These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.9347, inclusive. The Reporting Persons (as defined below) undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.14 to $81.99, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.0001 to $82.9978, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.92, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.0158 to $84.65, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

This report is filed jointly by Weichai America Corp., Weichai Power Co., Ltd. and Shandong Heavy Industry Group Co., Ltd. (collectively, the "Reporting Persons"). Weichai America Corp. is the direct owner of the Common Stock referenced in this report and shares the power to vote and the power to dispose of all of such shares of Common Stock with the other Reporting Persons. No individual has beneficial ownership over the Common Stock beneficially owned by the Reporting Persons.

Exhibit List:
Exhibit 24.1 - Power of Attorney (Weichai Power Co., Ltd.), incorporated by reference to Exhibit 24.1 to the Form 4 filed by Reporting Persons with the Securities and Exchange Commission on August 14, 2025
Exhibit 24.2 - Power of Attorney (Shandong Heavy Industry Group Co., Ltd.), incorporated by reference to Exhibit 24.2 to the Form 4 filed by Reporting Persons with the Securities and Exchange Commission on August 14, 2025


Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Common Stock

Represents shares of common stock of the Issuer received on December 21, 2023, as consideration pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported shares in exchange for shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Airship Kirkland Family Limited Partnership is the record holder of the securities reported herein. Victor Huang is the managing partner of Airship Kirkland Family Limited Partnership and as such has voting and dispositive power over these securities. Mr. Huang disclaims beneficial ownership of the securities held by Airship Kirkland Family Limited Partnership, except to the extent of his pecuniary interest therein.

Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Represents stock appreciation rights denominated in shares of common stock of the Issuer received on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of stock appreciation rights denominated in shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Represents warrants to purchase shares of common stock of the Issuer received by the Reporting Person on December 21, 2023, pursuant to the Merger Agreement, upon the conversion of warrants to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Pursuant to earnout provisions in the Merger Agreement, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

Options vest quarterly over 4 years.

Public Warrant (AISPW shares) Exercise Price subject to adjustment and expire five years after the closing of the merger on December 21, 2023, or earlier upon redemption or liquidation.


Represents common shares withheld by the Issuer as payment of tax withholdings due upon vesting of 908 common shares.


Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.36 to $75.2673 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.


This transaction was executed in multiple trades at prices ranging from $234.9000 to $234.9100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.


Represents common shares withheld by the Issuer as payment of tax withholdings due upon vesting of 674 common shares.


The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.49917 to $69.935 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Gives effect to pro rata distributions of shares by Revolution Growth GP III, LP ("RG GP III") to its general and limited partners, and the subsequent distribution of shares by the general partner to its members, in each case for no consideration, which represented a change in the form of the Reporting Person's ownership that was not required to be reported under Section 16. The Reporting Person is a member of the investment committee of the ultimate general partner of RG GP III.

This amendment is being filed to disclose the price range for which the shares were sold.


Class A Common Stock

Class A Common Stock

The closing of Sitio Royalties Corp's ("Sitio") previously announced merger with Viper Energy, Inc., a Delaware corporation occurred on August 19, 2025.

In connection with the closing, 36,495,520 Sitio Royalties Operating Partnership, LP Units ("Sitio Opco Units") held by the Kimmeridge Companies (as defined below) were converted into 17,718,574 common units representing limited liability company membership interests in Viper Energy Partners LLC and 17,718,574 shares of Class B common stock, par value $0.000001 per share, of the new holding company resulting from the merger ("New Viper"). In addition, in connection with the closing, 36,495,520 shares of Class C Common Stock held by the Kimmeridge Companies were cancelled and ceased to exist. As a result, the Reporting Person no longer beneficially owns any securities.

The securities to which this filing relates were held directly by KMF DPM HoldCo, LLC ("KMF HoldCo") and Chambers DPM HoldCo, LLC ("Chambers HoldCo"). (the "Kimmeridge Companies") Kimmeridge Energy Management Company, LLC, a Delaware limited liability company (the "Reporting Person"), acts as the investment adviser to the parent company of each of KMF HoldCo and Chambers HoldCo. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Each Allocation Right entitled the Reporting Person to receive one share of Sitio Class C Common Stock and one Sitio Opco Unit to the extent any shares of Sitio Class C Common Stock and Sitio Opco Units were forfeited by the holders thereof. In connection with the closing, the Allocation Rights were cancelled and ceased to exist.

The Reporting Person may be have been deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, by virtue of the fact that Mr. Noam Lockshin, a member of the Board of Managers of the Reporting Person, currently served on the board of directors of the Issuer.

Kimmeridge Energy Management Company, LLC, By: /s/ Tamar Goldstein, General Counsel


The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC and (iii) a trustee of Lefkofsky Family Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT.


By Ryan Fukushima Irrevocable Family Trust


In connection with her appointment as the chair of the Audit Committee of the Board of Directors of the Issuer, the Reporting Person received restricted stock units ("RSUs"), which will fully vest on June 9, 2026, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.

Includes 13,753 RSUs.

/s/ Elliot Kahler, as attorney-in-fact for Heather Harding


The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

These shares are directly held by Third Rock Ventures IV, L.P. ("TRV IV"). The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Each of TRV GP IV and TRV GP IV LLC disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares.


Common Stock

Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Represents a grant of RSUs of which 305,685 will vest in equal installments on August 14, 2026, August 14, 2027, and August 14, 2028, subject to Ms. College's continuous employment or service with the Issuer or an affilate until the applicable vesting date.

Chief Merchandising and Supply Chain Officer

/s/ Benjamin Lindquist, as Attorney-in-Fact for Amy College


/s/ Paul Fipps by Russell S. Elmer, Attorney-in-Fact


Reflects shares sold to cover tax withholding liability in connection with the vesting and settlement of restricted stock units.


These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.27 to $50.35 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Pursuant to an agreement between the Reporting Person and his former spouse, the Reporting Person has sole voting control over the shares. The Reporting Person has no pecuniary interest in the shares.


The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2025.

Represents the aggregate of sales effected on the same day at different prices.

Represents the weighted average sales price per share. The shares sold at prices ranging from $900.00 to $900.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

/s/ William R. McDermott by Russell S. Elmer, Attorney-in-Fact


Common Stock

Common Stock

Common Stock

This Form 4 reports the moving of unvested time-based restricted stock units ("RSUs") previously reported in Table I to Table II in addition to the transactions reflected herein.

Reflects a decrease of 3,981 shares of the Issuer's Common Stock representing unvested RSUs that were previously reported in Table I and are being reported in Table II of this Form 4 as derivative securities.

Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs do not expire. They either vest or are cancelled prior to the vesting date.

As previously reported on August 27, 2024, these RSUs were granted on August 23, 2024. 100% of the RSUs granted vested on August 20, 2025, which was the earlier of the one year anniversary of the date of grant (August 23, 2025) and the date of the Issuer's 2025 Annual Meeting of Stockholders (which was held on August 20, 2025).

Represents the grant of RSUs. 100% of the RSUs granted will vest on the earlier of the one year anniversary of the date of grant (August 20, 2026) and the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Issuer on the applicable vesting date.


/s/ Christine K. Son as attorney-in-fact for Vance Y. Chang


The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2025.


Common Stock

Common Stock

Common Stock

Common Stock

Reflects a decrease of 8,650 shares of the Issuer's Common Stock representing unvested RSUs that were previously reported in Table I and are being reported in Table II of this Form 4 as derivative securities.

As previously reported on September 5, 2023, these RSUs were granted on September 1, 2023. 25% of the RSUs granted vested on September 1, 2024 and the balance of the RSUs vest in equal quarterly installments thereafter until fully vested, subject to the Reporting Person's continued service as director of the Issuer on the applicable vesting dates.


Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

/s/ Donald R. Reynolds, by Power of Attorney


Common Stock

Common Stock

The shares of Intapp, Inc.'s (the "Issuer") common stock reported in this Form 4 represent shares earned, as certified by the audit committee of the board of directors of the Issuer on August 19, 2025, based on the level of achievement of the applicable performance conditions over the applicable performance period, in respect of performance share units granted pursuant to the Intapp, Inc. 2021 Omnibus Incentive Plan. The earned shares of Issuer common stock reported in this Form 4 are subject to service-based vesting requirements that lapsed on August 20, 2025.

The reported transaction involved a restricted share unit ("RSU") vesting on August 20, 2025.

Shares of Intapp, Inc.'s (the "Company") common stock sold for tax liability incurred upon the vesting of performance share units and RSUs granted pursuant to the Intapp, Inc. 2021 Omnibus Incentive Plan. Shares were sold pursuant to a 10b5-1 plan put in place by the Company on May 14, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $41.8477: $41.66 to $41.9956, inclusive, (b) with respect to the weighted average price of $42.3552: $42.00 to $42.98, inclusive, and (c) with respect to the weighted average price of $43.0935: $43.01 to $43.22, inclusive.  The reporting person undertakes to provide to Intapp, Inc., any security holder of Intapp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

The reported transaction involved the reporting person's receipt of a grant of RSUs under the Intapp, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of Intapp, Inc. common stock.

The RSUs vest, subject to continued employment, as to 8.33% of the shares on November 20, 2025, and in 11 equal quarterly installments thereafter.

The RSUs have vested and will vest, subject to continued employment, as to 8.33% of the shares on November 20, 2024, and in 11 equal quarterly installments thereafter.


Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units held by the reporting person. These dividend equivalent rights vest on the same schedules as the underlying awards.

/s/ Ryan S. Spengler, as Attorney-in-fact


McBee Brannin

290 WEST MT. PLEASANT AVENUE, SUITE 4100

The reported transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.67 to $89.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 and in footnotes 3 through 8.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.67 to $90.66, inclusive.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.67 to $91.64, inclusive.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.68 to $92.675, inclusive.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.68 to $93.67, inclusive.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.71 to $94.68, inclusive.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.75 to $95.63, inclusive.

The reported securities are directly held by the Brannin J. McBee 2022 Irrevocable Trust, of which the reporting person's spouse and minor child are beneficiaries and for which the reporting person's spouse serves as trustee.

The reported securities are directly held by the Canis Major SM Trust (the "Canis Trust"), an irrevocable trust with a third-party trustee, of which the reporting person's minor child is beneficiary. The reporting person has the power to remove and replace the Canis Trust's trustee.

The reported securities are directly held of record by the reporting person's minor child.

/s/ Kristen McVeety, as Attorney-in-Fact


/s/ Christine K. Son as attorney-in-fact for John W. Peyton


On August 21, 2025, the reporting person contributed Issuer common stock ("Common Stock") to an exchange fund in exchange for shares of the exchange fund.  For purposes of determining the number of shares of the exchange fund issuable pursuant to such exchange, the Common Stock was valued at $480.50 per share, which was the closing price of the Common Stock on the New York Stock Exchange on August 20, 2025. The transaction with the exchange fund closed on August 21, 2025.

George P. McDonald by Power of Attorney from John C. Watts


Common Stock

Reflects the issuance of common stock in connection with the cash exercise of stock options.

These stock options are fully vested and exercised.


Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007.


Common Stock

Common Stock

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2025.

The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $500.002 to $500.317, inclusive.  The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.

The option vested in four equal installments on February 26, 2020, 2021, 2022, and 2023.

/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper


This transaction represents the transfer of common stock from the GRAT to the reporting person.

This transaction represents the transfer of common stock by bona fide gift from the reporting person to a trust held for the benefit of the reporting person's spouse.  The reporting person's spouse is a trustee of the trust.


The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended.


Pursuant to a power of substitution, the Reporting Person transferred 4,000 shares of Issuer common stock to each of the trust accounts reported above in exchange for assets of equal value. The transfers were made at a price per share equal to $243.90, which represents the average of the high and low price per share of Issuer common stock on August 19, 2025. These transfers did not change the total number of shares of Issuer common stock for which the Reporting Person may be deemed to have beneficial ownership. The Reporting Person believes that the transfer of shares to these trusts constitutes a change in the form of beneficial ownership of such shares, exempted by Rule 16a-13 under the
Securities Exchange Act of 1934.


The Reporting Person is the sole owner and holds voting and dispositive control of Support Services Group LLC.


Common Stock

Common Stock

This transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted on 3/3/2025.

This stock option is fully vested.


Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.


The shares reported in this transaction were a charitable donation to a donor advised fund.


Class A Common Stock

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

/s/ Betsy Judd, Attorney-in-Fact for Kathryn George


The price in Column 4 is a weighted average sale price. The prices actually received ranged from $207.73 to $207.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.


Common Stock

Common Stock

Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs do not expire. They either vest or are cancelled prior to the vesting date.

As previously reported on August 27, 2024, these RSUs were granted on August 23, 2024. 100% of the RSUs granted vested on August 20, 2025, which was the earlier of the one year anniversary of the date of grant (August 23, 2025) and the date of the Issuer's 2025 Annual Meeting of Stockholders (which was held on August 20, 2025).

Represents the grant of RSUs. 100% of the RSUs granted will vest on the earlier of the one year anniversary of the date of grant (August 20, 2026) and the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Issuer on the applicable vesting date.


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.99, inclusive. The reporting person undertakes to provide to Wayfair Inc., any security holder of Wayfair Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide to Wayfair Inc., any security holder of Wayfair Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.99, inclusive. The reporting person undertakes to provide to Wayfair Inc., any security holder of Wayfair Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.99, inclusive. The reporting person undertakes to provide to Wayfair Inc., any security holder of Wayfair Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Represents shares directly owned by SK Ventures LLC, of which the reporting person is a member and may be deemed to be a beneficial owner.

/s/ Enrique Colbert, Attorney-in-Fact for Steven Conine


The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2368 to $0.2416, inclusive. The reporting person undertakes to provide to 374Water Inc., any security holder of 374Water Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.


Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 20, 2025.

Includes 2,500 shares of Class A Common Stock acquired pursuant to the Nextdoor Holdings, Inc. 2021 Employee Stock Purchase Plan on August 14, 2025 in a transaction that was exempt under Rules 16b-3(c) and 16b-3(d).

/s/ Noah Johnson, as Attorney-in-Fact for Reporting Person


/s/ Enrique Colbert, Attorney-in-fact for Niraj Shah


Class A Common Stock

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

/s/ Betsy Judd, Attorney-in-Fact for Gerard Johan Hart


The reported sale of 1,948 shares of common stock were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.72 to $13.87, inclusive. The reporting person undertakes to provide to Lightbridge Corporation, any security holder of Lightbridge Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

/s/ Larry Goldman, Attorney-in-Fact for Sweta Chakraborty


Common Stock

Common Stock

This Form 4 reports the moving of unvested time-based restricted stock units ("RSUs") previously reported in Table I to Table II in addition to the transactions reflected herein.

Reflects a decrease of 8,099 shares of the Issuer's Common Stock representing unvested RSUs that were previously reported in Table I and are being reported in Table II of this Form 4 as derivative securities.

Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs do not expire. They either vest or are cancelled prior to the vesting date.

As previously reported on September 6, 2024, these RSUs were granted on September 4, 2024. 25% of the RSUs granted will vest on September 4, 2025 and the balance of the RSUs vest in equal quarterly installments thereafter until fully vested, subject to the Reporting Person's continued service as director of the Issuer on the applicable vesting dates.

Represents the grant of RSUs. 100% of the RSUs granted will vest on the earlier of the one year anniversary of the date of grant (August 20, 2026) and the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Issuer on the applicable vesting date.


/s/ Austin Y. Ke, attorney-in-fact for Robert S Fletcher


Common Stock

Common Stock

The shares of Intapp, Inc.'s (the "Issuer") common stock reported in this Form 4 represent shares earned, as certified by the audit committee of the board of directors of the Issuer on August 19, 2025, based on the level of achievement of the applicable performance conditions over the applicable performance period, in respect of performance share units granted pursuant to the Intapp, Inc. 2021 Omnibus Incentive Plan. The earned shares of Issuer common stock reported in this Form 4 are subject to service-based vesting requirements that lapsed on August 20, 2025.

The reported transaction involved a restricted share unit ("RSU") vesting on August 20, 2025.

Shares of Intapp, Inc.'s (the "Company") common stock sold for tax liability incurred upon the vesting of performance share units and RSUs granted pursuant to the Intapp, Inc. 2021 Omnibus Incentive Plan. Shares were sold pursuant to a 10b5-1 plan put in place by the Company on May 14, 2025.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $41.8477: $41.66 to $41.9956, inclusive, (b) with respect to the weighted average price of $42.3552: $42.00 to $42.98, inclusive, and (c) with respect to the weighted average price of $43.0935: $43.01 to $43.22, inclusive.  The reporting person undertakes to provide to Intapp, Inc., any security holder of Intapp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Shares held by the Coleman Family Trust, of which the reporting person and his spouse are trustees and sole beneficiaries.

Shares held by Gambatte LLC, an entity controlled by and for the sole benefit of the Coleman Family Trust.

The reported transaction involved the reporting person's receipt of a grant of RSUs under the Intapp, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of Intapp, Inc. common stock.

The RSUs vest, subject to continued employment, as to 8.33% of the shares on November 20, 2025, and in 11 equal quarterly installments thereafter.

The RSUs have vested and will vest, subject to continued employment, as to 8.33% of the shares on November 20, 2024, and in 11 equal quarterly installments thereafter.


The Anthony J. Wood 2024 Annuity Trust V-B

The Anthony J. Wood 2023 Annuity Trust V-B


The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.9130 through $2.9387, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.88 through $2.9399, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.


Reflects the gift of common stock to a charitable donor advised fund.


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.795 to $11.00. The Reporting Person undertakes to provide EverCommerce Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.72 to $10.97. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

All sale transactions reported herein were made pursuant to a Rule 10b5-1 trading plan dated June 14, 2024.


Common Stock

Common Stock

Includes 113 shares acquired under the Inspire Medical Systems, Inc. 2018 Employee Stock Purchase Plan on June 30, 2025.

Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the exercise of Stock Options.

The option is fully vested and exercisable.

/s/ Bryan Phillips, Attorney-in-Fact for Richard Buchholz


Non-Qualified Stock Option (right to buy)

Common Stock

This transaction was automatically executed pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2025.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.0700 to $23.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

The shares underlying this option vest in forty-eight equal monthly installments following February 2, 2022, subject to the Reporting Person's continued service on each such vesting date.


Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.76 to $4.01, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

The shares are held of record by the Bracebridge H. Young, Jr. 1999 Family Trust (the "1999 Family Trust"), an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family members are beneficiaries.


This transaction was automatically executed pursuant to a Rule 10b5-1 trading plan adopted on May 20, 2025.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.6700 to $21.5700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.0000 to $23.355, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.


The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2024.

The sale price represents the weighted average price of the shares sold ranging from $131.40 to $132.31 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

The sale price represents the weighted average price of the shares sold ranging from $132.44 to $133.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

The sale price represents the weighted average price of the shares sold ranging from $133.45 to $133.73 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.


Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

/s/ Jamie A. Greenberg, Attorney-in-fact


The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on November 20, 2024.

/s/ Kris Kang, attorney-in-fact to Nicholas Rost


Common Stock

Common Stock

Of these shares, 54,499 are restricted and vest in full on September 1, 2025, and 200,000 are restricted and vest on the first, second and third anniversary of the grant date, November 15, 2024.

These shares are held by a trust for the benefit of the reporting person's children.  The reporting person's spouse is trustee of the trust.  The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Each performance right represents a contingent right to receive one share of Fathom Holdings Inc. common stock.  The performance rights vest upon Fathom's common stock achieving a specified price per share for a specified time.


Kerdman Alina

C/O COGNIZANT TECHNOLOGY SOLUTIONS CORP.

/s/ Kelli Arman, on behalf of Alina Kerdman, by Power of Attorney


Common Stock

The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.


The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.14 to $177.86, inclusive. The reporting person undertakes to provide to Paylocity Holding Corporation, any security holder of Paylocity Holding Corporation, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 and 3 of this Form 4.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $178.46 to $179.43, inclusive.

/s/ Kris Kang, attorney-in-fact to Ryan Glenn


Dawson Geophysical Company-Common Stock $0.01 par value


/s/ Shannon C. Stanley, Attorney-in-fact


/s/ Timonthy Chang attorney-in-fact for Sang Young Lee


First BanCorp Common Stock, pay value $0.10 per share

This amount represents the weighted average sale price for the shares, which were sold in multiple transactions on August 19, 2025 at prices ranging from $21.3550 to $21.4901.Thereporting person undertakes to provide to First BanCorp, any security holder of First BanCorp, or the staff of the Securities and Exchange Commission, upon request,fullinformation regarding the number of shares sold at each separate price within the ranges set forth in footnote (1).

/s/ Adolfo Sepulveda, Esq., Attorney-in-Fact


Represents the weighted average of a range of sale prices from $140.00 to $141.00. The Reporting Person undertakes to provide to the staff of Securities and Exchange Commission, the Company or any shareholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Represents the weighted average of a range of sale prices from $141.01 to $142.01. The Reporting Person undertakes to provide to the staff of Securities and Exchange Commission, the Company or any shareholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Represents the weighted average of a range of sale prices from $142.02 to $142.73. The Reporting Person undertakes to provide to the staff of Securities and Exchange Commission, the Company or any shareholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Represents the weighted average of a range of sale prices from $143.03 to $143.09. The Reporting Person undertakes to provide to the staff of Securities and Exchange Commission, the Company or any shareholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

/s/ Brian Millard (by Mauro Premutico as power of attorney)


Diodes Incorporated Common Stock - Performance Stock Units

These shares are held in accounts for the reporting persons children, and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not
an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.

Brett R. Whitmire as Power of Attorney for Emily Yang


This is the weighted average purchase price for a number of separate purchases executed in the range of $11.56 to $11.805 per share. Upon request, the reporting person will provide to the SEC Staff, the issuer, or a securityholder of the issuer full information regarding the number of shares purchased at each separate price.

/s/John F. Brown, as attorney-in-fact for Barend Fruithof


VP, Sec & Chairman of Alexander Railroad

gifted to son

gifted to Newton Depot

Gifted to daughter


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.52 - $1.62, inclusive. The reporting person undertakes to provide to Cloudastructure, Inc., any security holder of Cloudastructure, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.43 - $1.47, inclusive. The reporting person undertakes to provide to Cloudastructure, Inc., any security holder of Cloudastructure, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

/s/ Greg Smitherman, as Attorney-in-Fact for Sheldon Richard Bentley


The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.10 to $49.27, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.


The reporting person made a charitable contribution to a non-affiliated entity.

Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan.

By: Trevor L. Kingston, Attorney-in-Fact For: Kenyatta G. Rocker


/s/ Mark Hueppelsheuser, Attorney-in-fact for Brad Hively


Trustee of Martin Tuchman Revocable Trust

Martin Tuchman, by Edward Hogan, attorney-in-fact


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.75 to $11.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased or sold, as applicable, at each separate price within the ranges set forth in this footnote.

/s/ Louisa Daniels, Attorney-in-Fact for Joseph M. Taylor


/s/ Lori A. Castillo, By Power of Attorney


Class A Common Stock

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

/s/ Betsy Judd, Attorney-in-Fact for Stephen Gillett


/s/ Nilo De Castro, Attorney-in-fact for Romeo R. Dizon


Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc.

Horizon Common Inc. received 8,214,337 shares in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc. Mr. Stahl exercises discretion over the shares of the Issuer and owns approximately 21% of those held by Horizon Common Inc. He disclaims beneficial ownership over the remaining shares.

FRMO Corp. received 823,863 shares in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc. Mr. Stahl exercises discretion over the shares of the Issuer and
owns approximately 16% of those held by FRMO Corp. He disclaims beneficial ownership over the remaining shares.

Mr. Stahl exercises discretion over shares of the Issuer and disclaims beneficial ownership except to the extent of his pecuniary interest.


Shares were acquired pursuant to the exercise of rights to acquire common shares in the Fund's transferrable rights offering, which expired on August 13, 2025, at the subscription price of $44.92. The number of common shares acquired was confirmed to exercising rights holders on August 20, 2025, following the pro-ration and allocation of shares pursuant to the over-subscription privilege.

Includes 52.048 shares of common stock acquired through an Automatic Dividend Reinvestment Plan (DRIP).

Includes 20.473 shares of common stock acquired through an Automatic Dividend Reinvestment Plan (DRIP).


Common Shares

Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares.  The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer.

Converted from C0.95 at C$1.3852=US$1.00

The DSUs vested immediately upon issuance and do not expire.


Common Shares


Shares withheld for tax purposes related to portion of August 17, 2021 restricted stock unit grant that vested on August 17, 2025.  The resulting shares were delivered on August 20, 2025.

Represents the balance of shares of Belden Inc. common stock held in the Belden Retirement Savings Plan as of the date of this filing.

The Reporting Person was awarded 22,486 performance stock units (PSUs) on August 17, 2021.  Following the performance period, it was determined based on the total stockholder return during the performance period that the PSUs earned a conversion factor of 2.0.  Therefore, the PSUs converted to 44,856 restricted stock units (RSUs).  This cell represents the number of shares withheld for tax purposes upon vesting.  The resulting shares were delivered on August 20, 2025.

/s/ Brian E. Anderson, attorney-in-fact for Ashish Chand


/s/ Joseph Selsavage by Guy Chayoun, attorney-in-fact


BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST


Open market purchase.

The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.15 to $8.86 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.


Shares sold to cover taxes on Stock Award.

/s/ Wednesday Shipp, attorney-in-fact for Jennifer L. Davis


Shares acquired through a Restricted Stock Grant under the Company's Incentive Compensation Plan.


Thirdline Real Estate Income Fund Common Shares


This statement is jointly filed by Bank of America Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.

Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) will be remitted to the Issuer.


By FMTC Custodian - Roth IRA FBO Eric W. Roberts

By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA

By IRA Financial Trust Company CFBO Eric W. Roberts

Common Stock

Immediately exercisable.


The weighted average purchase price for the transaction reported was $2.8194, and the range of prices were between $2.74 and $2.86. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.


This figure does not include 104,242 shares held directly by Mr. Stahl.

For each indirect account, Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.


On December 18, 2024, Horizon Kinetics Asset Management LLC (HKAM) filed an amendment to its Schedule 13D, in which it noted beneficial ownership of 3,578,173 shares and Murray Stahl's direct interest in 7,848 shares and his indirect interest in approximately 156,083 shares. The extent of HKAM's pecuniary interest in the shares beneficially owned is disclosed herein. Mr. Stahl does not exercise investment discretion with respect to the securities of the Issuer.


Class B Common Stock

The options exercise was executed in anticipation of the October 26, 2025 expiration date on a net settlement basis.

The stock option is fully vested. After this exercise of 2,000 options, the reporting person has no vested and exercisable options remaining.


FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND

/s/ Kevin L. Ziets, by Kristi Maher, attorney-in-fact, pursuant to a Power of Attorney


Depositary Shares, 1/40 interest in Series B Preferred Stock

Each Depositary Share represents 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share.

Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

/s/ Catherine Alqallaf, attorney-in-fact


Common Stock, par value $0.01 per share

The options vested annually in five equal installments beginning on the first anniversary of the date of grant.


The shares are purchased in one transaction at a price given in Column 4.


As trustee of SSH trust for adult daughter

The price reported in Column 4 of is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.24 to $67.615 inclusive. The reporting person undertakes to provide Prosperity Bancshares, any security holder of Prosperity Bancshares or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.195 to $67.615 inclusive.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.155 to $67.485 inclusive.

/s/ Charlotte M. Rasche, as Attorney in Fact


Non-qualified Stock Option (right to buy)

These options were granted on November 11, 2016. These options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.


The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $17.235 to $17.36, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $17.295 to $17.40, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

The reported units are owned directly by LE GP, LLC. The reported units represent his estimated pro rata interest in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

The reported units are owned directly by Kelcy Warren Partners III, LLC (formerly known as Seven Bridges Holdings LLC) a limited liability company owned by Mr. Warren.

Sonia Aube, Attorney-in-fact for Mr. Warren


Tri-Continental Corporation Common Stock


Common Stock

Common Stock

Common Stock

Held by the Conlin Family Foundation Trust

Common Stock

The Pre-Funded Warrants will be immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants.

The Pre-Funded Warrants will terminate when exercised in full.

The Warrants will be immediately exercisable after stockholder approval of the offering of the Warrants.

The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.


Common Stock

Common Stock


Common Stock

Common Stock

The Pre-Funded Warrants will be exercisable after stockholder approval of the offering of the Pre-Funded Warrants.

The Warrants will be exercisable after stockholder approval of the offering of the Warrants.


Includes shares acquired pursuant to the Issuer's Employee Stock Purchase Plan.  Such acquisitions are exempt under Rule 16-b3.

The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Represents shares held of record by the Foran 2012 Savings Trust for which the reporting person's spouse is a trustee.

Represents shares held of record by the Foran 2012 Security Trust for which the reporting person is the trustee.

Represents shares held of record by Sage Resources, Ltd., which is a limited partnership owned by the reporting person's family, including the reporting person.

Represents shares held of record collectively by the LRF 2011 Non-GST Trust, WJF 2011 Non-GST Trust, JNF 2011 Non-GST Trust, SIF 2011 Non-GST Trust and MCF 2011 Non-GST Trust (collectively, the "2011 Non-GST Trusts").  The reporting person and his spouse, as settlors of each of the 2011 Non-GST Trusts, retain the power of substitution with respect to the property of the 2011 Non-GST Trusts.

Represents shares held of record collectively by the LRF 2020 Non-GST Trust, WJF 2020 Non-GST Trust, SIF 2020 Non-GST Trust and MCF 2020 Non-GST Trust (collectively, the "2020 Non-GST Trusts").  The reporting person and his spouse, as settlors of each of the 2020 Non-GST Trusts, retain the power of substitution with respect to the property of the 2020 Non-GST Trusts.

Represents shares held of record by the JWF 2023-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.

Represents shares held of record by the NNF 2023-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.

Represents shares held of record by the JWF 2024-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.

Represents shares held of record by the NNF 2024-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.

Represents shares held of record by the JWF 2024-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.

Represents shares held of record by the NNF 2024-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.

Represents shares held of record by the JWF 2025-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.

Represents shares held of record by the NNF 2025-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.

/s/ Joseph Wm. Foran, by Cale L. Curtin as attorney-in-fact


As custodian for UTMA Accounts for minors

Represents the weighted average price of shares sold. The price of the shares sold ranged from $69.75 to $70.47 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

Represents securities held in 7 separate custodial accounts under the UTMA. The Reporting Person is the custodian of the UTMA accounts for the benefit of his grandchildren.

These securities of the Issuer are held by the Press Family Trust. As a Trustee of the Press Family Trust , Richard Press may be deemed to exercise voting and investment power over the shares held directly by the Press Family Trust.

The  shares reported are held directly by the spouse of the Reporting Person as separate property.  For purposes of Section 16 of the Exchange Act, the Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Represents securities held by the Press Family Trust III. As a Trustee of the Press Family Trust III, the Reporting Person may be deemed to exercise voting and investment power over the shares held directly by the Press Family Trust III.

Represents securities held by the Trust UW B Press. As a Trustee of the Trust UW B Press, the Reporting Person may be deemed to exercise voting and investment power over the shares held directly by the Trust UW B Press.


Class A Ordinary Shares, par value $0.05 per share

Shares are directly owned by the Marshall R. Bernes, M.D., Inc. Profit Sharing Plan ("PSP"), a retirement trust for which the Reporting Person serves as a trustee. The Reporting Person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

Shares are directly owned by the Marshall R. Bernes Family Trust ("Family Trust"). The Reporting Person is the settlor and a co-trustee of the Family Trust and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Family Trust.


Common Stock

Represents shares sold pursuant to a Rule 10b5-1 Plan adopted on May 13, 2025.

The weighted average sale price for the transaction reported was $16.6095 and the range of prices were between $16.26 and $17.1719. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

One-fourth of the shares subject to this option shall vest one year after March 20, 2023, and thereafter 1/36th of the shares subject to this option shall vest on each monthly anniversary thereof.


Common Stock

Represents shares sold pursuant to a Rule 10b5-1 Plan adopted on May 15, 2025.

The weighted average sale price for the transaction reported was $17.034505 and the range of prices were between $17.00 and $17.095. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

The shares subject to this option shall vest in 48 equal monthly installments measured from September 14, 2023.


The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.84, inclusive. The Reporting Person undertakes to provide to WillScot Holdings Corporation, any security holder of WillScot Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.


The sales reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

Price reflects weighted average sales price; actual sales prices ranged from $49.35 to $49.84. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

Includes the following: (1) 18,768 unvested RSUs, which will vest in two equal annual installments beginning on June 12, 2026; (2) 21,964 unvested RSUs, which will vest in three equal annual installments beginning on June 12, 2026; (3) 14,574 unvested RSUs, which will vest on June 14, 2026; (4) 10,532 unvested RSUs, which will vest in two equal annual installments beginning on August 15, 2026; and (5) 72,578 unvested RSUs, which will vest on September 25, 2027.

Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited.

/s/ Michael P. Hartung, by Kristine Murphy as attorney-in-fact


The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Represents weighted average sales price. The shares were sold at prices ranging from $3.05 to $3.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Includes 62,377 unvested RSUs.

The securities are held by Bernstein Investment Partners LLC, of which the Reporting Person is the Managing Member.

/s/ David M. Zlotchew, Attorney-in-Fact for Stuart Bernstein


Malone LG 2013 Charitable Remainder Unitrust

The price is a weighted average price. These shares were purchased in multiple transactions ranging from $35.610 to $36.000, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price is a weighted average price. These shares were purchased in multiple transactions ranging from $34.590 to $35.555, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price is a weighted average price. These shares were purchased in multiple transactions ranging from $35.450 to $36.000, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price is a weighted average price. These shares were purchased in multiple transactions ranging from $35.770 to $36.000, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price is a weighted average price. These shares were purchased in multiple transactions ranging from $35.590 to $36.000, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price is a weighted average price. These shares were purchased in multiple transactions ranging from $35.680 to $36.000, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price is a weighted average price. These shares were purchased in multiple transactions ranging from $35.565 to $36.000, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

/s/ Brittany A. Uthoff as Attorney-in-Fact for John C. Malone


Class A Common Stock

Class A Common Stock

Class A Common Stock

The warrants will expire on December 27, 2028, 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the S-1.

Reflects the weighted average price of 8,211 warrants of the Issuer purchased by the Reporting Person in multiple transactions on August 19, 2025 with purchase prices ranging from $0.123 to $0.130 per warrant, inclusive. The Reporting Person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of warrants purchased at each separate price.

Reflects the weighted average price of 336,628 warrants of the Issuer purchased by the Reporting Person in multiple transactions on August 20, 2025 with purchase prices ranging from $0.130 to $0.150 per warrant, inclusive. The Reporting Person hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of warrants purchased at each separate price.

Held by EG Sponsor. EnTrust Global Partners Offshore LP is the managing member of EG Sponsor and as such has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have shared beneficial ownership (along with EnTrust Global Group LLC, EnTrust Global LLC, GH EP Holdings LLC and EG Sponsor) of the securities held directly by EG Sponsor. Gregg Hymowitz is the managing member of GH EP Holdings, LLC, which is the managing member of EnTrust Global LLC, which is the managing member of EnTrust Global Group LLC, which serves as the general partner of EnTrust Global Partners Offshore LP, and as a result, may be deemed to have shared beneficial ownership of the securities held directly by EG Sponsor.

(Continued from footnote 4) An affiliate of GMF Capital has an approximately 50% membership interest in EG Sponsor. Each such person disclaims any beneficial ownership of such securities except the reported shares other than to the extent of its or his pecuniary interest therein.


Represents restricted stock units ("RSUs") granted as an initial award pursuant to the Issuer's Third Amended and Restated 2021 Equity Incentive Plan in connection with the Reporting Person's appointment to the Issuer's Board of Directors. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in three approximately equal annual installments beginning one year after the grant date.


This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 110,909 shares of Common Stock of the issuer were transferred by EOS to a third party in connection with a consulting agreement, dated as of August 19, 2025 (the "Consulting Agreement"), by and between EOS and the consultant under the Consulting Agreement.

Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes.


Represents shares of the Issuer's Common Stock required to be sold by the Reporting Person to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and mandated by an election of the Issuer made in advance of the vesting event to require the satisfaction of tax withholding obligations to be funded by a "sell to cover", and does not represent a discretionary trade by the Reporting Person.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.4400  to $183.4500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.4400  to $182.8700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

These shares are owned directly by an estate planning trust ("Trust 1"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These shares are owned directly by an estate planning trust ("Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These shares are owned directly by an estate planning trust ("Trust 3"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.


These shares are owned directly by a living trust (the "Living Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These shares are owned directly by an estate planning trust (the "Trust"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These shares are owned directly by an estate planning trust (the "2021 Trust 1"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These shares are owned directly by an estate planning trust (the "2021 Trust 2"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These shares are owned directly by an estate planning trust (the "2022 Trust 1"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

These shares are owned directly by an estate planning trust (the "2022 Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.


On August 19, 2025, the Reporting Person transferred 55,785 shares of Issuer Common Stock to Tate 1997 Living Trust Dated April 24, 1997 (the "Tate Trust") for no consideration.

These shares are owned directly by the Tate Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.


The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Includes common stock owned and unvested restricted stock units.


Common Shares

Common Shares

Common Shares

Common Shares

Price is in Canadian dollars

The expiration date was extended from 6-30-25 to 8-20-25 in accordance with the terms of the stock option plan pursuant to which the options were issued.


Common Shares

Common Shares

Common Shares

Common Shares

Common Shares

Common Shares

Common Shares

Common Shares

Held by Tony Alford

Held by Christine Alford

Held jointly by the reporting persons


As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2024.

Gift to charitable donor advised fund.

Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.

The reported securities are held by an LLC that is managed by the reporting person and his spouse.

/s/ Sarah Dale, Attorney-in-Fact for Parker Harris


Common Stock

Weighted average sale price reported. The shares were sold within the range of $173.24 and $173.76. The reporting person will provide full information regarding the specific number of shares sold at each separate price upon request by the Commission Staff, the Company, or any security holder of the Company.

Each restricted stock unit represents a conditional right to receive one share of the Company's common stock.

The restricted stock units vest on January 8, 2026. Delivery of the shares to the reporting person will occur on January 8, 2026, subject to the reporting person's continued service with the Company.


Common Stock

Weighted average sale price reported. The shares were sold within the range of $173.05 and $173.21. The reporting person will provide full information regarding the specific number of shares sold at each separate price upon request by the Commission Staff, the Company, or any security holder of the Company.

The reporting person is the co-trustee of the Moore Family Trust and has investment control over the securities. The reporting person disclaims beneficial
ownership within the meaning of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, of such portion of those shares in which the reporting
person has no actual pecuniary interest.

This transaction represents a bona fide gift of the Company's common stock to the Kathleen C. Moore  Foundation, a charitable 501(c)(3) foundation that the reporting person serves as President and Chief Executive Officer.


Common Stock

One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from August 18, 2025, with the first vesting occurring on November 18, 2025 subject to the Reporting Person's continued service through each vesting date.


Common Stock

These options are fully vested as of August 18, 2025.


/s/ John G. Saia, as attorney-in-fact for Musa Tariq


The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.935 to $3.00, inclusive. The reporting person undertakes to provide Blend Labs, Inc. any security holder of Blend Labs, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.975 to $3.00, inclusive. The reporting person undertakes to provide Blend Labs, Inc. any security holder of Blend Labs, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.915 to $3.00, inclusive. The reporting person undertakes to provide Blend Labs, Inc. any security holder of Blend Labs, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

Represents securities held directly by Haveli Brooks Aggregator, L.P. ("Haveli Aggregator"). Haveli Investments Software Fund I GP, LLC ("Haveli Investments Software GP"), is the general partner of Haveli Aggregator. Whanau Interests LLC ("Whanau") is the sole member of Haveli Investments Software GP. Haveli Software Management LLC ("Haveli Software Management") is the investment adviser to Haveli Investments Software GP. Haveli Investment Management LLC ("Haveli Investment Management"), a Delaware limited liability company, is the sole member of Haveli Software Management. Haveli Investments, L.P. ("Haveli Investments") is the sole member of Haveli Investment Management. Whanau is the general partner of Haveli Investments. Mr. Brian N. Sheth is managing member of Whanau.

As a result, Haveli Investments Software GP, Whanau, Haveli Software Management, Haveli Investments, Haveli Investment Management and Mr. Sheth may each be deemed to share voting and dispositive power with respect to the securities held by Haveli Aggregator. Haveli Investments Software GP, Whanau, Haveli Software Management, Haveli Investments, Haveli Investment Management and Mr. Sheth each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Held through a family trust of which Mr. Sheth's spouse is the trustee.


/s/ John G. Saia, as attorney-in-fact for Myrtle S. Potter


This transaction was executed in multiple trades at prices ranging from $15.56 to $15.78 USD; the price reported above reflects the weighted-average sale price. The reporting person hereby undertakes, upon request, to provide to Comstock Holding Companies, Inc. (the "Issuer"), any security holder ofthe Issuer, or the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.


This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 18, 2025.

Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $66.58 to $67.15. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Includes 2,909 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.

/s/ Thimaya K. Subaiya by Jay Higdon, Attorney-in-Fact


The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2025.

The sales were executed in multiple trades at prices ranging from $237.88 to $238.70. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price within the ranges set forth in footnotes (2) to (13) to this Form 4.

The sales were executed in multiple trades at prices ranging from $238.89 to $239.87.

The sales were executed in multiple trades at prices ranging from $239.92 to $240.91.

The sales were executed in multiple trades at prices ranging from $240.98 to $241.97.

The sales were executed in multiple trades at prices ranging from $241.98 to $242.80.

The sales were executed in multiple trades at prices ranging from $242.98 to $243.92.

The sales were executed in multiple trades at prices ranging from $244.00 to $244.83.

The sales were executed in multiple trades at prices ranging from $246.59 to $247.58.

The sales were executed in multiple trades at prices ranging from $247.61 to $248.23.

The sales were executed in multiple trades at prices ranging from $248.63 to $249.35.

The sales were executed in multiple trades at prices ranging from $249.69 to $250.45.

The sales were executed in multiple trades at prices ranging from $250.94 to $251.61.

These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. Not a market sale.


The reporting person was granted Restricted Stock Units (RSUs) that are scheduled to vest in equal installments on March 1, 2026, March 1, 2027, and March 1, 2028.. The RSUs were granted as an employment inducement award under NYSE Listed Company Manual Section 303A.08.


Common Stock

Stock award pursuant to issuer's 2019 Stock and Incentive Compensation Plan.

Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSU's) settled in common stock.

Shares sold to cover taxes on Stock Award.

Dividend equivalents in the form of Restricted Stock Units (RSUs) previously awarded pursuant to issuer's retirement program. All such RSUs represent a contingent right to receive Procter & Gamble common stock.

These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.

/s/ Wednesday Shipp, attorney-in-fact for Susan Street Whaley


The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $1.79 to $1.92. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $1.57 to $1.76. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $1.53 to $1.69. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

/s/ Brady W. Dougan by Dale A. Sander as Attorney-in-Fact


Common Stock

These securities were acquired in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest in four equal tranches on the first, second, third and fourth anniversaries of the date of grant. The first tranch will vest on August 18, 2026, the second on August 18, 2027, the third on August 18, 2028 and the fourth on August 18, 2029.

These shares were withheld to pay the taxes in connection with the vesting of restricted stock units.

These securities were issued under the Issuer's Stock Incentive Plan.

These securities will convert on a 1-for-1 basis into shares of the issuer's common stock.

These service-based securities vest in four equal installments on the first, second, third and fourth anniversaries of the date of grant. The first tranch will vest on August 18, 2026, the second on August 18, 2027, the third on August 18, 2028 and the fourth on August 18, 2029.

/s/ Emily S. Zahler, Assistant Corporate Secretary, pursuant to a power of attorney filed with the Commission


Common Stock


Common Stock

These securities were acquired in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest in full on August 18, 2028.


Common Stock

Represents shares automatically sold by the Company on behalf of the Reporting Person pursuant to a mandatory sell-to-cover provision in the RSU award agreement required to cover minimum statutory tax withholding obligations that became due upon the RSU vesting event.

The original RSU grant was for 30,594 shares on 11/18/2021. Subject to continuing service with the Company, the restricted stock units shall vest as follows: 6,118 units shall vest on the first year anniversary of the date of the grant; 6,118 units shall vest on the second year anniversary of the date of the grant; 6,118 units shall vest on the third year anniversary of the date of grant; and 1,530 units shall vest quarterly following the third anniversary date of the grant. These vesting terms reflect updates from the vesting terms stated on the original form 4, filed November 18, 2021, due to erroneous vesting terms being stated on the original form 4.


The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

/s/ Laura E. Niklason by Dale A. Sander as Attorney-in-Fact


Common Stock

Stock award pursuant to issuer's 2019 Stock and Incentive Compensation Plan.

Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSU's) settled in common stock.

Shares sold to cover taxes on Stock Award.

Dividend equivalents in the form of Restricted Stock Units (RSUs) previously awarded pursuant to issuer's retirement program. All such RSUs represent a contingent right to receive Procter & Gamble common stock.

These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.

/s/ Wednesday Shipp, attorney-in-fact for Andre Schulten


International Stock Ownership Plan & Pension Plan (Switzerland)

Common Stock

Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSU's) and shares acquired through the issuer's dividend reinvestment plan.

/s/ Wednesday Shipp, attorney-in-fact for Gary A. Coombe