Common Shares

Common Shares

Common Shares

Includes 347 shares purchased at $61.166 per share under the NetApp Employee Stock Purchase Plan on May 30, 2025.

On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

On July 1, 2024, the reporting person was granted 19,193 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2025 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

/s/ Bryan Tham, Attorney-in-Fact for Cesar Cernuda


Common Shares

Restricted stock units convert into common stock on a one-for-one basis.

On August 15, 2025, the reporting person was granted 194,272 restricted stock units. Restricted stock unit awards shall vest as to 22% on the first anniversary, 29% on the second anniversary, 34% on the third anniversary and 15% on the fourth anniversary, subject to continued service on each applicable vesting date.

/s/ Bryan Tham, Attorney-in-Fact for Syam Nair


Common Shares

Common Shares

Common Shares

On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

On July 13, 2023, the reporting person was granted 46,166 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

On July 1, 2024, the reporting person was granted 31,988 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2025 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

/s/ Bryan Tham, Attorney-in-Fact for George Kurian


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.0177 to $165.6433, inclusive. The reporting person undertakes to provide to Targa Resources Corp., any security holder of Targa Resources Corp., or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

These shares are owned by the Pryor Trust, of which D. Scott Pryor and Marcy Gaye Pryor serve as co-trustees.

President - Logistics and Transportation


/s/ Stacy D. Krause, by power of attorney


Common Stock

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

The RSUs vest as to 1/4th of the total shares on August 28, 2026, and thereafter 1/16th of the total shares vest quarterly over three years, subject to the continued service of the Reporting Person on each vesting date.


Common Stock

Common Stock

Common Stock

The options vest 1/4  on August 15, 2026 and then quarterly thereafter until August 15, 2029.

Between 0% and 250% of the target number of performance-based restricted stock units ("PRSU") may be earned depending on (a) the return on AMD's stock price relative to the return of each of the component companies comprising the S&P 500 Index, subject to adjustments, over the performance period that begins August 15, 2025 and ends on August 15, 2028, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2027 fiscal year non-GAAP earnings per share exceeds AMDs 2025 fiscal year non-GAAP earnings per share. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 15, 2028 (or the one-year anniversary of a change in control, if earlier).

The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee (the "Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 2, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2028, or the date following the Committee's determination of performance.

Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

The RSUs vest 1/4 on August 15, 2026 and then quarterly thereafter until August 15, 2029.

/s/Linda Lam by Power of Attorney for Ava Hahn


Common Stock

Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.

The restricted stock units were granted by the Issuer to the Reporting Person on August 15, 2025. The restricted stock units granted on August 15, 2025, vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.


Non-Qualified Stock Option (right to buy)

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

The disposition reported on this Form 4 represents shares withheld to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The disposition is mandated by the Issuer and does not represent a discretionary transaction by the Reporting Person.

The stock option is fully vested and currently exercisable.

The stock option vests in four equal annual installments beginning on November 27, 2022.

The stock option vests in three equal annual installments beginning on August 15, 2025.

The stock option vests in four equal annual installments beginning on March 10, 2024.

The stock option vests in four equal annual installments beginning on March 4, 2025.

The Reporting Person was granted stock options that will vest in four annual equal installments on each anniversary of the grant date provided that the Reporting Person remains in continuous service on each vesting date.

By: Alison Klein, Attorney-in-Fact For: Charles Van Es


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

By: Alison Klein, Attorney-in-Fact For: Jonathan Burth


Common stock

Total shares beneficially owned reflect a 2-for-1 stock split effected on June 20, 2025.

Represents shares of unrestricted common stock received as consideration for the reporting person's service as a Director for the annual term.

Non-statutory stock options fully vested on issuance and granted as consideration for the reporting person's services as a Director for the annual term.

/s/ Ewelina Kemp, Attorney-in-Fact for Dianne Ledingham


Common Stock

Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

/s/ Rebecca Schuster by power of attorney


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

By: Alison Klein, Attorney-in-Fact For: Jane Prior


MacKenzie Realty Capital Inc. Common Stock

Amended to correct price.

MacKenzie Real Estate Advisers, LP ("MREA") acquired shares of MacKenzie Realty Capital, Inc. ("MRC"). The filer owns an interest in MREA and therefore could be deemed to beneficially own the MRC shares acquired by MREA, but disclaims beneficial ownership of the securities referred to herein except to the extent of the filer's pecuniary interest in such securities.

MPF Successors, LP ("MPF") acquired shares of MacKenzie Realty Capital, Inc. ("MRC"). The filer owns an interest in MPF and therefore could be deemed to beneficially own the MRC shares acquired by MPF, but disclaims beneficial ownership of the securities referred to herein except to the extent of the filer's pecuniary interest in such securities.

/s/ Jeri Bluth, as attorney-in-fact for Robert Dixon


Common Stock

Common Stock

Common Stock

Common Stock

Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock.

Reflects shares issued in settlement of PRSUs earned and vested under PRSU award granted on August 9, 2022.

The options vest 1/4  on August 15, 2026 and then quarterly thereafter until August 15, 2029.

Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return of each of the component companies comprising the S&P 500 Index, subject to adjustments, over the performance period that begins August 15, 2025 and ends on August 15, 2028, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2027 fiscal year non-GAAP earnings per share exceeds AMDs 2025 fiscal year non-GAAP earnings per share. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 15, 2028 (or the one-year anniversary of a change in control, if earlier).

The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee (the "Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 4, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2028, or the date following the Committee's determination of performance.

Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

The RSUs vest 1/4 on August 15, 2026 and then quarterly thereafter until August 15, 2029.


Common Stock

Common Stock

Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs and PSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

1/16th of the total number of shares subject to the RSU shall vest on each quarterly anniversary of the Vesting Commencement Date commencing on August 17, 2022, subject to continued service through each vesting date.

1/12th of the total number of shares subject to the RSU shall vest on each quarterly anniversary of the Vesting Commencement Date commencing on November 17, 2022, subject to continued service through each vesting date.

/s/ Benjamin L. Palleiko, Attorney-in-Fact


Peter J. Wilder (pursuant to Power of Attorney filed previously)


Kim John Sunshin

C/O COGNIZANT TECHNOLOGY SOLUTIONS CORP.

Class A Common Stock

Class A Common Stock

Class A Common Stock

Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 1/12th of the restricted stock unit ("RSU") award granted on February 16, 2023.

Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

Shares of Class A Common Stock of the Company received from the vesting of 1/12th of the RSU award granted on February 16, 2023.

Shares of Class A Common Stock of the Company received from the vesting of 1/3rd of 1/8th of the RSU award granted on February 16, 2023.

Shares of the Company's Class A Common Stock withheld to pay applicable taxes.

A total of 14,692 RSUs were originally granted on February 16, 2023, under the Company's 2017 Incentive Award Plan and such originally granted amount began vesting in quarterly installments over three years, commencing on May 16, 2023, with 1/12th of such RSUs vesting on each quarterly vesting date so that such RSUs will be fully vested on the twelfth quarterly vesting date (February 16, 2026).

A total of 7,534 RSUs were originally granted on February 16, 2023, under the Company's 2017 Incentive Award Plan and such originally granted amount began vesting in quarterly installments over three years, commencing on May 16, 2023, with 1/12th of such RSUs vesting on each quarterly vesting date so that such RSUs will be fully vested on the twelfth quarterly vesting date (February 16, 2026).

A total of 6,781 RSUs were originally granted on February 16, 2023, under the Company's 2017 Incentive Award Plan and such originally granted amount began vesting in quarterly installments over three years, commencing on May 16, 2023, with (i) 1/8th of such RSUs vesting on each of the first four vesting dates; (ii) 2/3rds of 1/8th of such RSUs vesting on each of the successive four vesting dates; (iii) 1/3rd of 1/8th of such RSUs vesting on each of the next three successive vesting dates; and (iv) the remainder of such RSUs vesting on the twelfth vesting date (February 16, 2026).

/s/ Kelli Arman, on behalf of John Kim, by Power of Attorney


Common Stock

Common Stock


Institutional Class Shares of beneficial interest


/s/ Stephanie Bignon, Attorney-in-Fact for Kimberly R. Scardino


Common stock

Represents shares of unrestricted common stock received as consideration for the reporting person's service as a Director for the annual term.

Total shares beneficially owned reflect a 2-for-1 stock split effected on June 20, 2025.

Non-statutory stock option fully vested on issuance and granted as consideration for the reporting person's services as a Director for the annual term.

/s/ Ewelina Kemp, Attorney-in-Fact for Sharon T. Rowlands


Common Stock

Common Stock

Common Stock

Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

These RSUs will vest based on the following schedule: (i) 1/12 of the shares subject to the RSUs vested on November 15, 2024 and (ii) the remaining RSUs vest quarterly over the next eleven quarters in equal quarterly installments, until such time as the RSUs are 100% vested, in each case subject to the continuing employment of the Reporting Person on each vesting date.  The RSUs are subject to double-trigger acceleration.

1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

These RSUs will vest over a two year period as follows: 1) 15% of the shares subject to the RSUs will vest quarterly in year 1 following the vesting commencement date of November 15, 2024 and 2) 10% of the shares subject to the RSUs will vest quarterly in year 2, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.


The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025.

/s/ Kathleen S. Purcell, Agent for Steven E. Voskuil


This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 7, 2025.

/s/ Chad A. Keetch, as power of attorney


Common Stock

Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

Each RSU represents a contingent right to receive one share of Common Stock.

Of these RSUs, 21 will vest on or around March 2, 2026, 35 will vest on or around March 1, 2027, and 30 will vest on or around March 1, 2028.

Amount excludes 617 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

/s/ Michael Gathy by Shari L. Soloway under a P of A


Common Stock

Convert without cost to shares of common stock on a one-for-one basis.

Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through the vesting date.

/s/ Derek Redmond, attorney-in-fact for Mr. Rabbitt


Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on August 15, 2023 under the Company's Long-Term Performance Incentive Plan.

Victoria K. Gehris, Attorney-in-Fact for Anna Ransley


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2024.

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2024.

Transaction executed in multiple trades at prices ranging from $177.03 to $178.02 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Transaction executed in multiple trades at prices ranging from $178.03 to $178.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Transaction executed in multiple trades at prices ranging from $179.22 to $179.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

The options vest 1/3 on each of August 9, 2020, 2021 and 2022.

Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock.

Reflects shares issued in settlement of PRSUs earned and vested under PRSU award granted on August 9, 2022.

The options vest 1/4 on August 15, 2026 and then quarterly thereafter until August 15, 2029.

Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return of each of the component companies comprising the S&P 500 Index, subject to adjustments, over the performance period that begins August 15, 2025 and ends on August 15, 2028, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2027 fiscal year non-GAAP earnings per share exceeds AMDs 2025 fiscal year non-GAAP earnings per share. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 15, 2028 (or the one-year anniversary of a change in control, if earlier).

The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee (the "Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 10, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2028, or the date following the Committee's determination of performance.

Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

The RSUs vest 1/4 on August 15, 2026, and then quarterly thereafter until August 15, 2029.

/s/ Linda Lam By Power of Attorney for Mark Papermaster


At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

/s/ Jonathan Groff for Gabrielle Sulzberger, pursuant to authorization on file


/s/ Jennifer L. Gill, By Power of Attorney


Common Stock

Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

Each RSU represents a contingent right to receive one share of Common Stock.

Of these RSUs, 583 will vest on or around March 2, 2026, 864 will vest on or around March 1, 2027, and 933 will vest on or around March 1, 2028.

Amount excludes 113,872 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

/s/ Alexandra Soto by Shari L. Soloway under a P of A


/s/ Nicole Puza, POA for David W. MacLennan


Common stock

Represents shares of unrestricted common stock received as consideration for the reporting person's service as a director for the annual term.

Total shares beneficially owned reflect a 2-for-1 stock split effected on June 20, 2025.

Non-statutory stock option fully vested on issuance and granted as consideration for the reporting person's service as a director for the annual term.

/s/ Ewelina Kemp, Attorney-in-Fact for Christopher Lafond


/s/ Jonathan Groff for Juan R. Luciano, pursuant to authorization on file


Class A Common Stock

Class A Common Stock

Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 1/12th of the restricted stock unit ("RSU") award granted on February 16, 2023.

Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

Shares of Class A Common Stock of the Company received from the vesting of 1/3rd of 1/8th of the RSU award granted on February 16, 2023.

A total of 12,055 RSUs were originally granted on February 16, 2023, under the Company's 2017 Incentive Award Plan and such originally granted amount began vesting in quarterly installments over three years, commencing on May 16, 2023, with 1/12th of such RSUs vesting on each quarterly vesting date so that such RSUs will be fully vested on the twelfth quarterly vesting date (February 16, 2026).

A total of 1,506 RSUs were originally granted on February 16, 2023, under the Company's 2017 Incentive Award Plan and such originally granted amount began vesting in quarterly installments over three years, commencing on May 16, 2023, with (i) 1/8th of such RSUs vesting on each of the first four vesting dates; (ii) 2/3rds of 1/8th of such RSUs vesting on each of the successive four vesting dates; (iii) 1/3rd of 1/8th of such RSUs vesting on each of the next three successive vesting dates; and (iv) the remainder of such RSUs vesting on the twelfth vesting date (February 16, 2026).

/s/ Kelli Arman, on behalf of Balu Ganesh Ayyar, by Power of Attorney


Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $2.82 to $2.83. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

/s/ Michael J. Karber, as attorney-in-fact for Patrick G. Halter


Common Stock

The RSUs vest on or around September 3, 2025.

Amount excludes 170,285 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

/s/ Peter R. Orszag by Shari L. Soloway under a P of A


Common Stock

Common Stock

Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

These RSUs will vest on the following schedule: 33.33% of the shares subject to the RSU will vest on the first anniversary of the grant date of February 15, 2024 and thereafter will vest in equal quarterly installments over the next two years, until such time as the RSUs are 100% vested, subject to the continued employment of the Reporting Person on each vesting date.  The RSUs are subject to double-trigger acceleration.

1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

/s/ Rebecca Schuster by power of attorney


At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

The reporting person disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

/s/ Jonathan Groff for Mary Lynne Hedley, pursuant to the authorization on file


Common stock

Total shares beneficially owned reflect a 2-for-1 stock split effected on June 20, 2025.

Represents shares of unrestricted common stock received as consideration for the reporting person's service as a Director for the annual term.

Non-statutory stock options fully vested on issuance and granted as consideration for the reporting person's services as a Director for the annual term.

/s/ Ewelina Kemp, Attorney-in-Fact for Richard H. Jones


The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 10, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.79 to $7.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Jennifer Giampietro, as Attorney-in-Fact


Common Stock

The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

/s/ Stephen R. Howe, Jr. by Shari L. Soloway under a P of A


Includes shares acquired through reinvested dividends and salary deferral.

Includes shares acquired through 401k company match, reinvested dividends and salary deferral.

Lee Bagwell, Attorney-in-fact for Ed Canup


/s/ Jonathan Groff for J. Erik Fyrwald, pursuant to authorization on file


By reporting person as UTMA custodian for son

This transaction was executed in multiple trades ranging from $10.47 to $10.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial  ownership of the reported securities except to the extent of his pecuniary interest.

The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.


The shares represent restricted stock units, which vest in equal annual installments over a three-year period measured from the grant date, subject to the Reporting Person's continued service through each such date.

The shares represent restricted stock units, which vest in full on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (or the date immediately prior to such meeting if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election) or (ii) the one-year anniversary of the grant date, in each case subject to the Reporting Person's continued service through such date.


Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on  February 2, 2021, February 15, 2022, February 15, 2023,  February 15, 2024 and February 14, 2025.

Represents shares held by the Thomas Family Holdings LLC ("LLC"). The reporting person is the manager of LLC and has the power to vote and dispose of the shares held by LLC. The reporting person disclaims beneficial ownership of the shares owned by LLC except to the extent of his pecuniary interest therein.

Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the reporting person's immediate and other family members. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.


The reported securities represent restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock.

The RSUs vest in substantially equal installments on each of the first three anniversaries of August 1, 2025, subject to the Reporting Person's continued employment through the applicable vesting date.

/s/ Judith Weinstein, as Attorney-in-Fact for Larry Lee Miller


Common Stock

/s/ Andrew M. Alper by Shari L. Soloway under a P of A


By Grantor Retained Annuity Trust LTS 2022 GRAT A

By Grantor Retained Annuity Trust LTS 2022 GRAT B

By Grantor Retained Annuity Trust 2025 GRAT A

By Grantor Retained Annuity Trust 2025 GRAT B

Common Stock

Common Stock

Common Stock

Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock.

Reflects shares issued in settlement of PRSUs earned and vested under PRSU award granted on August 9, 2022.

The options vest 1/4  on August 15, 2026 and then quarterly thereafter until August 15, 2029.

Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return of each of the component companies comprising the S&P 500 Index, subject to adjustments, over the performance period that begins August 15, 2025 and ends on August 15, 2028, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2027 fiscal year non-GAAP earnings per share exceeds AMDs 2025 fiscal year non-GAAP earnings per share. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 15, 2028 (or the one-year anniversary of a change in control, if earlier).

The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee (the "Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 4, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2028, or the date following the Committee's determination of performance.

/s/Linda Lam by Power of Attorney for Lisa T. Su


At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

/s/ Jonathan Groff for Ralph Alvarez, pursuant to authorization on file


Senior Vice President, General Counsel and Corporate Secretary.


This transaction was executed in multiple trades at prices ranging from $5.165 to $5.240. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to
provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

/s/ Mehri F. Shadman, Attorney-in-Fact for Mohamed El-Erian


Series A Common Stock

This option vests in three annual installments (33%, 33%, 34%) on the first three anniversaries of March 3, 2025.


/s/ Judith Weinstein, as Attorney-in-Fact for Glenn David


Common Stock

Represents shares of Expedia Group, Inc. Common Stock withheld for payment of taxes due in connection with the vesting of restricted stock units.

Date at which first vesting occurs is indicated.  One-twelfth (1/12th) of the total RSUs vests on May 15, 2025, with an additional one-twelfth (1/12th) vesting quarterly thereafter on each August 15, November 15, February 15, and May 15, until fully vested on February 15, 2028.


Common Stock

Common Stock

Common Stock

Common Stock

Date at which first vesting occurs is indicated. One-sixteenth of the total number of restricted stock units vests on May 15, 2022 and an additional one-sixteenth on the fifteenth day of the second month in each quarter thereafter until fully vested.

Date at which first vesting occurs is indicated. One-sixteenth of the total number of restricted stock units vests on May 15, 2023 and an additional one-sixteenth on the fifteenth day of the second month in each quarter thereafter until fully vested.

Date at which first vesting occurs is indicated. One-sixteenth of the total number of restricted stock units vests on May 15, 2024 and an additional one-sixteenth on the fifteenth day of the second month in each quarter thereafter until fully vested.


Common Stock

Common Stock

Common Stock

Common Stock

Date at which first vesting occurs is indicated. One-ninth of the total number of restricted stock units vests on February 15, 2024 and an additional one-ninth on the fifteenth day of the second month in each quarter thereafter until fully vested.

Date at which first vesting occurs is indicated. One-thirteenth of the total number of restricted stock units vests on February 15, 2024 and an additional one-thirteenth on the fifteenth day of the second month in each quarter thereafter until fully vested.


Common Stock

Common Stock

Common Stock

Common Stock


By LLC through grantor retained annuity trust

Series A Common Stock


/s/ Christopher L. Green, as Attorney-in-Fact


/s/ Scott A. Malmanger, as Attorney-in-Fact


Common stock

Represents shares of unrestricted common stock received as consideration for the reporting person's service as a Director for the annual term.

Total shares beneficially owned reflect a 2-for-1 stock split effected on June 20, 2025.

Non-statutory stock option fully vested on issuance and granted as consideration for the reporting person's services as a Director for the annual term.

/s/ Ewelina Kemp, Attorney-in-Fact for Peter Gyenes


This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2025.

This transaction was executed in multiple trades during the day at prices ranging from $167.50 to $168.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Shares are held by Farquhar Investment Partnership No. 2.

This transaction was executed in multiple trades during the day at prices ranging from $166.49 to $167.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

This transaction was executed in multiple trades during the day at prices ranging from $168.52 to $169.51. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

This transaction was executed in multiple trades during the day at prices ranging from $165.21 to $165.92. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

/s/ Veena Bhatia, Attorney-in-Fact for Farquhar Scott


The reported securities represent restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock.

The RSUs vest in substantially equal installments on each of the first three anniversaries of August 1, 2025, subject to the Reporting Person's continued employment through the applicable vesting date.

Exhibit List - Exhibit 24.1 Power of Attorney

/s/ Judith Weinstein, as Attorney-in-Fact for Jonathan Bendheim


This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2025.

Shares are held by CBC Co Pty Limited as trustee for the Cannon-Brookes Head Trust.

/s/ Veena Bhatia, Attorney-in-Fact for Cannon-Brookes Michael


The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $259.64 to $262.48.


Common Stock

Includes 1,880.83 shares acquired through dividend reinvestment since the reporting person's last report.

The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $40.89 to $40.93, inclusive.  The reporting person undertakes to provide Lincoln National Corporation, any security holder of Lincoln National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

The option vests in three equal installments on May 24, 2024, 2025 and 2026.


Blackstone Real Estate Income Trust, Inc.

Cohen Frank

C/O BLACKSTONE REAL ESTATE INCOME TRUST,

Reflects a grant of restricted stock that vests on August 15, 2026.

Includes shares acquired through the Issuer's Distribution Reinvestment Plan.

These shares are held in a trust for the benefit of the Reporting Person's family, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the securities
reported as indirectly owned on this form except to the extent of his pecuniary interest therein.


Common Stock

Includes 594.92 shares acquired through dividend reinvestment since the reporting person's last report.

The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining the remaining shares.

The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $40.87 to $40.88, inclusive.  The reporting person undertakes to provide Lincoln National Corporation, any security holder of Lincoln National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

The option vested in three equal installments on February 24, 2017, 2018 and 2019.


Common Stock

Common Stock

Common Stock

The options vest 1/4  on August 15, 2026 and then quarterly thereafter until August 15, 2029.

Between 0% and 250% of the target number of performance-based restricted stock units ("PRSU") may be earned depending on (a) the return on AMD's stock price relative to the return of each of the component companies comprising the S&P 500 Index, subject to adjustments, over the performance period that begins August 15, 2025 and ends on August 15, 2028, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2027 fiscal year non-GAAP earnings per share exceeds AMDs 2025 fiscal year non-GAAP earnings per share. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 15, 2028 (or the one-year anniversary of a change in control, if earlier).

The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee (the "Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 2, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2028, or the date following the Committee's determination of performance.

Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

The RSUs vest 1/4 on August 15, 2026 and then quarterly thereafter until August 15, 2029.


The reported securities represent restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock.

The RSUs vest in substantially equal installments on each of the first three anniversaries of August 1, 2025, subject to the Reporting Person's continued employment through the applicable vesting date.

/s/ Judith Weinstein, as Attorney-in-Fact for Daniel Bendheim


Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person on January 3, 2022, February 15, 2023, February 15, 2024 and February 14, 2025.


/s/ Judith Weinstein, as Attorney-in-Fact for Jack Bendheim


Pre-Funded Warrant to Purchase Common Stock

Common Stock

The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement).

The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA.

/s/ Justin B. Stiefel, attorney-in-fact for Andrew M. Varga


Reflects withholding of shares to cover taxes due in connection with the vesting of restricted stock units.

The balance is adjusted to reflect 211 shares purchased under the Issuer's Employee Stock Purchase Plan on 8/15/25.

/s/ Vijay Biligiri, Attorney in-Fact for Nchacha Etta


Common Stock

Each Restricted Stock Unit ('RSU') represents the right to receive one share of SpartanNash common stock. This award was granted on August 15, 2024. On August 15, 2025, the reporting person's RSUs were settled and converted entirely to SpartanNash common stock.

/s/ Ileana McAlary, as Attorney-in-Fact for Flur Dorlisa K


Common Stock

Reflects shares withheld for net settlement to cover the tax liability for the vesting of restricted stock units.

Includes 415 shares acquired under the CECO Environmental Corp. 2020 Employee Stock Purchase Plan.

Represents performance-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's stock.

Conversion of restricted stock units to the Company's common stock will occur on July 5, 2027 assuming the reporting person is still employed by the Company and if the shares of the Company's common stock have achieved certain stock price targets over the course of the performance period.

/s/ Kiril Kovachev as Attorney-in-Fact for Peter Johansson


This represents payment of tax withholding using share withholding in connection with the vesting of the first tranche (33 1/3%) of a restricted stock unit award of 53,200 shares granted August 15, 2024.

Total adjusted for 306 accrued dividend equivalents payable upon vesting of RSUs.  Each RSU dividend equivalent converts into one share of Hasbro Common Stock upon vesting.


Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 16, 2021.


Common stock

Represents shares of unrestricted common stock received as consideration for the reporting person's service as a Director for the annual term.

Total shares beneficially owned reflect a 2-for-1 stock split effected on June 20, 2025.

Non-statutory stock option fully vested on issuance and granted as consideration for the reporting person's services as a Director for the annual term.

/s/ Ewelina Kemp, Attorney-in-Fact for Rohit Ghai


Shares held in trust with Mr. Lipps' wife.

Shares held in trust for the benefit of Mr. Lipps' children.

/s/ Vijay Biligiri, Attorney in Fact for Randall A Lipps


Common Stock

The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement).

The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it.


The reported securities represent restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock.

The RSUs vest in substantially equal installments on each of the first three anniversaries of August 1, 2025, subject to the Reporting Person's continued employment through the applicable vesting date.

Senior Vice President, Human Resources. Exhibit List - Exhibit 24.1 Power of Attorney

/s/ Judith Weinstein, as Attorney-in-Fact for Lisa Ann Escudero


The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on November 14, 2024.

The price reported in Column 4 is a weighted average sale price calculated by the broker executing the sales. These shares were sold in multiple transactions at prices ranging from $364.39 to $364.86, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average sale price calculated by the broker executing the sales. These shares were sold in multiple transactions at prices ranging from $365.67 to $366.65, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average sale price calculated by the broker executing the sales. These shares were sold in multiple transactions at prices ranging from $367.17 to $368.02, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average sale price calculated by the broker executing the sales. These shares were sold in multiple transactions at prices ranging from $368.20 to $368.60, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average sale price calculated by the broker executing the sales. These shares were sold in multiple transactions at prices ranging from $369.54 to $370.12, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

/s/ Stephen Chen, as Attorney-in-Fact for Natalie Glance


Common Stock

The option vested as to 1/16th of the total award on March 3, 2025, and thereafter vested or vests as to an additional 1/16th of the total award on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.

/s/ Courtney Phillips, as attorney-in-fact


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.03, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

These securities of the Company are beneficially owned by (i) Cyrus Capital Partners, L.P. ("Cyrus Capital Partners"), as a result of being the investment manager of certain private investment funds that directly hold the securities, including Cyrus 1740 Master Fund, L.P., Canary SC Master Fund, L.P., Cyrus Opportunities Master Fund II, Ltd., Crescent 1, L.P., CRS Master Fund, L.P., Cyrus Select Opportunities Master Fund, Ltd., Cyrus Select Opportunities Master Fund II, L.P., Peterson Capital Investors LLC, and PJ A Capital LLC (the "Cyrus Funds"), (ii) Cyrus Capital Partners GP, L.L.C. ("Cyrus Capital GP"), as a result of being the sole general partner of Cyrus Capital Partners, and (iii) Stephen C. Freidheim, as a result of being the Chief Investment Officer of Cyrus Capital Partners and the sole member and manager of Cyrus Capital GP (collectively, the "Reporting Persons").

(Continued from footnote 2) Each of the Reporting Persons disclaims beneficial ownership of any securities reported by any person except to the extent of his or its pecuniary interest therein, if any.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.105, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.


Common Stock

The Restricted Stock Units granted to the Reporting Person on August 15, 2025 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date.

The Stock Options granted to the Reporting Person on August 15, 2025 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date.


Common Stock


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Represents shares of common stock of the Issuer received on December 21, 2023, as consideration pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported shares in exchange for shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Airship Kirkland Family Limited Partnership is the record holder of the securities reported herein. Victor Huang is the managing partner of Airship Kirkland Family Limited Partnership and as such has voting and dispositive power over these securities. Mr. Huang disclaims beneficial ownership of the securities held by Airship Kirkland Family Limited Partnership, except to the extent of his pecuniary interest therein.

Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Represents stock appreciation rights denominated in shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of stock appreciation rights denominated in shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Represents warrants to purchase shares of common stock of the Issuer received by the Reporting Person on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of warrants to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Pursuant to earnout provisions in the Merger Agreement, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

Options vest quarterly over 4 years.

Public Warrant (AISPW shares) Exercise Price subject to adjustment and expire five years after the closing of the merger on December 21, 2023, or earlier upon redemption or liquidation.


On August 18, 2025, Mr. Chan acquired 33,000 shares of the Issuer's common stock at a weighted average purchase price of $1.2887 per share. This transaction was executed in multiple trades at prices ranging from $1.19 to $1.42. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

In addition to the shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 3,875,506 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 35,698,409 shares of the common stock of Alset Inc.


Common Stock

Common Stock

Common Stock

Common Stock

On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.

The reporting person acquired shares of Series B Convertible Preferred Stock on June 27, 2025, which were inadvertently omitted from the reporting person's prior filings. This Form 4 corrects the prior omission by reporting such acquisition.

The pre-funded warrant reported herein will become exercisable on the earlier of (i) three months after the date of issuance of such warrant or (ii) the first trading day after the date of issuance of such warrant on which the closing price of the Common Stock equals or exceeds $1.50 per share.

The pre-funded warrant reported herein will become exercisable on the earlier of (i) six months after the date of issuance of such warrant or (ii) the first trading day after the date of issuance of such warrant on which the closing price of the Common Stock equals or exceeds $2.00 per share.

/s/ Justin B. Stiefel, attorney-in-fact for Matthew J. Swann


The reported securities represent restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock.

The RSUs vest in substantially equal installments on each of the first three anniversaries of August 1, 2025, subject to the Reporting Person's continued employment through the applicable vesting date.

Vice President Finance and Treasurer. Exhibit List - Exhibit 24.1 Power of Attorney

/s/ Judith Weinstein, as Attorney-in-Fact for Anthony Andolino


Common Stock

These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.21 to $47.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.27 inclusive.

The option vests in three equal annual installments commencing on March 13, 2024, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.


The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.11 to $36.87. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.


Common Stock

25% of the options will vest and became exercisable one year after the grant date and the remaining 75% will vest in 12 substantially equal quarterly installments thereafter.


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.60 to $47.81 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Includes 229 shares that were acquired on May 15, 2025 under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).


This represents payment of tax withholding using share withholding in connection with the vesting of the first tranche (33 1/3%) of a restricted stock unit award of 45,600 shares granted August 15, 2024.

Total adjusted for 302 accrued dividend equivalents payable upon vesting of RSUs.  Each RSU dividend equivalent converts into one share of Hasbro Common Stock upon vesting.

Matthew Gilman, P/O/A for Holly Barbacovi


Common Stock

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

The reporting person received restricted stock units subject to a four-year vesting schedule, vesting 1/16th on 08/15/25 and 1/16th each quarter thereafter, subject to continued employment on each vesting date and certain continued vesting provisions in the event of retirement on or after 06/30/28. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Not Applicable.


Reflects a grant of restricted stock that vests on August 15, 2026.

Held through a corporation of which the Reporting Person is the controlling owner.


Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units granted to the Reporting Person on February 14, 2025.


Reflects withholding of shares to cover taxes due in connection with the vesting of restricted stock units.

The balance is adjusted to reflect 199 shares purchased under the Issuer's Employee Stock Purchase Plan on 8/15/25.

/s/ Vijay Biligiri, Attorney in Fact for Corey J. Manley


The balance is adjusted to reflect 631 shares purchased under the Issuer's Employee Stock Purchase Plan on 8/15/25.

Restricted Stock Units granted in connection with the Issuer's equity incentive plan. One-fourth (25%) of the shares subject to the grant shall vest on August 15, 2026. The remaining three-fourths (75%) of the shares subject to the grant shall vest quarterly over three years on: (i) 11/15; (ii) 2/15; (iii) 5/15; and (iv) 8/15.

/s/ Vijay Biligiri, Attorney-in-Fact for Brian H. Nutt


Common Stock

This includes an aggregate of 32,544 shares of common stock issuable pursuant to previously reported restricted stock units and earned performance units that have not vested.

The July 15, 2024 options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.


No Class A Common Stock (UAA) is beneficially owned.

/s/ Mehri F. Shadman, Attorney-in-Fact for Eric Liedtke


The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024, during an open trading window.

Represents the weighted average sale price. The lowest price at which shares were sold was $319.70 and the highest price at which shares were sold was $319.94. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

These shares are held of record by ACB 2021, LLC, of which the Reporting Person is the sole member. The Reporting Person disclaims beneficial ownership of the shares owned by ACB 2021, LLC, except to the extent of her pecuniary interest therein, if any.

/s/ Alesia J. Haas, by Lailey Rezai, Attorney-in-Fact


These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

/s/ Shannon C. Stanley, Attorney-in-fact


Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.


The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.64 to $0.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on June 30, 2025.


Reflects donation of 31,760 shares to a charitable fund.

/s/ Christina Banthin, by POA from Peter Zaffino


Common Stock

25% of the options will vest and become exercisable one year after the  grant date and the remaining 75% will vest in 12 substantially equal quarterly installments thereafter.


The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted by the Reporting Person on March 4, 2025.

Includes 126,544 unvested restricted stock units.

For Steve Holdridge, pursuant to the Power of Attorney previously filed.

/s/ William E. McDonald, attorney-in-fact


Reflects a grant of restricted stock that vests on August 15, 2026.

Includes shares acquired through the Issuer's Distribution Reinvestment Plan.


This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2024.


Reflects shares of Issuer's common stock withheld to satisfy tax withholding obligations upon vesting of time-based stock units.


Common Stock

Common Stock

Common Stock

The options executed and stock sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2024.

The options vest based on conditions set forth in their respective agreements.

The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.

Executive Vice President, Chief Legal Officer


Class C Common Stock

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2024.

The options are fully vested.


By Herbert Lynn Harton Revocable Trust dated 3/16/15


Common Stock

These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

This stock option vests as to 20% of the shares on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter.


Held through a limited liability company.


Common Stock

Represents shares held by several trusts of which Mr. Dueser is trustee, settlor and beneficiary.

In connection with the vesting on August 16, 2025, of 3,464 restricted stock units previously granted to the reporting person, the reporting person's receipt of 3,464 shares of common stock was deferred resulting in the reporting person's receipt instead of 3,464 shares of deferred stock units into the First Financial Bankshares, Inc. Supplemental Executive Retirement Plan, as amended and restated effected July 26, 2022 (the "SERP"). The reporting person is therefore reporting the disposition of 3,464 restricted stock units in exchange for an equal number of deferred stock units under the SERP, which are payable upon the reporting person's termination.

Represents shares that are owned by a family limited partnership of which Mr. Dueser serves as manager of the general partner and to which he disclaims beneficial ownership with respect to 353,253 shares. This report should not be deemed an admission that Mr. Dueser is the beneficial owner of these shares for purposes of Section 16 or any other purpose.

Represents shares that are owned by a family limited partnership of which Mr. Dueser serves as manager of the general partner and to which he disclaims beneficial ownership with respect to 291,125 shares. This report should not be deemed an admission that Mr. Dueser is the beneficial owner of these shares for purposes of Section 16 or any other purpose.

By:  Michelle S. Hickox      Attorney in Fact for      F. Scott Dueser


These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.


Common Stock

Common Stock

Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

/s/ Thomas J. DesRosier, attorney-in-fact for Eric D. Shaff


The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee.  Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust.  Dr. Frost is one of two limited partners of Frost Gamma L.P.  The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation.  Dr. Frost is also the sole shareholder of Frost-Nevada Corporation.  The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary.  The Reporting Person is one of seven limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P.  The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Phillip Frost, M.D., Individually and as Trustee


Reflects a distribution of 2,034 shares from a GRAT to another trust.

Reflects the transfer of 3,131 shares previously held indirectly in trust by the Reporting Person.  Such shares are now held directly.

/s/Wendy C. Skjerven, by power of attorney


The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.91 to $1.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.84 to $1.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Mr. Young holds 67% of the membership interests in Keystone Cranberry, LLC ("Keystone"), is the sole managing member and has sole voting and investment power over the shares held by Keystone. Mr. Young disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.


Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

The reported sales were effected pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), adopted on November 26, 2024.


Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Includes 10,000 shares of Series B Preferred Stock which are held jointly with his spouse with right of survival, and that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering and which have no expiration date.

Includes 14,083 shares of Nonvoting Common Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering and which have no expiration date. Of his 14,083 shares of Nonvoting Common Stock, (i) 10,000 are held in his individual name and (ii) 4,083 are held jointly with his spouse with right of survival.

The options were granted initially as the right to buy Nonvoting Common Stock. On the closing date of the initial public offering, these converted to the right to buy Common Stock instead of Nonvoting Common Stock, for the same price and under the same conditions.

The options are fully vested.

/s/Alessandra Maria Corona Henriques, Attorney-in-Fact


Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Includes dividend equivalents accrued during the vesting period that are subject to the same time-based vesting conditions as the underlying stock-settled restricted stock units.

The stock-settled restricted stock units were deemed to have settled for an equivalent number of shares of News Corporation's Class A Common Stock.

Represents shares withheld upon vesting of the applicable incentive award to satisfy tax withholding obligations.

Each stock-settled restricted stock unit is the economic equivalent of one share of News Corporation's Class A Common Stock.

The stock-settled restricted stock units were granted as part of the Reporting Person's fiscal 2026 long-term equity incentive award.

The stock-settled restricted stock units will vest in thirds on August 15, 2026, 2027 and 2028, subject to time-based vesting conditions.

/s/ Kenneth C. Mertz as Attorney-in-Fact for Marygrace DeGrazio


Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonqualified Stock Option (Right to Buy)

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Represents 500 shares of Series B Preferred Stock, held jointly with his spouse with right of survivorship, that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering ("IPO") and which have no expiration date.

Represents 387,296 shares of Nonvoting Common Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's IPO and which have no expiration date.

The options were granted initially as the right to buy Nonvoting Common Stock. On the closing date of the IPO, these converted to the right to buy Common Stock instead of Nonvoting Common Stock, for the same price and under the same conditions.

The options are fully vested.


Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of Common Stock per RSU. The RSUs will vest 25% quarterly, such that the RSUs will vest completely on the first anniversary of the date of grant. The grant will be settled pursuant to the terms of the Issuer's 2023 Equity Incentive Plan.

/s/ Kris Kang, attorney-in-fact to Ronald V. Waters


Common Stock

Common Stock

Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Chief Legal Officer, EVP, Co-Chief Executive Officer, and Co-President


Class A Common Stock

/s/ Kenneth C. Mertz as Attorney-in-Fact for Julian Delany


These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.


Held by Quivetneck Capital LLC of which Mr. Smollen is a managing member

Common Stock

Common Stock

Series B Preferred Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Series B Preferred Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Includes 65,947 shares of Nonvoting Common Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering ("IPO") and which have no expiration date.

Represents 91,666 shares of Series B Preferred Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's IPO and which have no expiration date.

The options were granted initially as the right to buy Nonvoting Common Stock or Series B Preferred Stock, as applicable. On the closing date of the IPO, these converted to the right to buy Common Stock instead of Nonvoting Common Stock or Series B Preferred Stock, as applicable, for the same price and under the same conditions.

The options are fully vested.


Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Includes dividend equivalents accrued during the performance period that are subject to the same performance-based and time-based vesting conditions as the underlying stock-settled performance
stock units.

The stock-settled performance stock units were deemed to have settled for an equivalent number of shares of News Corporation's Class A Common Stock.

Represents shares withheld upon vesting of the applicable incentive award to satisfy tax withholding obligations.

Includes dividend equivalents accrued during the vesting period that are subject to the same time-based vesting conditions as the underlying stock-settled restricted stock units.

The stock-settled restricted stock units were deemed to have settled for an equivalent number of shares of News Corporation's Class A Common Stock.

The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.440 to $29.465, inclusive. The reporting person undertakes to provide to News
Corporation, any security holder of News Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

Each stock-settled performance stock unit is the economic equivalent of one share of News Corporation's Class A Common Stock.

Each stock-settled restricted stock unit is the economic equivalent of one share of News Corporation's Class A Common Stock.

The stock-settled restricted stock units were granted as part of the Reporting Person's fiscal 2026 long-term equity incentive award.

The stock-settled restricted stock units will vest in thirds on August 15, 2026, 2027 and 2028, subject to time-based vesting conditions.

/s/ Kenneth C. Mertz as Attorney-in-Fact for Ruth Allen


Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of Common Stock per RSU. The RSUs will vest 25% quarterly, such that the RSUs will vest completely on the first anniversary of the date of grant. The grant will be settled pursuant to the terms of the Issuer's 2023 Equity Incentive Plan.

/s/ Kris Kang, attorney-in-fact to Linda M. Breard


Common Stock

Includes 238,462 shares of Nonvoting Common Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering and which have no expiration date.

Includes of shares of Common Stock held by Arzan AM Limited ("Arzan Limited"), of which Mr. Al-Bahar is a director. Mr. Al-Bahar disclaims beneficial ownership of our securities held by Arzan Limited and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.


Common Stock

Common Stock

Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on April 13, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

/s/ Thomas J. DesRosier, attorney-in-fact for Matthew R. Henn


Nonvoting Common Stock

Common Stock

The options were granted initially as the right to buy Nonvoting Common Stock. On the closing date of the initial public offering, these converted to the right to buy Common Stock instead of Nonvoting Common Stock, for the same price and under the same conditions.

The options are fully vested.


Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Represents 500 shares of Series B Preferred Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering ("IPO") and which have no expiration date.

Represents 200,475 shares of Nonvoting Common Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's IPO and which have no expiration date.

The options were granted initially as the right to buy Nonvoting Common Stock. On the closing date of the IPO, these converted to the right to buy Common Stock instead of Nonvoting Common Stock, for the same price and under the same conditions.

The options are fully vested.


Class A Common Stock

Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 1/12th of the restricted stock unit ("RSU") award granted on February 16, 2023.

Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

Shares of the Company's Class A Common Stock withheld to pay applicable taxes.

A total of 4,520 RSUs were originally granted on February 16, 2023, under the Company's 2017 Incentive Award Plan and such originally granted amount began vesting in quarterly installments over three years, commencing on May 16, 2023, with 1/12th of such RSUs vesting on each quarterly vesting date so that the RSUs will be fully vested on the twelfth quarterly vesting date (February 16, 2026).

/s/ Kelli Arman, on behalf of Kathryn Diaz, by Power of Attorney


/s/ Kris Kang, attorney-in-fact to Virginia G. Breen


Shares withheld to satisfy applicable tax withholding obligation.

/s/ Edward Terrell Gilbert, JR as attorney in fact for Barend Snyman


Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

The options are fully vested.


/s/ John R. Stewart, as Attorney-in-Fact for Lynn M. Kerber


This transaction is being reported late due to an administrative oversight.

/s/ Edward Berg, Attorney-in-Fact for Kevin Finney


Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Series B Preferred Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Represents 49,194 shares of Nonvoting Common Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's IPO and which have no expiration date. Includes 5,000 shares held jointly with his spouse with right of survivorship.

The options were granted initially as the right to buy Nonvoting Common Stock or Series B Preferred Stock, as applicable. On the closing date of the IPO, these converted to the right to buy Common Stock instead of Nonvoting Common Stock or Series B Preferred Stock, as applicable, for the same price and under the same conditions.

The options are fully vested.


Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Class A Common Stock

Includes dividend equivalents accrued during the performance period that are subject to the same performance-based and time-based vesting conditions as the underlying stock-settled performance stock units.

The stock-settled performance stock units were deemed to have settled for an equivalent number of shares of News Corporation's Class A Common Stock.

Represents shares withheld upon vesting of the applicable incentive award to satisfy tax withholding obligations.

Includes dividend equivalents accrued during the vesting period that are subject to the same time-based vesting conditions as the underlying stock-settled restricted stock units.

The stock-settled restricted stock units were deemed to have settled for an equivalent number of shares of News Corporation's Class A Common Stock.

The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.720 to $29.765, inclusive. The reporting person undertakes to provide to News
Corporation, any security holder of News Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Each stock-settled performance stock unit is the economic equivalent of one share of News Corporation's Class A Common Stock.

Each stock-settled restricted stock unit is the economic equivalent of one share of News Corporation's Class A Common Stock.

The stock-settled restricted stock units were granted as part of the Reporting Person's fiscal 2026 long-term equity incentive award.

The stock-settled restricted stock units will vest in thirds on August 15, 2026, 2027 and 2028, subject to time-based vesting conditions.

/s/ Kenneth C. Mertz as Attorney-in-Fact for David B. Pitofsky


This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

/s/ David T. Shapiro, by power of attorney


Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of Common Stock per RSU. The RSUs will vest 25% quarterly, such that the RSUs will vest completely on the first anniversary of the date of grant. The grant will be settled pursuant to the terms of the Issuer's 2023 Equity Incentive Plan.

/s/ Kris Kang, attorney-in-fact for Craig Conway


/s/ Mark E. Secor, as Attorney-in-Fact for Thomas M. Prame


Class A Common Stock

Class A Common Stock

/s/ Kenneth C. Mertz as Attorney-in-Fact for Lavanya Chandrashekar


Common Stock

Common Stock

Series B Preferred Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Series B Preferred Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Nonvoting Common Stock

Common Stock

Represents 500 shares of Series B Preferred Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering ("IPO") and which have no expiration date.

Represents 43,442 shares of Nonvoting Common Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's IPO and which have no expiration date. 4,500 of those shares are held jointly with his spouse with right of survivorship.

The options are fully vested.

/s/Alessandra Maria Corona Henriques, Attorney-in-Fact


Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

The shares represent restricted stock units, which vest in full on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (or the date immediately prior to such meeting if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election) or (ii) the one-year anniversary of the grant date, in each case subject to the Reporting Person's continued service through such date.


On August 15, 2025, the reporting person was awarded 26,143 restricted stock units ("RSUs") under the Issuer's 2015 Stock Incentive Plan in lieu of cash compensation that would otherwise have been owed to the reporting person. The RSUs will be earned in six approximately equal monthly installments commencing on September 1, 2025. Once earned, they will remain subject to additional time-based vesting in two installments of 13,072 units and 13,071 units on each of November 1, 2025 and February 1, 2026, respectively, and are generally subject to continued service by the reporting person throughout each applicable earning and vesting date. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of RSUs that have been earned and vested as of the applicable vesting date.


2023 Cash Settled Restricted Stock Units

Common Stock

2024 Cash Settled Restricted Stock Units

Common Stock

Each Unit is the equivalent of one share of State Street Corporation common stock.

Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.

Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.

/s/ Shannon C. Stanley, Attorney-in-fact