/4th increments upon Issuer's common stock achieving certain stock price performance milestones.

/s/ Griffin D. Foster as Attorney-in-Fact for Brian F. Sullivan


Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital").   Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II").  Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.


The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

The shares were sold at prices ranging from $12.65 to $12.76. The Reporting Person will provide on request to the SEC, the issuer or the security holder of the issuer, full information regarding the number of shares sold at each separate price.

MD Technogic, EVP Investigative Solutions


/s/ Alan T. Rosselot, as attorney-in-fact for Michael P. Huerta


The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2023.

The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $108.48 to $109.21. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

/s/ Bryan Tham, Attorney-in-Fact for George Kurian


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.8536 to $81.7486. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

These shares of SGI common stock are held by a family trust of which the reporting person is trustee. The reporting person's spouse is the sole beneficiary of the trust.


Transaction reflects the receipt of 300,000 shares of common stock in distribution from BG-00 Limited Partnership.

By the William R. Boyd Gaming Properties Trust, of which the reporting person is the trustee, settlor and beneficiary.

By the Sean W. Johnson Separate Property Trust, dated 5/9/2019, of which the reporting person is the trustee.

* The reporting person expressly disclaims beneficial ownership of any securities of the Issuer except for those securities that are owned directly by the Reporting Person or to the extent of the Reporting Person's pecuniary interest in a trust or other entity which owns such securities.

/s/ Uri Clinton, attorney-in-fact for William R. Boyd.


The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $223.77 to $223.96, inclusive.  The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.


By the William Lewis Family Legacy Trust

Common Stock

This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 12, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

This is the weighted average sales price representing 2,968 shares sold at prices ranging from $127.20 to $128.16 per share. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

This is the weighted average sales price representing 2,481 shares sold at prices ranging from $128.26 to $129.21 per share. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

This is the weighted average sales price representing 1,416 shares sold at prices ranging from $129.26 to $129.95 per share. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

The options became exercisable based on the following vesting schedule: 25% vested on the first anniversary of the grant date and an additional 12.5% vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable.

Exhibit List - Exhibit 24 - Power of Attorney

/s/ William Lewis, by Michael A. Smith as Attorney-in-fact


These sales were made in connection with a long-term strategy for estate planning and investment diversification.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.87 to $285.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

/s/ Avery S. Fischer, Attorney-in-Fact for Robert P. Ranftl


Transfer of shares of Common Stock for no consideration.

Following the reported transaction, the reporting person was (i) the direct beneficial owner of 131,626 shares of Common Stock, including 106,626 unvested restricted stock units ("RSUs"); (ii) the indirect beneficial owner of 104,696 shares of Common Stock through the West-Karam Family Trust; and (iii) the indirect beneficial owner of 24,659 shares of Common Stock through Emerging Company Partners LLC.

The reporting person's beneficial ownership of Common Stock as of the date of this filing is reflected in the Form 4/A filed on August 20, 2025.

West-Karam Family Trust is the record holder of such securities. The reporting person is trustee of the West-Karam Family Trust, of which the reporting person and members of the reporting person's
immediate family are the sole beneficiaries. The reporting person remains the beneficial owner of the securities held by the trust.

Following the reported transaction, the reporting person was (i) the direct beneficial owner of 131,626 shares of Common Stock, including 106,626 unvested RSUs; (ii) the indirect beneficial owner of 129,355 shares of Common Stock through the West-Karam Family Trust; and (iii) the indirect beneficial owner of 0 shares of Common Stock through Emerging Company Partners LLC.

Emerging Company Partners LLC is the record holder of such securities. The reporting person controls this entity.

Following the reported transaction, the reporting person was (i) the direct beneficial owner of 44,837 shares of Common Stock, including 19,837 unvested RSUs; and (ii) the indirect beneficial owner of 237,840 shares of Common Stock through the West-Karam Family Trust.

This Form 4 reflects previously unreported transfers to the West-Karam Family Trust, for no consideration, of shares of Common Stock of which the reporting person was, on the specified date of transfer, the direct beneficial owner or indirect beneficial owner through Emerging Company Partners LLC, an entity controlled by the reporting person. On the date of each such transfer and continuing through the date hereof, the reporting person was trustee of the West-Karam Family Trust and the reporting person and members of the reporting person's immediate family were the sole beneficiaries of the trust.


The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.


The price reflects a weighted average of sales made at prices ranging from $11.14 to $11.38. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

In May 2025, 44,505 Class C common shares which were previously owned directly by the Reporting Person were transferred to Charlouise Ltd.,  which is controlled by the Reporting Person.

Shares are held by Charlouise Ltd., which is controlled by the Reporting Person.

The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK.


Transaction reflects the distribution of an aggregate of 909,091 shares of common stock by BG-00 Limited Partnership to the Marianne Boyd Johnson Gaming Properties Trust and three additional beneficiaries.

By BG-00 Limited Partnership, of which the Marianne Boyd Gaming Properties Trust, of which the reporting person is the trustee, settlor and beneficiary, is the general partner thereof.

Transaction reflects the receipt of 300,000 shares of common stock in distribution from BG-00 Limited Partnership, as described in footnote (1).

By Marianne Boyd Johnson as Trustee of the Marianne Boyd Johnson Gaming Properties Trust.

By WSB-BYD, LLC, of which the reporting person is the Manager.

By Marianne Boyd Johnson as Trustee of the Justin Boyd Education Trust Dated 11/1/99.

By the Johnson Children's Trust Dated 6/24/96, Bruno Mark, Trustee.

By BG-SUB, LLC of which Marianne Boyd Johnson is the managing member thereof.

By BYD-SST LLC, of which Marianne Boyd Johnson is the managing member thereof.

*The reporting person expressly disclaims beneficial ownership of any securities of the Issuer except for those securities that are owned directly by the Reporting Person or to the extent of the Reporting Person's pecuniary interest in a trust or other entity which owns such securities.

/s/ Uri Clinton, attorney-in-fact for Marianne Boyd Johnson


The price reported in Column 4 is a weighted average price calculated by the broker executing the sell-to-cover transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price.

/s/Donald Lang, as Attorney-in-Fact for Joshua Ofman


Common Stock

Restricted stock units convert into common stock on a one-for-one basis.

Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

On August 19, 2024, the reporting person was granted 185,357 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.


/s/Donald Lang, as Attorney-in-Fact for Aaron Freidin


Common Stock

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted by the Reporting Person on August 15, 2024.

Includes 48,927 unvested restricted stock units.

The shares subject to the option are fully vested and exercisable.


Includes shares acquired under the FS KKR Capital Corp. dividend reinvestment plan.

/s/ Stephen S. Sypherd, Attorney-in-Fact


This transaction was executed in multiple trades at prices ranging from $105.745 to $105.795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.


Voting Common Stock

Voting Common Stock

Voting Common Stock

Voting Common Stock

Voting Common Stock

Voting Common Stock

Voting Common Stock

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

The RSUs vest in five equal annual installments beginning on August 18, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

The RSUs vest in five equal annual installments beginning on December 15, 2022,  subject to the reporting person's continuous service to the Company or a related entity on such date.

The RSUs vest in five equal annual installments beginning on December 9, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

The shares subject to this option vested and became exercisable yearly in seven installments beginning on February 16, 2017, as follows: 10% of the shares subject to the option vested on each of February 16, 2017, 2018, 2019, 2020, and 2021; 25% of the shares subject to the option vested on each of February 16, 2022 and  2023.

/s/ Jonathan A. Greene, By Power of Attorney


Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.55 to $9.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2024.

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.56 to $8.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Includes 1,364,273 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

/s /Michael O McCarthy III, attorney-in-fact


Common Stock

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2025.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.76 to $28.62.  The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Shares held by the Austin Family Living Trust, of which the reporting person and her husband are the trustees.

The Stock Option vested in three installments of 1/3 each on July 13, 2017, July 13, 2018 and July 13, 2019.


Common Stock, par value $0.001 per share ("Common Stock")

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at a price of $5.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Represents securities owned directly by Mink Brook Opportunity Fund LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.


Includes 2,500 shares acquired under the Issuer's Employee Stock Purchase Plan on June 2, 2025.

Includes 1,260,539 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.


/s/ Monica Brown, attorney-in-fact for Karen H. Quintos


The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/14/2025.

Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date.


Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.55 to $9.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Includes 1,217,795 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.


Includes 3,802,429 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts.


The price reported in Column 4 is the share price on August 19, 2025.  The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold as set forth in this footnote.


Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2024 and amended on December 13, 2024.

These shares were sold in multiple transactions each at the price of $27.21.

/s/ Tracy Lowe, as power of attorney for Tai A. Thornock


Represents a grant of Restricted Stock Units that vest on the second anniversary of the grant date in the event certain two-year performance goals are achieved and there is continuous service through the second anniversary of the grant date.  The number of shares to be issued may vary between fifty percent and two hundred percent of the number of Restricted Stock Units depending on performance, and no such shares will be issued if threshold performance is not achieved. The number of shares shown in the table assumes the Restricted Stock Unit award vests at one hundred percent.


The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 26, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.49 to $124.995. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.89. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.


This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 4,900 Shares were executed at a range of prices from $140.43 to $140.86. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

/s/ Mike Nazario, by power of attorney for Lisa Glatch


The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted by the Reporting Person on November 27, 2024.

Includes (i) 184 and 139 shares of common stock acquired pursuant to the Dayforce, Inc. Global Employee Stock Purchase Plan on March 31, 2025 and June 30, 2025, respectively, and (ii) 29,984 unvested restricted stock units.

For Jeffrey Jacobs, pursuant to the Power of Attorney previously filed.

/s/ William E. McDonald, attorney-in-fact


The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2025.

This transaction was executed in multiple trades at prices ranging from $43.99 to $44.94. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

/s/ Shanti Ariker pursuant to power of attorney


The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in his capacity as Trustee of the 2022 RK Fields Charitable Remainder Unitrust, the managing member of RK Fields Charitable 2022, LLC.  The Trading Plan was established to enable the Reporting Person to meet some of his charitable commitments.

The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $16.3601 to $16.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.


Held by Trustee of Dudum Family Community Property Trust

Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015

Held by Trustee of AD 2021 GRAT dated 11-1-2021

Held by Trustee of AD 2021 GRAT 2 dated 11-1-2021

Held by Trustee of AD 2022 GRAT 2 dated 9/7/2022

Held by Trustee of AD 2022 GRAT 3 dated 11-28-2022

Held by Trustee of AD 2023 GRAT dated 9-5-2023

Held by Trustee of Dudum Family Heritage Trust UAD 8-10-2021

Held by Trustee of AD 2025 GRAT dated 5-27-2025

Class A Common Stock

Class A Common Stock

The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 28, 2024 by the Reporting Person.

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $44.76 - $45.42. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $44.85 - $45.15. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $44.95 - $45.39. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $44.68 - $45.43. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $44.69 - $45.40. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $44.65 - $45.35. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

This amount reflects an annuity payment-in-kind of 26,461 shares of Class A Common Stock to the Andrew Dudum 2015 Trust dated July 2, 2015 from the AD 2022 GRAT.

This amount reflects an annuity payment-in-kind of 26,461 shares of Class A Common Stock from the AD 2022 GRAT to the Andrew Dudum 2015 Trust dated July 2, 2015.

Prior to the Company's business combination transaction in 2021, the option represented the right to purchase 7,166,182 shares of Hims, Inc. with an exercise price of $1.10. Following the Company's business combination transaction in 2021, the option converted into the right to purchase 3,246,139 shares of the Company with an exercise price of $2.43. 100% of the shares subject to the option vested upon certain specified thresholds met in 2021.

The Stock Option was received in exchange for an option to purchase 3,583,091 shares of Class A Common Stock of Hims, Inc., with an exercise price of $1.10, in connection with the Merger.  1/48 of the shares subject to the Stock Option vest when the Reporting Person completes each month of continuous Service beginning March 13, 2020.


Voting Common Stock

Each depositary share represents a 1/40th interest in a share of Live Oak Bancshares, Inc. (the "Company") 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, no par value per share with a liquidation preference of $1,000 per share (equivalent to $25.00 per depositary share) (the "Series A Preferred Stock"). Each depositary share entitles the holder to a proportional fractional interest in all rights and preferences of the Series A Preferred Stock (including dividend, redemption, and liquidation rights).

Each restricted stock unit represents a contingent right to receive one share of the Company's. voting common stock.

The restricted stock units vest on May 1, 2026.


The reported transaction represents an Issuer mandated sale to satisfy tax withholding liabilities in connection with the vesting and settlement of restricted stock units.

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.50 per share, inclusive.


The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $150.22 to $151.00, inclusive.  The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.


The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $148.86 to $149.85, inclusive.  The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.

The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $149.94 to $150.80, inclusive.


EXPEDITORS INTERNATIONAL OF WASHINGTON INC

The price reported is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $121.18 to $121.33, inclusive.  The reporting person undertakes to provide to any security holder of Expeditors or to the SEC, upon request, full information regarding the number of shares sold at each separate price within the range stated.

Diane Heffner, Stock Plan Administrator, attorney-in-fact


Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 18, 2025 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees.

/s/ John Chao, Attorney-in-Fact for AnhCo Nguyen


The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

This transaction was executed in multiple trades during the day at prices ranging from $169.27 to $170.01. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

This transaction was executed in multiple trades during the day at prices ranging from $167.24 to $168.22. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

This transaction was executed in multiple trades during the day at prices ranging from $168.26 to $169.25. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

This transaction was executed in multiple trades during the day at prices ranging from $165.24 to $166.23. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

This transaction was executed in multiple trades during the day at prices ranging from $166.24 to $167.23. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

/s/ Veena Bhatia, Attorney-in-Fact for RAJAN RAJEEV BASHYAM


/s/ Veena Bhatia, Attorney-in-Fact for BINZ JOSEPH LEO


/s/ Veena Bhatia, Attorney-in-Fact for DUFFY BRIAN


/s/ Veena Bhatia, Attorney-in-Fact for BHARADWAJ ANUTTHARA


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.01 to $21.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.


Represents the aggregate number of shares of the Issuer's common stock sold by the Reporting Person on August 18, 2025 to cover taxes due upon the release and settlement of the restricted stock units.


Represents the number of shares of common stock sold to satisfy tax withholding obligations in connection with the settlement of restricted stock units, pursuant to a pre-existing sell-to-cover requirement previously approved and mandated by the Compensation and Talent Development Committee of the Company's Board of Directors (the administrator of the plan pursuant to which such restricted stock units were granted). Such sale was made without the exercise of any discretion by the reporting person.

Includes 24,936 previously reported restricted stock units and 2,070 shares acquired under Orthofix's Stock Purchase Plan on 4/30/2025.


Non-qualified Stock Option (Right to Buy)

Common Stock

The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on 11/25/24.

Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

/s/ Elizabeth S. Campbell, attorney-in-fact for Steven H. Collis


/s/ John Chao, Attorney-in-Fact for Yanina Grant-Huerta


Shares are held by spouse.

/s/ Veena Bhatia, Attorney-in-Fact for LIU GENE


Class A Common Stock

The transaction was effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 5, 2025.

This transaction was executed in multiple trades at prices ranging from $584.45 to $585.41. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $585.45 to $586.44. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $586.45 to $587.44. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $587.45 to $588.43. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $588.49 to $589.46. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

This transaction was executed in multiple trades at prices ranging from $589.51 to $590.50. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

The reporting person was awarded 17,816 employee stock options on April 1, 2019, which previously had fully vested.

/s/ Craig Brown, as attorney-in-fact for Sachin Mehra, pursuant to a power of attorney dated July 14, 2025


This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2025.

This transaction was executed in multiple trades during the day at prices ranging from $165.51 to $166.47. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Shares are held by CBC Co Pty Limited as trustee for the Cannon-Brookes Head Trust.

This transaction was executed in multiple trades during the day at prices ranging from $169.79 to $169.90. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

This transaction was executed in multiple trades during the day at prices ranging from $168.76 to $169.73. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

This transaction was executed in multiple trades during the day at prices ranging from $166.54 to $167.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

This transaction was executed in multiple trades during the day at prices ranging from $167.75 to $168.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

/s/ Veena Bhatia, Attorney-in-Fact for Cannon-Brookes Michael


This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2025.

Shares are held by Farquhar Investment Partnership No. 2.

/s/ Veena Bhatia, Attorney-in-Fact for Farquhar Scott


Common Stock

Shares acquired by inheritance.

Represents the holdings of the Rita Gardner Mockler Estate account, of which the reporting person is the executor. The reporting person disclaims beneficial ownership of the common stock held by the Rita Garnder Mockler Estate account except to the extent of his pecuniary interest therein.

The time-based restricted stock units were granted to the reporting person on June 26, 2025 under the Business First Bancshares, Inc. 2024 Equity Incentive Plan. The time-based restricted stock units will fully vest on June 26, 2026. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

/s/ Heather Roemer, as attorney-in-fact for Patrick E. Mockler


Represents the aggregate number of shares of the Issuer's common stock sold by the Reporting Person on August 18, 2025 to cover taxes due upon the release and settlement of the restricted stock units.

Includes 1006 shares acquired under the Issuer's employee stock purchase plan (the "ESPP") on August 15, 2025. The acquisition of these shares under the ESPP is exempt under Rule 16b-3(c).

Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 16, 2024.


/s/ Jennifer L. Deacon, Power of Attorney


Van Oene Mark

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.,

Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

This sale price represents the weighted average sale price of the shares sold ranging from $1.30 to $1.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.


Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

/s/ D. Shane Loper by Kathryn S. Mistich (POA)


Common Stock

The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/15/24.

Exercisable in four equal installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

/s/ Elizabeth S. Campbell, attorney-in-fact for Robert P. Mauch


This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on May 20, 2025.


These shares were sold in multiple transactions at prices ranging from $1.40 to $1.42, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.65, inclusive. The reporting person undertakes to provide to JBG SMITH Properties, any security holder of JBG SMITH Properties, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.


These shares were sold in multiple transactions at prices ranging from $1.31 to $1.43, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Shares held by Luxor Capital LLC, which is wholly-owned by Mr. Goodman.


Reflects the weighted average price of 16,506 shares of common stock of the issuer purchased by the reporting person in multiple transactions on August 18, 2025 with purchase prices ranging from $1.60 to $1.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Reflects the weighted average price of 20,000 shares of common stock of the issuer purchased by the reporting person in multiple transactions on August 19, 2025 with purchase prices ranging from $1.68 to $1.72 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.


/s/ Matthew R. St. Louis, Attorney-in-Fact for Lori Winkler (power of attorney previously filed)


The sale reported on this Form 4 represents shares sold to cover tax withholding obligations in connection with the vesting and settlement of RSUs on August 15th, previously reported. The sale does not represent a discretionary transaction by the Reporting Person.

/s/ Michael F. Billotti, attorney-in-fact


The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2025.

/s/ Rachel V. Friedenberg, Attorney-in-Fact for Obed D. Louissaint


Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

These long-term incentive plan units ("LTIP Units") of Lamar Advertising Limited Partnership (the "OP"), the operating partnership of Lamar Advertising Company ("Lamar"), were converted into common partnership units of the OP ("Common Units"), and the Common Units were redeemed for an equal number of shares of the Lamar's Class A Common Stock in accordance with the OP's partnership agreement.

The reporting person is a member and manager of Westview Capital Partners, LLC.

Represents LTIP Units in the OP.  The LTIP Units were issued pursuant to the Lamar's1996 Equity Incentive Plan, as amended.

As described in the OP's partnership agreement, vested LTIP Units convert automatically into an equivalent number of Common Units.  The Common Units are redeemable by the holder for cash or Class A common stock of Lamar on a one-for-one basis, at Lamar's election.

Represents Common Units in the OP.  Each Common Unit may be redeemed by the holder for cash or Class A common stock of Lamar on a one-for-one basis, at Lamar's election.

These LTIP Units of the OP were issued in 2023, 2024, and 2025 under Lamar's 1996 Equity Incentive Plan, as amended, and following the occurrence of certain events and upon vesting, convert automatically into an equivalent number of Common Units.  The Common Units are redeemable by the holder for cash or Class A common stock of Lamar on a one-for-one basis, at Lamar's election.

The reporting person is a member and manager of Brawley Capital Partners, L.L.C.

The reporting person is a member and manager of Blair Road, L.L.C.


Common Stock, $0.0001 par value per share

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,500 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.


Shares withheld to satisfy tax withholding obligation applicable to the vesting of 166 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.


Shares withheld to satisfy tax withholding obligation applicable to the vesting of 834 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.


Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,167 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.


The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6823 to $0.9234, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.


The purchase reported on this Form 4 was effected by the Reporting Person pursuant to the Arcturus Therapeutics Holdings Inc. 2020 Employee Stock Purchase Plan (the "ESPP").

In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on August 15, 2025.


These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.9981, inclusive. The Reporting Persons (as defined below) undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.985, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.015 to $82.99, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.8216, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 to $84.91, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.995, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.9916, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.9908, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $88.99, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.83, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

This report is filed jointly by Weichai America Corp., Weichai Power Co., Ltd. and Shandong Heavy Industry Group Co., Ltd. (collectively, the "Reporting Persons"). Weichai America Corp. is the direct owner of the Common Stock referenced in this report and shares the power to vote and the power to dispose of all of such shares of Common Stock with the other Reporting Persons. No individual has beneficial ownership over the Common Stock beneficially owned by the Reporting Persons.

Exhibit List:
Exhibit 24.1 - Power of Attorney (Weichai Power Co., Ltd.), incorporated by reference to Exhibit 24.1 to the Form 4 filed by Reporting Persons with the Securities and Exchange Commission on August 14, 2025
Exhibit 24.2 - Power of Attorney (Shandong Heavy Industry Group Co., Ltd.), incorporated by reference to Exhibit 24.2 to the Form 4 filed by Reporting Persons with the Securities and Exchange Commission on August 14, 2025


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.8507 to $30.96, inclusive. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

/s/ Roxanne Tingir, as Attorney-in-Fact for Nicole Haag


Includes 4,166 Ordinary Shares acquired under the Issuer's stock purchase plan on June 28, 2024.


Common Stock

Options were granted on February 19, 2018 and became exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant date.

/s/ Jeffrey J. Pochowicz, Attorney-in-fact


AB Commercial Real Estate Private Debt Fund, LLC

The amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on June 24, 2025 by the reporting person in order to disclose the amount of securities acquired, the price of the securities and the amount of securities beneficially owned following Mr. Gordon's $11,250.00 capital contribution that was made on July 1, 2025. When Mr. Gordon's Form 4 was initially filed on June 24, 2025, the amount of securities acquired was not calculable.

Includes 202.467 shares acquired on August 15, 2025 under the Fund's dividend reinvestment plan.


The amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on June 24, 2025 by the reporting person in order to disclose the amount of securities acquired, the price of the securities and the amount of securities beneficially owned following Mr. Gellert's $7,500.00 capital contribution that was made on July 1, 2025. When Mr. Gellert's Form 4 was initially filed on June 24, 2025, the amount of securities acquired was not calculable.


These shares of the Issuer's common stock were purchased in multiple transactions at prices ranging from $13.12 to $13.23, inclusive.  The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.


The amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on June 24, 2025 by the reporting person in order to disclose the amount of securities acquired, the price of the securities and the amount of securities beneficially owned following Ms. Brogan's $11,250.00 capital contribution that was made on July 1, 2025. When Ms. Brogan's Form 4 was initially filed on June 24, 2025, the amount of securities acquired was not calculable.

Includes 161.121 shares acquired on August 15, 2025 under the Fund's dividend reinvestment plan.


Includes 32 shares acquired from accrual of dividend equivalent rights.


Beneficial holdings include 308 shares acquired pursuant to dividend reinvestment through June 2025.

By Power of Attorney For: /s/ Brenna Preisser


Beneficial holdings include 326 shares acquired pursuant to dividend reinvestment through June 2025.

by Power of Attorney for /s/ Aine Denari


Purchased in Private Placement


Class A Common Stock

Represents long-term incentive plan units ("LTIP Units") issued in partial satisfaction of the Issuer's Base Management Fee obligation to Bluerock Homes Manager, LLC (the "Manager") for the second quarter of 2025 and in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for a portion of the salary payable by BREH to the Reporting Person for the quarter ending June 30, 2025 for services provided to the Manager in the Reporting Person's capacity as President thereof. These LTIP Units were fully vested upon issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

/s/ Christopher J. Vohs, Attorney-in-fact


Class A Common Stock

Represents long-term incentive plan units ("LTIP Units") issued in partial satisfaction of the Issuer's Base Management Fee obligation to Bluerock Homes Manager, LLC (the "Manager") for the second quarter of 2025 and in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for a portion of the salary payable by BREH to the Reporting Person for the quarter ending June 30, 2025 for services provided to the Manager in the Reporting Person's capacity as Chief Executive Officer thereof. These LTIP Units were fully vested upon issuance, and may convert to OP Units upon  reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.


Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

/s/ Anna Bochkareva, attorney-in-fact for John Caplan


Common Stock

Each RSU is the economic equivalent of one share of common stock. On August 18, 2025, these RSUs vested and were settled for an equal number of shares of common stock.


The reporting person owns a 100% ownership interest in the class of membership interests of JVS Alpha Property, LLC which purchased and was assigned an interest in 200,000 shares of issuer's Class A Common Stock.

Weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3332 to $0.3698 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.


Common Stock

Common Stock

Common Stock

Represents shares withheld to satisfy the exercise price and tax withholding obligations in connection with the exercise of stock options.

Options vest 1/3 annually beginning one year from grant date.

/s/ Elizabeth C. Southern, Attorney-in-Fact


/s/ Audrey Lee, by power of atty., for Bruce Mann


Common Stock


Class I Common Shares of Beneficial Interest


Non-Qualified Stock Option (right to buy)

Common Stock

Exercisable as to 25% of shares one year following grant date with the remaining shares exercisable in 36 equal monthly installments thereafter.


Common Stock

Common Stock

This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.9000 to $107.9300, inclusive. The reporting person undertakes to provide to WEC Energy Group ("WEC"), any security holder of WEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.9000 to $108.2800, inclusive. The reporting person undertakes to provide WEC, any security holder of WEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Options vest 100% on the date indicated.


Restricted stock award vests on March 10, 2026, subject to continuous service with the company.

/s/Janisha Sabnani as Attorney-in-Fact for Christopher J. Abate


The shares reported here were issued to the reporting person pursuant to the JFB Construction Holdings 2024 Equity Incentive Plan, as approved by the Board of Directors upon recommendation of the Compensation Committee, on June 30, 2025.


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.69 to $3.79, inclusive. The reporting person undertakes to provide to Voyager Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

/s/ Robin Swartz, as Attorney-in-Fact for Toby Ferguson


Common Stock

Common Stock

Represents the exercise of Stock Appreciation Rights ("SARs") expiring on November 6, 2025, for which the reporting person exercised all 1,210 shares, disposed of 1,018 shares to the issuer to cover the exercise price of the SARs, and sold the remaining 192 shares acquired upon exercise in the open market on August 18, 2025.

Represents the exercise of SARs expiring on November 4, 2026, for which the reporting person exercised all 1,315 shares, disposed of 972 shares to the issuer to cover the exercise price of the SARs, and sold the remaining 343 shares in the open market on August 18, 2025.

Each SAR represents the right to receive shares of ORA common stock with a value equal to the amount by which the market value of the shares in respect of which the SAR is exercised exceeds the grant price set forth in the SAR, multiplied by the number of shares in respect of which the SAR is exercised.

/s/ Jessica Woelfel - as attorney-in-fact


/s/ John J. Boczar, Attorney-in-Fact for Harold L. Keene


Represents additional restricted stock units attributable to dividend reinvestment.

Includes  10,266.7124 shares of restricted stock issued to reporting person, subject to forfeiture in whole or part;  1,350.7222 shares become fully vested 5/22/2026,  1,723.4344 shares become fully vested 50% per year for two years beginning 5/20/2026, and 7,192.5558 shares become fully vested 33.33% per year for three years beginning 5/19/2026, if reporting person remains an employee of issuer.

Mary C. O'Connor as POA for Mario Y. Ramos


Common Stock

Common Stock

Common Stock

Common Stock

Each deferred stock unit is equal in value to one share of Columbus McKinnon Corporation common stock.

Represents additional deferred stock units attributable to dividend reinvestment.

Deferred shares will be delivered after the reporting person ceases to be a director of issuer, under and subject to the terms of the Plan.

Mary C. O'Connor, Power of Attorney for Kathryn Bohl


Includes 8,661.2781 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,146.0672 shares become fully vested 5/22/2026; 1,449.0668 shares become fully vested 50% per year for two years beginning 5/20/2026, and 6,066.1441 shares become fully vested 33.33% per year for three years beginning 5/19/2026, if reporting person remains an employee of issuer.


Includes 11,504.3162 shares of restricted stock issued to reporting person subject to forfeiture in whole or part;  1,506.0825 shares become fully vested on 8/22/2025; 733.6877 shares become fully vested 5/22/2026; 1,350.7352 shares become fully vested 50% per year for two years beginning 1/22/2026; 1,240.7508 become fully vested 50% per year for two years beginning 5/20/2026, and 6.673.0600 shares become fully vested 33.33% per year for three years beginning 5/19/2026, if reporting person remains an employee of issuer.


Common Stock

Common Stock

Common Stock

Common Stock

Deferred Shares will be delivered to the reporting person on February 1, 2031, under and subject to the terms of the Plan.

Deferred Shares will be delivered to the reporting person on February 1, 2032, under and subject to the terms of the Plan.

By: Mary C. O'Connor, Power of Attorney for Chad R. Abraham


Includes 19,418.7591 shares of restricted stock issued to reporting person subject to forfeiture in whole or part;  2,701.4442 shares become fully vested 5/22/2026; 3,328.9922 shares become fully vested 50% per year for two years beginning 5/20/2026; and 13,388.3227 shares become fully vested 33.33% per year for 3 years beginning 5/19/2026, if reporting person remains an employee of issuer.


Includes 10,266.7124 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,350.7222 shares become fully vested 5/22/2026; 1,723.4344 shares become fully vested 50% per year for two years beginning 5/20/2026,  and 7,192.5558 shares become fully vested 33.33% per year for 3 years beginning 5/19/2026, if reporting person remains an employee of issuer.

Mary C. O'Connor as POA for Adrienne Williams


Includes 83,844.2193 shares of restricted stock issued to reporting person subject to forfeiture in whole or part.  11,053.4092 shares become fully vested 5/22/2026; 14,494.7328 shares become fully vested 50% per year for three years beginning 5/20/2026, and 58,296.0773 shares become fully vested 33.33% per year for 3 years beginning 5/19/2026, if reporting person remains an employee of issuer.

Mary C. O'Connor, Power of Attorney for David J. Wilson


Common Stock

Deferred shares will be delivered  to reporting person on January 1, 2026, under and subject to the terms of the Plan.

Mary C. O'Connor, Power of Attorney for Michael Dastoor


Includes 14,115.4970 shares of restricted stock issued to reporting person subject to forfeiture in whole or part;  1,915.5694 shares become fully vested 5/22/2026;  2,367.6896 shares become fully vested 50% per year for three years beginning 5/20/2026, and 9,832.2380 shares become fully vested 33.33% per year for three years beginning 5/19/2026, if reporting person remains an employee of issuer.


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Mary C. O'Connor, Power of Attorney for Jeanne Beliveau-Dunn


Includes 13,703.0030 shares of restricted stock issued to reporting person subject to forfeiture in while of part. 1,702.7285 shares become fully vested 5/22/2026; 2,215.2636 shares become fully vested 50% per year for two years beginning 5/20/2026, and 9,785.0109 shares become fully vested 33.33% per year for three years beginning 5/19/2026 if reporting person remains an employee of issuer.

Mary C. O'Connor as POA for Appal Chintapalli


Common Stock

Common Stock

Common Stock

Common Stock

Deferred shares will be delivered to the reporting person on December 31, 2025, under and subject to the terms of the Plan.

Deferred shares will be delivered to the reporting person on June 1, 2026, under and subject to the terms of the Plan.

Deferred shares will be delivered to the reporting person on January 1, 2027, under and subject to the terms of the Plan.

Deferred shares will be delivered after the reporting person ceases to be a director of the issuer, under and subject to the terms of the Plan.

Mary C. O'Connor as POA for Aziz S. Aghili


This figure does not include 103,886 shares held directly by Mr. Stahl.

For each indirect account, Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.


This Form 4 is being filed late due to an inadvertent administrative oversight.

Shares withheld following settlement of restricted stock units to satisfy tax withholding obligations.

These shares include 121.61 shares acquired under the Entegris, Inc. Employee Stock Purchase Plan on June 30, 2025.

/s/ Joseph Colella, Attorney-In-Fact for Daniel D. Woodland


On December 18, 2024, Horizon Kinetics Asset Management LLC (HKAM) filed an amendment to its Schedule 13D, in which it noted beneficial ownership of 3,578,173 shares and Murray Stahl's direct interest in 7,848 shares and his indirect interest in approximately 156,083 shares. The extent of HKAM's pecuniary interest in the shares beneficially owned is disclosed herein. Mr. Stahl does not exercise investment discretion with respect to the securities of the Issuer.


/s/ Nilo De Castro, Attorney-in-fact for Romeo R. Dizon


Common Stock

Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary pursuant to the Company's 2018 Management Stock Purchase Plan.

Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date.  If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service.  Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company.

/s/ Jeffrey J. Watorek, Attorney-in-Fact for Joseph A. Lovechio


Common Stock

Restricted stock units convert into common stock on a one-for-one basis.

Includes 920 shares of Common Stock purchased pursuant to the Origin Bancorp, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 01, 2024 to May 31, 2025.

Represents the number of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

These restricted stock units will vest ratably over five years, with a first vest date of August 19, 2023, and settle as soon as administratively possible following the applicable vesting date, but in any event within 30 days thereof.


Common Stock

Represents the number of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted
stock units and does not represent a sale.

Granted on August 19, 2022, vesting ratably over three years with the first vest date of August 19, 2023.


Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs.

The number of securities reported includes the acquisition on June 30, 2025 of 317 shares of the Issuer's common stock pursuant to the Issuer's employee stock purchase plan for the purchase period of January 1, 2025 through July 1, 2025. In accordance with the Issuer's employee stock purchase plan, these shares were purchased based on 85% of the grant date fair market value of a share on December 31, 2024.


Common Shares

Each phantom share was the economic equivalent of one Civeo common share payable in cash. the phantom shares vest at various times based on grant date. 6,657 shares vested on August 19, 2025.

/s/ Andrew Fraser, by Bradley J. Dodson, as Attorney-In-Fact


Common Stock, par value $0.0001 per share

Common Stock

Shares surrendered to pay tax liability due on vesting of Restricted Stock Units

Each restricted stock unit represents a contingent right to receive one share of PHLT's common stock. The units were awarded at no cost to the Reporting Person.

Restricted Stock Unit Award was granted on May 5, 2023 (the "Grant Date"). These Restricted Stock Units shall vest over a four year period based upon continuous service through each vesting date and the trading price of the Company's Common Stock during the relevant vesting period, subject to accelerated vesting pursuant to the terms of the Reporting Person's Change in Control and Severance Agreement. Specifically, and subject to the vesting limitations described below, the average trading price for Company's shares for 60 consecutive trading days will be measured against the Target Stock Price Hurdles. Target Stock Price Hurdles are increases by year of +25%, +50%, +75%, and +100% versus initial stock price based on 60-day VWAP of $3.16 per share of one share on the Grant Date in each of the four years following the Grant Date.

The vesting for the Restricted Stock Units and associated Stock Price Hurdles will be allocated into the following four tranches: (i) Tranche 1, 25% Vesting Percentage, $3.95 Stock Price Hurdle; (ii) Tranche 2, 50% Vesting Percentage, $4.74 Stock Price Hurdle; (iii) Tranche 3, 75% Vesting Percentage, $5.52 Stock Price Hurdle; and (iv) Tranche 4, 100% Vesting Percentage, $6.31 Stock Price Hurdle. The Restricted Stock Units within each Tranche will vest in accordance with the following: For Tranche 1, Reporting Person shall have up to three years to achieve the Stock Price Hurdle. If the Stock Price Hurdle is achieved before 12 months, Reporting Person vests in the Tranche 1 RSUs at 12 months. If the Stock Price Hurdle is achieved in month 13 - 36, Reporting Person vests in the Tranche 1 RSUs whenever the Stock Price Hurdle is achieved. If the Stock Price Hurdle is not achieved by 36 months, the RSUs tied to Tranche 1 are forfeited.

For Tranche 2, Reporting Person shall have up to three years to achieve the Stock Price Hurdle. If the Stock Price Hurdle is achieved before 24 months, Reporting Person vests in the Tranche 2 RSUS at 24 months. If the Stock Price Hurdle is achieved in month 25 - 36, Reporting Person vests in the Tranche 2 RSUs whenever the Stock Price Hurdle is achieved. If the Stock Price Hurdle is not achieved by 36 months, the RSUs tied to Tranche 2 are forfeited.

For Tranche 3, Reporting Person shall have up to four years to achieve the Stock Price Hurdle. If the Stock Price Hurdle is achieved before 36 months, Reporting Person vests in the Tranche 3 RSUs at 36 months. If the Stock Price Hurdle is achieved in month 37 - 48, Reporting Person vests in the Tranche 3 RSUs whenever the Stock Price Hurdle is achieved. If the Stock Price Hurdle is not achieved by 48 months, the RSUs tied to Tranche 3 are forfeited.

For Tranche 4, Reporting Person shall have up to four years to hit the Stock Price Hurdle. If the Stock Price Hurdle is achieved before 48 months, Reporting Person vests in the Tranche 4 RSUs 48 months. If the Stock Price Hurdle is not achieved by 48 months, the RSUs tied to Tranche 4 are forfeited.

/s/ Rohit Ramchandani, Attorney-in-Fact for Simeon M. Kohl


Common Stock

Each restricted stock unit represents a contingent right to receive one share of PHLT's common stock. The units were awarded at no cost to Reporting Person.


Common Stock


Represents the number of shares of Common Stock withheld by Exicure, Inc. to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units.


Common Stock, $0.0001 par value

Common Stock, $0.0001 par value

Not applicable per instruction 4(c)(iii).


The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).


Not applicable to this security


Calamos Aksia Private Equity & Alternatives Fund

The reporting person disclaims beneficial ownership of any such securities, except to the extent of their pecuniary interest therein.

/s/ Jessica Himes, by Power of Attorney for John P. Calamos, Sr., Attorney-in-Fact


Represents weighted average price.

Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.

The Rule 10b5-1 Plan's date of adoption was August 22, 2024.


/s/ Emily Fuquay, by power of attorney for John McCartney


Common Stock

Common Stock

Sale prices ranged from $314.341 to $314.564. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Sale prices ranged from $313.15 to $313.91.  Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Includes share activity under General Dynamics 401(k) plan since date of Reporting Person's last ownership report.

Fifty percent became exercisable on 03/06/2021, and the remaining fifty percent became exercisable on 03/06/2022.

Represents shares held by a limited liability company for which the Reporting Person serves as a manager and the members of which are trusts for the benefit of the Reporting Person's children.

Nicholas R. Barnaby, by Power of Attorney


Includes 3,772.914 shares previously held directly that were transferred to a revocable trust and are now held indirectly, plus 2.6928 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

The price reported in Column 4 is a weighted average price.  The shares were sold in multiple transactions at prices ranging from $405.0950 - $405.79.  The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact


John Florsheim Family Trust of which Brother is Trustee

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

For informational purposes only

20% per year for 5 years beginning 08/23/2019

20% per year for 5 years beginning 08/26/2021

20% per year for 5 years beginning 08/25/2022

20% per year for 5 years beginning 08/25/2023

20% per year for 5 years beginning 08/25/2024


Open market purchase of shares in accordance with Issuer's trading policies.

The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $2.345 to $2.44 per share. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.


The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $2.35 to $2.58 per share. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Includes joint beneficial ownership by Michael Cribari, Brandon Eachus and Jeffrey Smith of 2,588,395 shares of common stock of the Issuer held by Cascadia Holdings Limited ("Cascadia") previously reported on Form 3 filed with the Commission on October 23, 2024.

Includes indirect joint beneficial ownership of 731,388 shares of common stock held by Spike Up Media A.B. ("Spike Up AB") and 39,172 shares of common stock issuable upon exercise of a warrant of the Issuer held by Spike Up Media LLC ("Spike Up LLC") previously reported on Form 3 filed with the Commission on October 23, 2024. Spike Up LLC is a wholly owned indirect subsidiary of and Spike Up A.B. is a wholly owned subsidiary of Ellmount Interactive A. B. ("Interactive"), respectively. Cascadia and OEH Invest AB own 66.9% and 33.1% of Interactive, respectively. Michael Cribari, Brandon Eachus, and Jeffrey Smith as owners of Cascadia have the voting and dispositive authority over the shares of Issuer held by Cascadia and together with OEH, may be deemed to have joint voting and joint dispositive power over the securities of the Issuer beneficially held by Interactive.


Represents the sale of shares in open market.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $40.78, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.


/s/ Caitlin A. Kelly, attorney-in-fact for Mr. Needham


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.735 to $145.050, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

/s/ Caitlin A. Kelly, attorney-in-fact for Mr. Query


The reported price in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $12.19 to $12.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the range set forth within this footnote.


/s/ John J. Dziewisz, Attorney-in-Fact for Cameron M. Frymyer


Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

Reflects a pro rata distribution of common stock held by Crestview Advisors, LLC to each of its applicable partners for no consideration.

Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Reflects shares indirectly held by Mr. Delaney through The 2007 Delaney Family LLC, an entity which Mr. Delaney controls.

Reflects shares indirectly held by Mr. Delaney through The 2010 Delaney Family LLC, an entity which Mr. Delaney controls.

By: Crestview Partners II GP, L.P., the Designated Filer, by: Crestview, L.L.C., its general partner, by: /s/ Poojitha Mantha, Chief Compliance Officer


The securities reported herein are held by the Twin Alces Trust. Mr. Williamson may be deemed to be a beneficial owner of such securtities by virtue of his role as Trustee and as a beneficiary.


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Represents shares of common stock of the Issuer received on December 21, 2023, as consideration pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported shares in exchange for shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Airship Kirkland Family Limited Partnership is the record holder of the securities reported herein. Victor Huang is the managing partner of Airship Kirkland Family Limited Partnership and as such has voting and dispositive power over these securities. Mr. Huang disclaims beneficial ownership of the securities held by Airship Kirkland Family Limited Partnership, except to the extent of his pecuniary interest therein.

Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Represents stock appreciation rights denominated in shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of stock appreciation rights denominated in shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Represents warrants to purchase shares of common stock of the Issuer received by the Reporting Person on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of warrants to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Pursuant to earnout provisions in the Merger Agreement, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

Options vest quarterly over 4 years.

Public Warrant (AISPW shares) Exercise Price subject to adjustment and expire five years after the closing of the merger on December 21, 2023, or earlier upon redemption or liquidation.


The securities reported herein are held by Sisu Investments, LLC, whose members are Jason Stabell, his wife, and kids. Mr. Stabell may be deemed to be a beneficial owner of such securtities by virtue of his role in the management of this company.


The shares were disposed of pursuant to the Agreement and Plan of Merger, dated June 23, 2025 (the "Merger Agreement"), by and among the Issuer, Bethpage Parent, Inc. ("Parent"), and Bethpage Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock, par value $0.01 per share ("Common Stock"), was canceled and automatically converted into the right to receive $0.70 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").

Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was held by a member of the Issuer's Board of Directors was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

Represents 142,897 RSUs and 4,390,882 shares of Common Stock.