CoreWeave, Inc.

tradingSymbol: CRWV

McBee Brannin

street1: C/O COREWEAVE, INC.

street2: 290 WEST MT. PLEASANT AVENUE, SUITE 4100

city: LIVINGSTON

state: NJ

officerTitle: Chief Development Officer

natureOfOwnership: Brannin J. McBee 2022 Irrevocable Trust

natureOfOwnership: Canis Major SM Trust

securityTitle: Class B Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

natureOfOwnership: By Spouse

title: Class A Common Stock

natureOfOwnership: Canis Major 2025 Family Trust LLC

title: Class A Common Stock

natureOfOwnership: Canis Major 2025 GRAT

title: Class A Common Stock

natureOfOwnership: Canis Major 2024 Irrevocable Trust

title: Class A Common Stock

natureOfOwnership: Canis Minor 2025 Family Trust LLC

title: Class A Common Stock

natureOfOwnership: Canis Minor 2025 GRAT

text: Each share of Class B Common Stock is convertible into one share of the Issuer's Class A Common Stock at any time, at the election of the holder or automatically upon certain transfers, whether or not for value, or upon the occurrence of certain events or conditions described in the Issuer's Amended and Restated Certificate of Incorporation.

text: The reported securities are directly held by the Brannin J. McBee 2022 Irrevocable Trust, of which the reporting person's spouse and minor child are beneficiaries and for which the reporting person's spouse serves as trustee.

text: The reported securities are directly held by the Canis Major SM Trust (the "Canis Trust"), an irrevocable trust with a third-party trustee, of which the reporting person's minor child is beneficiary. The reporting person has the power to remove and replace the Canis Trust's trustee.

text: The reported securities are directly held of record by the reporting person's minor child.

text: The reported securities are directly held by the reporting person's spouse.

text: The reported securities are directly held by the Canis Major 2025 Family Trust LLC, of which the reporting person serves as manager.

text: The reported securities are directly held by the Canis Major 2025 GRAT, of which the reporting person is the sole trustee and beneficiary.

text: The reported securities are directly held by the Canis Major 2024 Irrevocable Trust (the "Irrevocable Trust"), of which the reporting person and his minor child are beneficiaries. Pursuant to the constitutive documents of the Irrevocable Trust, the reporting person serves as its investment adviser and as such exercises voting and investment discretion over securities held by the Irrevocable Trust. Additionally, the reporting person's spouse has the power to remove and replace the Irrevocable Trust's third-party trustee.

text: The reported securities are directly held by the Canis Minor 2025 Family Trust LLC, of which the reporting person serves as manager.

text: The reported securities are directly held by the Canis Minor 2025 GRAT, of which the reporting person's spouse is the sole beneficiary and trustee.

ownerSignatureName: /s/ Kristen McVeety, as Attorney-in-Fact


Day One Biopharmaceuticals, Inc.

tradingSymbol: DAWN

Merendino Lauren

street1: 1800 SIERRA POINT PARKWAY, SUITE 200

city: BRISBANE

state: CA

officerTitle: Chief Commercial Officer

securityTitle: Common Stock

code: M

acquiredDisposedCode: A

directOrIndirectOwnership: D

code: S

acquiredDisposedCode: D

securityTitle: Restricted Stock Unit (RSU)

title: Common Stock

title: Common Stock

title: Common Stock

text: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

text: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

text: The price reported in Column 4 is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $6.65 to $6.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

text: The RSUs vested as to 1/4th of the total award on August 15, 2024, and the remaining 3/4 of the award vests in 12 substantially equal quarterly installments thereafter on November 15, February 15, May 15 and August 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

text: RSUs do not expire; they either vest or are canceled prior to the vesting date.

text: The RSUs vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

ownerSignatureName: /s/ Charles N. York II, as Attorney-in-Fact


Palomar Holdings, Inc.

tradingSymbol: PLMR

Taketa Richard H

street1: 7979 IVANHOE AVENUE, SUITE 500

city: LA JOLLA

code: P

ownerSignatureName: /s/ Angela Grant, as Attorney-in-Fact


Venturo Brian M

officerTitle: Chief Strategy Officer

securityTitle: Class A Common Stock

code: C

directOrIndirectOwnership: I

natureOfOwnership: West Clay Capital LLC

natureOfOwnership: YOLO APV Trust

natureOfOwnership: YOLO ECV Trust

natureOfOwnership: See Footnote

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

text: The reported securities are directly held by West Clay Capital LLC ("West Clay"), of which the reporting person is the managing member.

text: The reported securities are directly held by the YOLO APV Trust (the "APV Trust"), an irrevocable trust with a third-party trustee, of which the reporting person's minor child is beneficiary. The reporting person has the power to remove and replace the APV Trust's trustee.

text: The reported securities are directly held by the YOLO ECV Trust (the "ECV Trust"), an irrevocable trust with a third-party trustee, of which the reporting person's minor child is beneficiary. The reporting person has the power to remove and replace the ECV Trust's trustee.

text: The reported securities are directly held by the reporting person's father-in-law, who is a member of the reporting person's household. The reporting person disclaims beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest, if any.

text: The reported securities are directly held by the Venturo Family 2024 Friends and Family GRAT, of which the reporting person is the sole trustee and beneficiary.

text: The reported securities are directly held by the Venturo Family GST Exempt Trust dated June 30, 2023 (the "GST Trust"). The reporting person's spouse is trustee of the GST Trust and his spouse and minor children are beneficiaries.

text: The reported securities are directly held by the 2023 Venturo Family GRAT dated June 30, 2023, of which the reporting person is the sole trustee and beneficiary.


Intrator Michael N

officerTitle: CEO and President

natureOfOwnership: Omnadora Capital LLC

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

natureOfOwnership: Silver Thimble Resulting Trust

title: Class A Common Stock

natureOfOwnership: PMI 2024 F&F GRAT

title: Class A Common Stock

natureOfOwnership: Intrator Family Trust

title: Class A Common Stock

natureOfOwnership: Intrator Family GST-Exempt Trust

text: Each share of Class B Common Stock is convertible into one share of the Issuer's Class A Common Stock at any time, at the election of the holder or automatically upon certain transfers, whether or not for value, or upon the occurrence of certain events or conditions described in the Issuer's Amended and Restated Certificate of Incorporation.

text: The reported securities are directly held by Omnadora Capital LLC ("Omnadora"). The reporting person is the sole manager of Omnadora's manager, Omnadora Management LLC. In such capacity, the reporting person may be deemed to beneficially own securities directly held by Omnadora. The reporting person disclaims beneficial ownership for purposes of Section 16 of the Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

text: The reported securities are directly held by the reporting person's spouse.

text: The reported securities are directly held by the Silver Thimble Resulting Trust ("Silver Thimble"), an irrevocable trust with a third-party trustee, of which the reporting person's children are beneficiaries. Pursuant to its constitutive documents, investment discretion over its assets is exercised by its investment manager, Copper Thimble LLC, for which the reporting person serves as the manager. The reporting person also has the power to remove and replace Silver Thimble's trustee.

text: The reported securities are directly held by the PMI 2024 F&F GRAT (the "PMI GRAT"). The reporting person is the sole beneficiary of the PMI GRAT and his spouse is trustee.

text: The reported securities are directly held by the Intrator Family Trust, of which the reporting person's spouse and children are the beneficiaries and his spouse serves as co-trustee.

text: The reported securities are directly held by the Intrator Family GST-Exempt Trust, of which the reporting person's spouse and children are the beneficiaries and his spouse serves as co-trustee.


AUDIOEYE INC

tradingSymbol: AEYE

HAWKINS JAMES B

street1: C/O AUDIOEYE, INC.

street2: 5210 WILLIAMS CIRCLE, SUITE 750

city: TUCSON

state: AZ

text: Reflects the weighted average price of 8,000 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on August 18, 2025 with purchase prices ranging from $10.92 to $10.96 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

ownerSignatureName: /s/ Christine G. Long, Attorney-in-Fact


MARA Holdings, Inc.

tradingSymbol: MARA

Khan Salman Hassan

street1: C/O MARA HOLDINGS, INC.

street2: 1010 SOUTH FEDERAL HIGHWAY, SUITE 2700

city: HALLANDALE BEACH

state: FL

officerTitle: Chief Financial Officer

natureOfOwnership: By S & N Khan Family Trust

text: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025.

text: The reporting person and his spouse are trustees of the S & N Khan Family Trust, and members of the reporting person's immediate family are the sole beneficiaries of the trust.

ownerSignatureName: /s/ Zabi Nowaid, Attorney-in-Fact for Salman Khan


Thiel Frederick G

officerTitle: Chief Executive Officer

text: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2024.

ownerSignatureName: /s/ Zabi Nowaid, Attorney-in-Fact for Fred Thiel


eXp World Holdings, Inc.

tradingSymbol: EXPI

Forsythe Wendy

street1: C/O EXP WORLD HOLDINGS, INC.

street2: 2219 RIMLAND DRIVE, SUITE 301

city: BELLINGHAM

state: WA

officerTitle: Chief Marketing Officer

code: F

text: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

text: Represents shares withheld from the Reporting Person to cover tax obligations.

ownerSignatureName: /s/ James Bramble, attorney-in-fact for Wendy Forsythe


GoDaddy Inc.

tradingSymbol: GDDY

Chen Roger

street1: C/O GODADDY INC.

street2: 100 S. MILL AVE. SUITE 1600

city: TEMPE

officerTitle: Chief Operating Officer

text: The shares were sold pursuant to a 10b5-1 trading plan.

ownerSignatureName: Marc Padwe, Attorney-in-Fact


XBP Global Holdings, Inc.

tradingSymbol: XBP

CHADHA PAR

street1: 8550 WEST DESERT INN ROAD, SUITE 102-452

city: LAS VEGAS

state: NV

officerTitle: Chairman

securityTitle: Common Stock, par value $0.0001 per share

code: A

natureOfOwnership: (see footnote)

securityTitle: Warrant to Purchase Common Stock

title: Common Stock

text: The price reported in Column 4 is a weighted average price. These shares of common stock, $0.0001 par value (the "Common Stock"), were purchased in multiple transactions at prices ranging from $0.5474 to $0.65, inclusive. The reporting person undertakes to provide to XBP Global Holdings, Inc. ("XBP"), any security holder of XBP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The reporting person disclaims beneficial ownership of any shares of Common Stock reported herein except to the extent of his pecuniary interest therein.

text: Reflects shares of Common Stock and warrants to purchase shares of Common Stock held by certain entities controlled by the reporting person.

text: Reflects 27,037,562 shares of Common Stock already beneficially owned (as corrected from 22,011,036, which reflected a clerical error).

ownerSignatureName: /s/ Par Chadha


CARDINAL HEALTH INC

tradingSymbol: CAH

Scherer Mary C.

street1: 7000 CARDINAL PLACE

city: DUBLIN

state: OH

officerTitle: Chief Accounting Officer

securityTitle: Common Shares

text: Grant of restricted share units ("RSUs") that vest in three equal annual installments beginning on August 15, 2026.

text: Represents withholding of shares to satisfy tax withholding obligations of the reporting person in connection with the vesting of 2,880 RSUs and 3,029 performance share units.

text: Reflects closing price on prior business day.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $148.94 to $149.60, inclusive.  The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 4 to this Form 4.

ownerSignatureName: /s/ James E. Barnett, Attorney-in-fact


Greene Michelle D.

officerTitle: Chief Information Officer

text: Represents withholding of shares to satisfy tax withholding obligations of the reporting person in connection with the vesting of 6,787 RSUs and 16,362 performance share units.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $148.20 to $149.19, inclusive.  The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $149.20 to $149.33, inclusive.


Mason Stephen M

officerTitle: CEO, GMPD Segment

text: Represents withholding of shares to satisfy tax withholding obligations of the reporting person in connection with the vesting of 14,157 RSUs and 54,537 performance share units.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $147.30 to $148.29, inclusive.  The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4, 5, and 6 to this Form 4.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $148.30 to $149.29, inclusive.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $149.30 to $149.58, inclusive.


WEITZMAN DEBORAH

officerTitle: CEO, PSS Segment

text: Represents withholding of shares to satisfy tax withholding obligations of the reporting person in connection with the vesting of 14,966 RSUs and 39,100 performance share units.


text: Represents withholding of shares to satisfy tax withholding obligations of the reporting person in connection with the vesting of 61,869 RSUs and 245,420 performance share units.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $147.40 to $148.39, inclusive.  The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4, 5, and 6 to this Form 4.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $148.40 to $149.39, inclusive.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $149.40 to $149.58, inclusive.


Mayer Jessica L

officerTitle: Chief Legal/Compliance Officer

text: Represents withholding of shares to satisfy tax withholding obligations of the reporting person in connection with the vesting of 12,969 RSUs and 49,994 performance share units.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $147.46 to $148.45, inclusive.  The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4, 5, and 6 to this Form 4.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $148.46 to $149.43, inclusive.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $149.50 to $149.52, inclusive.


text: Grant of restricted share units ("RSUs") that vest in three equal annual installments beginning on August 15, 2026.

text: Represents withholding of shares to satisfy tax withholding obligations of the reporting person in connection with the vesting of 10,288 RSUs and 67,448 performance share units.

text: Reflects closing price on prior business day.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $148.00 to $148.99, inclusive.  The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $149.00 to $149.58, inclusive.


Snow Ola M

officerTitle: Chief Human Resources Officer

natureOfOwnership: By 401(k) Plan

text: Represents withholding of shares to satisfy tax withholding obligations of the reporting person in connection with the vesting of 9,202 RSUs and 31,813 performance share units.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $148.28 to $149.27, inclusive.  The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4.

text: The price reported in column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $149.29 to $149.58, inclusive.


STARTENGINE CROWDFUNDING, INC.

tradingSymbol: STGC

Miller Lee

street1: 4100 WEST ALAMEDA AVENUE

street2: 3RD FLOOR

city: BURBANK

natureOfOwnership: By The Lee Miller Trust UA 09/05/2020

securityTitle: Stock Option (Right to Buy)

title: Common Stock

text: Per share price. Price was rounded to four decimal places.

text: 25% of the stock options vested on January 1, 2019 (the "Vesting Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Date.

text: The Form 3 filed on June 23, 2022 incorrectly reported the expiration date as 12/30/2027.

remarks: The exercise price as well as the amounts of securities reflect the 20-for-1 split that occurred in May 2024 as well as a 3-for-1 split in July 2021.

ownerSignatureName: /s/ Hunter Strassman, Attorney-in-fact


Meta Platforms, Inc.

tradingSymbol: META

LI SUSAN J

street1: C/O META PLATFORMS, INC.

street2: 1 META WAY

city: MENLO PARK

natureOfOwnership: Susan Li and John Hegeman, Co-Trustees of The Li-Hegeman Living Trust u/t/a dated November 30, 2012

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

text: Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the Reporting Person's Restricted Stock Units ("RSUs") and does not represent an open market sale.

text: Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the Reporting Person's RSUs and does not represent a sale.

text: Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the Reporting Person's spouse's RSUs and does not represent an open market sale.

text: Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the Reporting Person's spouse's RSUs and does not represent a sale.

text: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2025.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $758.56 to $759.52 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $759.64 to $760.62 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $760.875 to $761.77 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $762.14 to $763.06 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $763.43 to $764.39 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $764.44 to $765.41 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $765.52 to $766.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $766.525 to $767.215 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $769.59 to $770.46 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $770.71 to $771.47 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $772.00 to $772.47 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $773.805 to $774.55 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

text: Shares held of record by the Li-Hegeman Family Foundation (the "Foundation"). The reporting person is deemed to have voting and investment power over the shares held by the Foundation, but has no pecuniary interest in these shares.

text: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

text: The RSUs vest quarterly as to 1/20th of the total RSUs, beginning on February 15, 2023, subject to continued service through each vesting date.

text: The RSUs vest quarterly as to 1/20th of the total RSUs, beginning on February 15, 2024, subject to continued service through each vesting date.

text: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2022, subject to continued service through each vesting date.

text: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2023, subject to continued service through each vesting date.

text: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date.

text: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2025, subject to continued service through each vesting date.

text: The Reporting Person disclaims Section 16 beneficial ownership over the securities reported except to the extent of her pecuniary interest therein, if any.

ownerSignatureName: /s/ Erin Guldiken, attorney-in-fact for Susan J. Li


Toast, Inc.

tradingSymbol: TOST

Narang Aman

street1: TOAST, INC.

street2: 333 SUMMER STREET

city: BOSTON

state: MA

officerTitle: CEO

securityTitle: Variable Prepaid Forward (obligation to sell)

code: J

title: Class A Common Stock

text: On August 18, 2025, the Reporting Person executed a prepaid variable share forward contract (the "Contract") under Rule 144 with an unaffiliated dealer on the Class A Common Stock (the "Subject Shares") of Toast, Inc. (the "Issuer"). Pursuant to the Contact, the Reporting Person received an upfront cash payment of approximately $17.6 million in exchange for agreeing to deliver to the dealer up to 500,000 of the Subject Shares (the "Maximum Number of Shares") or an equivalent amount of cash if the Reporting Person elects cash settlement of the Contract. The number of shares to be delivered (or amount of cash to be paid), will be determined based on the closing price per share of the Subject Shares on the valuation date (the "Settlement Price"), but will not exceed the Maximum Number of Shares.

text: The number of Subject Shares to be delivered (or amount of cash to be paid) to the dealer at settlement will be determined as follows: (A) if the Settlement Price is less than or equal to $38.18 (the "Floor Price"), the Reporting Person will deliver the Maximum Number of Shares; (B) if the Settlement Price is less than or equal to $53.54 (the "Cap Price"), but greater than the Floor Price, the Reporting Person will deliver a variable number of Subject Shares; and (C) if the Settlement Price is greater than the Cap Price, the Reporting Person will deliver a minimum number of 356,555 shares of Subject Shares, but will not exceed the Maximum Number of Shares. The Contract is expected to be settled in August 2027.

text: Under the Contract, the Reporting Person pledged a number of shares of the Issuer's Class B common stock (the "Pledged Shares") to the dealer. The Reporting Person retains beneficial ownership and voting rights of the Pledged Shares unless and until the Reporting Person elects to physically settle the Contract.

remarks: As of the date of this Form 4, the Reporting Person continues to own 18,912,840 shares of the Issuer's Class B common stock. Each share of Class B common stock is convertible at any time into one share of the Issuer's Class A common stock.

ownerSignatureName: /s/ Xing Yan as Attorney-in-Fact for Aman Narang


IRIDEX CORP

tradingSymbol: IRIX

MOORE WILLIAM M

street1: 1212 TERRA BELLA AVENUE

city: MOUNTAIN VIEW

natureOfOwnership: By Spouse

text: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.175 to $1.1899, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

text: The shares are held by William M. Moore Trust, William M. Moore, Trustee Under Agreement Dated 08/16/2016 & Patricia A. Moore Trust, Patricia A. Moore, Trustee Under Agreement Dated 08/17/2016 Tenants in Common.

ownerSignatureName: /s/ Nilo De Castro, Attorney-in-fact for William Moore


natureOfOwnership: By Olivan D LLC

natureOfOwnership: By Olivan Reinhold D LLC

natureOfOwnership: By Reinhold D LLC

natureOfOwnership: By Olivan Reinhold Family Revocable Trust u/a/d 10/16/12

securityTitle: Restricted Stock Units (RSU) (Class A)

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

text: Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent an open market sale.

text: Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale.

text: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2024.

text: Shares held of record by the reporting person, manager of Olivan D LLC.

text: Shares held of record by the reporting person and his spouse, managers of Olivan Reinhold D LLC.

text: Shares held of record by the reporting person's spouse, manager of Reinhold D LLC.

text: Shares held of record by the reporting person and his spouse, Co-Trustees of the Olivan Reinhold Family Revocable Trust u/a/d 10/16/12.

ownerSignatureName: /s/ Erin Guldiken, attorney-in-fact for Javier Olivan


BANK OF AMERICA CORP /DE/

tradingSymbol: BAC

Gopalkrishnan Hari

street1: 100 NORTH TRYON STREET

city: CHARLOTTE

state: NC

officerTitle: Chief Tech & Info Officer

securityTitle: Restricted Stock Units

title: Common Stock

text: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

text: Disposition of shares to the issuer to satisfy a tax withholding obligation.

text: On February 15, 2022, the reporting person was granted units, vesting in sixteen equal quarterly installments commencing May 15, 2022.

ownerSignatureName: Hari Gopalkrishnan / Michael P. Lapp POA


Adaptimmune Therapeutics PLC

tradingSymbol: ADAP

Behbahani Ali

street1: 2855 SAND HILL ROAD

securityTitle: Ordinary Shares with a nominal value of 0.001 GBP per share

natureOfOwnership: See Note 3

text: The Ordinary Shares whose sale is reported in this row are represented by American Depositary Shares ("ADSs") and are held of record by New Enterprise Associates 16, L.P. ("NEA 16"). NEA 16 holds these Ordinary Shares in the form of ADSs. Each ADS represents six Ordinary Shares of Adaptimmune Therapeutics plc (the "Issuer").

text: The prices reported in Column 4 are per Ordinary Share and were derived from the price per ADS divided by six. The reported price of $0.011 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $0.0099 to $0.0118 per Ordinary Share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of ADSs sold at each separate price within the range set forth in this footnote.

text: The Reporting Person is a manager of NEA 16 GP, LLC ("NEA 16 GP"), which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of NEA 16, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 16 in which the Reporting Person has no pecuniary interest.

text: The prices reported in Column 4 are per Ordinary Share and were derived from the price per ADS divided by six. The reported price of $0.012 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $0.0114 to $0.0130 per Ordinary Share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of ADSs sold at each separate price within the range set forth in this footnote.

ownerSignatureName: /s/ Zachary Bambach, attorney-in-fact


CISCO SYSTEMS, INC.

tradingSymbol: CSCO

Patel Jeetendra I

street1: 170 WEST TASMAN DRIVE

city: SAN JOSE

officerTitle: President and CPO

natureOfOwnership: By Trust

text: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 20, 2025.

text: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $65.91 to $66.89. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

text: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $66.91 to $67.73. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

text: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $68.03 to $68.38. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

ownerSignatureName: /s/ Jeetendra I. Patel by Jay Higdon, Attorney-in-Fact


Robbins Charles

officerTitle: Chair and CEO

text: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 6, 2025.

text: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $65.88 to $66.86. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

text: Includes 47,007 dividend equivalents accrued on vested deferred restricted stock units and 14,249 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.

text: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $66.88 to $67.71. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

text: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $67.92 to $68.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

ownerSignatureName: /s/ Charles Robbins by Jay Higdon, Attorney-in-Fact


DROPBOX, INC.

tradingSymbol: DBX

Yoon William T

street1: 1800 OWENS STREET

street2: SUITE 200

city: SAN FRANCISCO

officerTitle: Chief Legal Officer

text: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.

text: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2029. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

ownerSignatureName: /s/ Cara Angelmar, Attorney-in-Fact


Health In Tech, Inc.

tradingSymbol: HIT

Qian LinLin

street1: 701 S. COLORADO AVE,

street2: SUITE 1

city: STUART

text: Represent restricted shares of Class A Common Stock granted to the reporting person pursuant to the Health in Tech Equity Incentive Plan. Fifty percent (50%) of the shares of restricted stock granted to the reporting person shall vest in equal monthly installments over a twelve (12) month period commencing on the date that the first of two specified programs being developed by the Company is successfully launched and fully operational in the marketplace, and the remaining fifty percent (50%) shall vest in equal monthly installments over a twelve (12) month period commencing on the date that the other specified program being developed by the Company is successfully launched and fully operational in the marketplace.

text: Includes 55,193 shares of restricted stock and 7,993,362 shares of Class A Common Stock. Excludes 2,700,000 shares of Class B Common Stock and 711,510 options to purchase shares of Class A Common Stock.

ownerSignatureName: /s/ LinLin Qian


text: Includes 62,193 shares of restricted stock and 22,407,548 shares of Class A Common Stock. Excludes 9,000,000 shares of Class B Common Stock and 734,707 options to purchase shares of Class A Common Stock.

ownerSignatureName: /s/ Tim Johnson


Yousuf Imran Mohammed

street1: 701 S. COLORADO AVE

officerTitle: Chief Technology Officer

text: Includes 100,000 shares of Class A Common Stock and 7,000 shares of restricted stock. Excludes 100,000 options to purchase shares of Class A Common Stock.

ownerSignatureName: /s/ Imran Yousuf


Lockett Jonathan Del

street1: 701 S. COLORADO AVE,SUITE 1

officerTitle: Chief Strategy Officer

text: Includes 71,434 shares of Class A Common Stock and 22,105 shares of restricted stock. Excludes 165,085 options to purchase shares of Class A Common Stock.

ownerSignatureName: /s/ (Jonathan) Del Lockett


Stahlkopf Deborah L

officerTitle: EVP and Chief Legal Officer

text: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 15, 2024.

text: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $65.90 to $66.89. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

text: Includes 1,412 dividend equivalents accrued on vested deferred restricted stock units, 991 dividend equivalents accrued on unvested deferred restricted stock units and 4,851 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.

text: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $66.94 to $67.72. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range

ownerSignatureName: /s/ Deborah L. Stahlkopf by Jay Higdon, Attorney-in-Fact


Wong Maria Victoria

officerTitle: SVP & Chief Acctg Officer

text: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 26, 2025.

ownerSignatureName: /s/ Maria Victoria Wong by Jay Higdon, Attorney-in-Fact


Alkarmi Ashraf

officerTitle: General Manager, Core

text: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2028. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

text: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2025.

text: This transaction was executed in multiple trades at prices ranging from $27.02 to $27.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.


Patterson Mark

officerTitle: EVP and CFO

text: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 11, 2024.

text: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $66.54 to $67.47. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

ownerSignatureName: /s/ Mark Patterson by Jay Higdon, Attorney-in-Fact


Sabra Health Care REIT, Inc.

tradingSymbol: SBRA

FOSTER MICHAEL J

street1: C/O SABRA HEALTH CARE REIT, INC.

street2: 1781 FLIGHT WAY

city: TUSTIN

code: G

natureOfOwnership: 401(k) Plan

text: Includes 6,815 unvested stock units and 44,982 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

ownerSignatureName: /s/ Michael Costa, as Attorney-in-Fact


ENERGY FUELS INC

tradingSymbol: UUUU

HIGGS DENNIS LYLE

street1: C/O ENERGY FUELS INC.

street2: 225 UNION BLVD., SUITE 600

city: LAKEWOOD

state: CO

text: Converted from Canadian sales price of $13.3885 using an exchange rate of 1.3806.

text: Converted from Canadian sales price of $13.28 using an exchange rate of 1.3809.

text: Converted from Canadian sales price of $13.9942 using an exchange rate of $1.3809.

ownerSignatureName: /s/ Dennis Lyle Higgs


Reservoir Media, Inc.

tradingSymbol: RSVR

Rothstein Adam

street1: C/O RESERVOIR MEDIA, INC.

street2: 200 VARICK STREET, SUITE 801

city: NEW YORK

state: NY

securityTitle: Common stock, $0.0001 par value

text: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2026.

text: The number of DSUs received was calculated based on $7.67, which was the closing price of the Issuer's Common Stock on the date of grant.

text: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2026, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

ownerSignatureName: /s/ James A. Heindlmeyer, as attorney-in-fact for Adam Rothstein


Savers Value Village, Inc.

tradingSymbol: SVV

ALLEN WILLIAM T

street1: C/O SAVERS VALUE VILLAGE, INC.

city: BELLEVUE

securityTitle: Option (Right to Purchase)

title: Common Stock

text: The sale was made pursuant to a 10b5-1 Plan adopted by the reporting person on May 15, 2025.

text: Options previously granted under the Registrant's 2019 Management Incentive Plan. Each option represents the right to receive upon exercise one share of the Registrant's common stock subject to the applicable vesting and settlement conditions.

text: The June 28, 2019 stock option grant vested in substantially equal annual installments over five years starting May 20, 2020, and was fully vested on May 20, 2024.

text: Approximately 15% represents time-based options with a vesting schedule in substantially equal annual installments over five years starting May 2, 2020, and approximately 85% represents performance-based options, of which 25% vested upon the initial public offering and the remainder will be eligible for vesting upon satisfaction of certain performance criteria including stock price performance.

ownerSignatureName: /s/ Richard Medway, attorney in fact


Grove Collaborative Holdings, Inc.

tradingSymbol: GROV

Glazer David A.

street1: C/O GROVE COLLABORATIVE HOLDINGS, INC.

street2: 1301 SANSOME STREET

title: Class A Common Stock

text: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

text: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months.

text: The RSUs have no expiration date.

ownerSignatureName: /s/Barbara Wallace, Attorney-in-Fact for David A. Glazer


Cloudflare, Inc.

tradingSymbol: NET

Prince Matthew

street1: C/O CLOUDFLARE, INC.405 COMAL STREET

city: AUSTIN

state: TX

officerTitle: CEO and Board Co-Chair

natureOfOwnership: See footnote

securityTitle: Performance Stock Units

title: Class A Common Stock

text: The reported shares are represented by performance-based restricted stock units ("PSUs") for which the performance metric has been met and which vest in six equal quarterly installments beginning on August 15, 2025.

text: Each PSU represents a contingent right to receive one share of Issuer Class A common stock.

text: The shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of PSUs or restricted stock units ("RSUs"), as applicable.

text: The 20,111 shares issuable upon vesting and settlement of the PSUs and RSUs were re-registered and are now held directly by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee (the "Revocable Trust").

text: The shares are held of record by the Revocable Trust.

text: The PSUs are comprised of six separate tranches that become eligible to vest upon achievement of certain stock price targets ranging from $156.00 to $579.00 (the "Stock Price Goals") at any time within seven years of February 5, 2025, with the performance period shortened to end upon a change in control of the Issuer. Upon satisfaction of the $156.00 Stock Price Goal and following the date of certification of achievement of the $156.00 Stock Price Goal, 21,888 PSUs became eligible to vest in six quarterly installments beginning on August 15, 2025. The remaining five separate tranches of the PSU award become eligible to vest upon achievement of certain stock price targets ranging from $203.00 to $579.00.

text: Upon satisfaction of a Stock Price Goal, 1/6 of the shares subject to the applicable tranche vest and become exercisable on each Issuer quarterly vesting date (2/15, 5/15, 8/15 or 11/15) occurring on or after the date of certification of achievement of the applicable Stock Price Goal for such tranche. In addition, the PSUs are subject to the reporting person's continued status as a Service Provider through each vesting date. The time-based vesting requirements are waived upon a change in control of the Issuer.

ownerSignatureName: /s/ Lindsey Cochran, by power of attorney


Cardlytics, Inc.

tradingSymbol: CDLX

Gupta Amit

street1: 675 PONCE DE LEON AVENUE NE

street2: SUITE 4100

city: ATLANTA

state: GA

officerTitle: Chief Executive Officer

title: Common Stock

title: Common Stock

text: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

text: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on August 18, 2025. The Reporting Person did not sell shares for any other purpose.

text: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.075 to $1.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4) in this Form 4.

text: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.085 to $1.155, inclusive.

text: The RSU award is for 500,000 shares that were granted on August 21, 2024. The RSUs will vest and have vested in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

text: The RSU award is for 500,000 shares that were granted on January 29, 2025. The RSUs will vest in four installments over a period of 24 months following August 16, 2024, the date the Reporting Person assumed the role of Chief Executive Officer, with 25% of the RSUs vesting on each of the six-, twelve-, eighteen- and twenty-four-month anniversaries, provided that the Reporting Person remains employed by the Issuer on such vesting date.

ownerSignatureName: /s/ Nick Lynton, Attorney-in-Fact


title: Class A Common Stock

title: Class A Common Stock

text: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award.  The amount retained by the Company was not in excess of the amount of the tax liability.

text: These securities are directly held by The Landesberg Living Trust, dated October 15, 2021, for which the Reporting Person and his spouse serve as co-trustees.

text: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason.

text: The RSUs have no expiration date.

ownerSignatureName: /s/Barbara Wallace, Attorney-in-Fact for Stuart Landesberg


Zatlyn Michelle

street1: C/O CLOUDFLARE, INC.

street2: 101 TOWNSEND STREET

officerTitle: President and Board Co-Chair

title: Class A Common Stock

text: The 17,644 shares issuable upon vesting and settlement of the PSUs and RSUs were re-registered and are now held directly by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016, for which the reporting person serves as co-trustee (the "Revocable Trust").

text: The shares are held of record by The SZ 2021 Irrevocable Trust dated November 6, 2021, for which the reporting person serves as the appointer.


loanDepot, Inc.

tradingSymbol: LDI

Graeler Darren

street1: C/O LOANDEPOT, INC.

street2: 6561 IRVINE CENTER DRIVE

city: IRVINE

officerTitle: Chief Accounting Officer

title: Class A Common Stock

text: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vested on Saturday, August 16, 2025, and were settled on Monday, August 18, 2025. The remaining RSUs are scheduled to vest on August 16, 2026.

ownerSignatureName: /s/ Greg Smith, as Attorney-in-Fact for Darren Graeler


title: Class A Common Stock

text: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

text: These securities are directly held by Replogle Family LLC, for which the Reporting Person serves as manager.

text: These RSUs vested 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years.

text: The RSUs have no expiration date.

ownerSignatureName: /s/Barbara Wallace, Attorney-in-Fact for John B. Replogle


text: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2026, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

ownerSignatureName: /s/ James A. Heindlmeyer, as attorney-in-fact for Jennifer G. Koss


Regan Timothy

officerTitle: Chief Financial Officer

text: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

text: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2029. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

text: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 15, 2024.

text: This transaction was executed in multiple trades at prices ranging from $27.78 to $28.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

ownerSignatureName: /s/ Cara Angelmar, Attorney-in-Fact


Siragusa Thomas

officerTitle: Interim CFO

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

text: These RSUs will vest in 16 equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2026, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

text: The RSUs have no expiration date.

text: These RSUs will vest in 16 equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on August 15, 2026, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

text: 1/12th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning with the first quarterly vesting date in the next calendar quarter following the Vesting Commencement Date.

text: These RSUs will vest in 12 quarterly installments each February 15, May 15, August 15 and November 15 commencing on May 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

ownerSignatureName: /s/Barbara R Wallace, attorney-in-fact for Tom Siragusa


ownerSignatureName: /s/ James A. Heindlmeyer, as attorney-in-fact for Neil de Gelder


Yurcisin Jeffrey Michael

city: FRANCISCO

officerTitle: President & CEO

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

text: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award.  The amount retained by the Company was not in excess of the amount of the tax liability.

text: These RSUs vest 25% on August 15, 2024, and then in twelve equal quarterly installments  thereafter, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

text: The RSUs have no expiration date.

text: These RSUs will vest in quarterly installments each February 15, May 15, August 15 and November 15 commencing on May 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

text: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2025, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason.

ownerSignatureName: /s/ Barbara Wallace, Attorney-in-Fact for Jeffrey Yurcisin


Grocery Outlet Holding Corp.

tradingSymbol: GO

Wilson Steven K.

street1: C/O GROCERY OUTLET HOLDING CORP.

street2: 5650 HOLLIS STREET

city: EMERYVILLE

officerTitle: EVP, Chief Purchasing Officer

text: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.23 to $18.24, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

ownerSignatureName: /s/ Lauri Fischer, Lauri Fischer, attorney-in-fact


BERKLEY W R CORP

tradingSymbol: WRB

SHIEL JAMES G

street1: W. R. BERKLEY CORPORATION

street2: 475 STEAMBOAT ROAD

city: GREENWICH

state: CT

officerTitle: EVP - Investments

natureOfOwnership: By 2022 SLAT

text: Represents the vesting of tranches of performance-based restricted stock units ("RSUs") granted in 2020, 2021 and 2022 under the W. R. Berkley Corporation 2018 Stock Incentive Plan for the three-year performance period ending June 30, 2025 (consisting of 6,396 shares; 5,549 shares; and 4,181 shares, respectively).

text: Represents payment of tax liability by withholding securities incident to the vesting of RSUs.

text: Includes 647,032 shares of common stock underlying RSUs, all of which have vested (the receipt of which has been deferred) and does not include unvested shares of common stock underlying performance-based RSUs.

ownerSignatureName: James G. Shiel


Sgaglione Lucille T

officerTitle: EVP

natureOfOwnership: By ESPP

text: Represents shares of common stock underlying RSUs, all of which have vested (the receipt of which has been deferred) and does not include unvested shares of common stock underlying performance-based RSUs.

ownerSignatureName: Lucille T. Sgaglione


Welt Philip S

officerTitle: EVP & Secretary

text: Includes 126,256 shares of common stock underlying RSUs, all of which have vested (the receipt of which has been deferred) and does not include unvested shares of common stock underlying performance-based RSUs.

ownerSignatureName: Philip S. Welt


HARMONIC INC.

tradingSymbol: HLIT

Haltmayer Neven

street1: 2590 ORCHARD PARKWAY

officerTitle: SVP & GM, Video Business

title: Common Stock

title: Common Stock

text: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

ownerSignatureName: /s/ Wendi Ninh, Attorney-in-Fact


Baio Richard Mark

officerTitle: EVP & CFO

text: Includes 211,550 shares of common stock underlying RSUs, all of which have vested (the receipt of which has been deferred) and does not include unvested shares of common stock underlying performance-based RSUs.

ownerSignatureName: Richard M. Baio


natureOfOwnership: Owned by BTCSJC Music LLC

text: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2026.

text: The number of DSUs received was calculated based on $7.67 which was the closing price of the Issuer's Common Stock on the date of grant.

text: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2026, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

ownerSignatureName: /s/ James A. Heindlmeyer, as attorney-in-fact for Stephen M. Cook


BERKLEY WILLIAM R JR

officerTitle: President and CEO

natureOfOwnership: By WR Berkley & Others LLC

natureOfOwnership: By William R. Berkley 2011 GST Trust

text: Represents the vesting of tranches of performance-based restricted stock units ("RSUs") granted in 2020, 2021 and 2022 under the W. R. Berkley Corporation 2018 Stock Incentive Plan for the three-year performance period ending June 30, 2025 (consisting of 43,765 shares; 38,840 shares; and 29,264 shares, respectively).

text: Includes 3,181,240 shares of common stock underlying RSUs, all of which have vested (the receipt of which has been deferred) and does not include unvested shares of common stock underlying performance-based RSUs.

text: Mr. William R. Berkley and the reporting person are the majority beneficial owners of the limited liability company which is included on Mr. William R. Berkley's Form 4 dated August 19, 2025.

ownerSignatureName: William R. Berkley, Jr.


BERKLEY WILLIAM R

officerTitle: Executive Chairman

natureOfOwnership: By spouse

text: Includes 7,618,901 shares of common stock underlying RSUs, all of which have vested (the receipt of which has been deferred) and does not include unvested shares of common stock underlying performance-based RSUs.

text: Mr. William R. Berkley, Jr. and the reporting person are the majority beneficial owners of the limited liability company which is included on Mr. William R. Berkley, Jr.'s Form 4 dated August 19, 2025.

ownerSignatureName: William R. Berkley


IRIDEX CORP

tradingSymbol: IRIX

Dizon Romeo R

street1: 1212 TERRA BELLA AVENUE

ownerSignatureName: /s/ Nilo De Castro, Attorney-in-fact for Romeo Dizon


VAN AKKOOI MICHIEL

officerTitle: SVP of Global External Affairs

securityTitle: Performance-Based Stock Options ("Options")

title: Common Shares

text: Table I reflects a grant of 12,060 restricted stock units ("RSUs"), which vest as follows:  50% on January 27, 2026; 25% on January 27, 2027; and 25% on January 27, 2028.

text: Table II reflects a grant of 12,832 performance-based stock options having an exercise price of $10.69/share, being a 10% premium to their fair market value at the time of grant.

ownerSignatureName: /s/ David C. Frydenlund as attorney-in-fact for Michiel Van Akkooi


TRINET GROUP, INC.

tradingSymbol: TNET

Venkataramani Jayaraman

street1: TRINET GROUP, INC.

street2: ONE PARK PLACE, SUITE 600

city: DUBLIN

officerTitle: EVP Strat, Prdts & Transf

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on July 15, 2022.

text:
The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain
performance criteria.

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 15, 2023.

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 15, 2024.

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 21, 2025.

ownerSignatureName: /s/ Sheryl Southwick, Attorney-in-fact


natureOfOwnership: By Richmond Hill Capital Partners, LP

natureOfOwnership: By Essex Equity Joint Invesment Vehicle, LLC

natureOfOwnership: By ER Reservoir, LLC

text: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on July 28, 2026 (the "Settlement Date").  The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

text: The number of DSUs received was calculated based on $7.67, which was the closing price of the Issuer's Common Stock on the date of grant.

text: Represents RSUs and DSUs awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of The Fund on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

text: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). The Reporting Person is the managing member of the general partner of RHCP and the manager of the general partner of Richmond Hill Investment Co., LP, the investment adviser to RHCP, and may be deemed to be a beneficial owner of the shares owned by RHCP. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

text: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("EEJIV"). The Reporting Person owns an equity interest in an entity that may be deemed to have a pecuniary interest in the shares owned by EEJIV and therefore may be deemed to be a beneficial owner of the shares owned by EEJIV. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

text: The amount of securities shown in this row is owned directly by the Fund. The Reporting Person is the manager of the general partner of a manager of the Fund and may be deemed to be a beneficial owner of the shares owned by the Fund. The amount of securities shown in this row also reflects a transfer of a total of 57,062 shares of Common Stock received upon the settlement of previously issued RSUs and DSUs that the Reporting Person directed to be transferred to the account of the Fund due to his position as the manager of the general partner of a manager of the Fund. (Cont'd in FN 8)

text: (Cont'd from FN 7) The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

ownerSignatureName: /s/ James A. Heindlmeyer, as attorney-in-fact for Ryan P. Taylor


WSFS FINANCIAL CORP

tradingSymbol: WSFS

Burg David

street1: C/O WSFS FINANCIAL CORPORATION

street2: 500 DELAWARE AVENUE

city: WILMINGTON

state: DE

officerTitle: Executive Vice President

text: Represents shares withheld to cover taxes due on vested restricted stock units.

ownerSignatureName: /s/ David Burg by Charles K. Mosher, Attorney-in-Fact


Treadway Anthony Shea

street1: TRINET GROUP,  INC.

officerTitle: SVP, Chief Revenue Officer

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on August  15, 2024.


SYNAPTICS Inc

tradingSymbol: SYNA

Ganesan Satish

street1: 1109 MCKAY DRIVE

officerTitle: See Remarks

text: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2025, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2028.

text: Amount of Securities Beneficially Owned reflects 535 performance stock units on August 17, 2022 and 3,908 performance stock units granted on August 17, 2023, for which the applicable performance goals were certified as achieved in 2023 and 2024, respectively. These earned units remain subject to time-based vesting conditions and are expected to settle in shares of the Issuers stock when applicable service-based vesting requirements are satisfied. The original grants that were awarded on August 17, 2023 were disclosed in the Issuers Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on September 12, 2024.

text: Reflects earned performance stock units and market stock units.

text: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units, performance stock units and market stock units.

remarks: The reporting person is Senior Vice President, General Manager Intelligent Sensing Division, and Chief Strategy Officer.

ownerSignatureName: /s/ Pamela Fields, as attorney-in-fact


text: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on January 1, 2026.

text: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2026, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

ownerSignatureName: /s. James A. Heindlmeyer, as attorney-in-fact for Ezra S. Field


Cactus, Inc.

tradingSymbol: WHD

Cactus WH Enterprises, LLC

street1: 920 MEMORIAL CITY WAY, SUITE 300

city: HOUSTON

securityTitle: Units

title: Class A Common Stock

text: In connection with certain redemptions of ownership interests in the Reporting Entity by certain of the Reporting Entity's members pursuant to the amended and restated limited liability company operating agreement of the Reporting Entity, the Reporting Entity distributed Class B Common Stock to such members.

text: "Units" mean ownership interests in Cactus Companies, LLC ("Cactus Companies"). The Issuer is the sole managing member of Cactus Companies.

text: The amended and restated limited liability company operating agreement of Cactus Companies provides the holders of Units with certain rights to cause Cactus Companies to acquire all or at least a minimum portion of their Units for, at Cactus Companies election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

text: In connection with certain redemptions of ownership interests in the Reporting Entity by certain of the Reporting Entity's members pursuant to the amended and restated limited liability company agreement of the Reporting Entity, the Reporting Entity distributed Units to such members.

ownerSignatureName: /s/ Scott Bender, President


Bender Scott

officerTitle: Chairman and CEO

securityTitle: Class B Common Stock

natureOfOwnership: See Footnote

title: Class A Common Stock

text: In connection with certain redemptions of ownership interests in Cactus WH Enterprises, LLC ("Cactus Enterprises") by certain of Cactus Enterprises' members pursuant to the amended and restated limited liability company agreement of Cactus Enterprises, Cactus Enterprises distributed Class B Common Stock to such members. The Reporting Person did not participate in the redemptions, and no shares of Class B Common Stock were distributed to the Reporting Person or any entities controlled by the Reporting Person.

text: The securities reported herein are directly owned by Cactus Enterprises. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to have an indirect pecuniary interest in the securities held directly by Cactus Enterprises through his ownership interest in Cactus Enterprises. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by Cactus Enterprises is reported herein. The Reporting Person disclaims beneficial ownership of any securities that he does not directly own, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person.

text: In connection with certain redemptions of ownership interests in Cactus Enterprises by certain of Cactus Enterprises' members pursuant to the amended and restated limited liability company agreement of Cactus Enterprises, Cactus Enterprises distributed Units to such members. The Reporting Person did not participate in the redemptions, and no Units were distributed to the Reporting Person or any entities controlled by the Reporting Person.

ownerSignatureName: /s/ Scott Bender, by William Marsh as Attorney-in-Fact


Simonds Michael Q

officerTitle: PRESIDENT & CEO

securityTitle: Common Stock

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 15, 2024.

text:
The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain
performance criteria.

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 21, 2025.


Bender Joel

officerTitle: President

title: Class A Common Stock

ownerSignatureName: /s/ Joel Bender, by William Marsh as Attorney-in-Fact


RECURSION PHARMACEUTICALS, INC.

tradingSymbol: RXRX

Taylor Ben R

street1: 41 S. RIO GRANDE STREET

city: SALT LAKE CITY

state: UT

officerTitle: Chief Financial Officer

text: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock units.

ownerSignatureName: /s/ Kyle Nelson, attorney-in-fact


Gibson Christopher

street1: C/O RECURSION PHARMACEUTICALS

street2: 41 S. RIO GRANDE STREET

officerTitle: Chief Executive Officer


Khan Najat

officerTitle: Chief R&D Commercial Officer

text: Represents shares that have been required to be sold by the Issuer to satisfy the tax withholding and remittance obligations in connection with the vesting of restricted stock units.


ROKU, INC

tradingSymbol: ROKU

Collier Charles

street1: C/O ROKU, INC.

street2: 1173 COLEMAN AVE.

city: SAN JOSE

officerTitle: President, Roku Media

securityTitle: Restricted Stock Unit

title: Class A Common Stock

text: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

text: This RSU vests in 4 quarterly installments.  The first installment vests on September 1, 2027.

ownerSignatureName: /s/ Renee Strandness, attorney-in-fact


text: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2025, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2028.

text: Amount of Securities Beneficially Owned reflects 518 performance stock units granted on February 17, 2023, and 5,627 performance stock units granted on August 17, 2023, for which the applicable performance goals were certified as achieved in 2024. These earned units remain subject to time-based vesting conditions and are expected to settle in shares of the Issuers stock when applicable service-based vesting requirements are satisfied. The original grants that were awarded on August 17, 2023 were disclosed in the Issuers Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on September 12, 2024.

text: Reflects earned performance stock units and market stock units.

text: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units, performance stock units and market stock units.

remarks: The reporting person is Senior Vice President & General Manager, IoT/Processors, and Chief Product Officer.


Cipher Mining Inc.

tradingSymbol: CIFR

GROSSMAN CARY M

street1: C/O CIPHER MINING INC.

street2: 1 VANDERBILT AVENUE, FLOOR 54

text: The price reported in Column 4 represents a weighted average sales price of $5.89. These shares were sold in multiple transactions at prices ranging from $5.85 to $5.935, inclusive. The reporting person undertakes to provide to Cipher Mining Inc., any security holder of Cipher Mining Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote 1 of this Form 4.

ownerSignatureName: /s/ William Iwaschuk, Attorney-in-Fact for Cary M. Grossman


Fuchsberg Gilbert

officerTitle: President, Subscriptions

title: Class A Common Stock

text: This RSU vests in 12 substantially equal quarterly installments. The first installment vests on November 15, 2025.

remarks: Exhibit 24.1 - Power of Attorney and Exhibit 24.2 - Power of Attorney

ownerSignatureName: /s/  Renee Strandness, attorney-in-fact


Idaho Strategic Resources, Inc.

tradingSymbol: IDR

Swallow John

street1: 201 N. THIRD ST.

city: COEUR D'ALENE

state: ID

officerTitle: President & CEO

text: 42,231shares of common stock sold in this transaction were acquired by Mr. Swallow in a private acquisition from the issuer on August 30, 2013 and 7,769 shares of common stock sold by Mr. Swallow were acquired in a private acquisition from the issuer on January 29, 2014. This transaction completes the sale of 50,000 common shares disclosed on From 144 filed on August 19, 2025 by Mr. Swallow.

ownerSignatureName: /s/ John Swallow


Majalya Sidney A.

officerTitle: SVP, CLO and Secretary

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on May 15, 2024.

text: The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain performance criteria.

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on October 15, 2024.


Jedda Dan

street1: C/O ROKU, INC., 1173 COLEMAN AVE.

officerTitle: CFO & COO

securityTitle: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

title: Class A Common Stock

text: Shares sold pursuant to Mr. Jedda's 10b5-1 plan.

text: This RSU vests in 4 substantially equal quarterly installments. The first installment vests on November 15, 2025.

text: This RSU vests in 8 substantially equal quarterly installments.  The first installment vests on November 15, 2025.

text: This RSU vests in 5 substantially equal quarterly installments. The first installment vests on September 1, 2027.


text: Amount of Securities Beneficially Owned reflects 3,625 performance stock units, for which the applicable performance goals were certified as achieved in 2024. These earned units remain subject to time-based vesting conditions and are expected to settle in shares of the Issuers stock when applicable service-based vesting requirements are satisfied. The original grant was disclosed in the Issuers Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on September 12, 2024.

remarks: The reporting person is Senior Vice President, Chief Legal Officer and Corporate Secretary.


Ozgen Mustafa

officerTitle: Pres, Devices, Prod, and Tech

title: Class A Common Stock

text: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.


Nimmer Timothy

officerTitle: SVP, Insurance Services & Ops

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on July 15, 2024.

text:
The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain
performance criteria.

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 21, 2025.


Wood Anthony J.

officerTitle: CEO and Chairman BOD

title: Class A Common Stock

title: Class A Common Stock

securityTitle: Employee Stock Option (right to buy)

title: Class A Common Stock

title: Class A Common Stock

text: This RSU vest in 4 substantially equal quarterly installments. The first installment vests on November 15, 2025.

text: This stock option vests in 12 substantially equal monthly installments. The first installment vests on October 1, 2025.

text: This stock option vests in 36 substantially equal monthly installments. The first installment vests on October 1, 2025.


text: The price reported in Column 4 represents a weighted average sales price of $6.16. These shares were sold in multiple transactions at prices ranging from $6.1601 to $6.165, inclusive. The reporting person undertakes to provide to Cipher Mining Inc., any security holder of Cipher Mining Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote 1 of this Form 4.

ownerSignatureName: /s/ William Iwaschuk, Attorney-in-Fact for James E. Newsome


text: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2025, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2028.

text: Reflects earned performance stock units.

text: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units and performance stock units.

remarks: The reporting person is Senior Vice President and Chief Financial Officer.


TANDEM DIABETES CARE INC

tradingSymbol: TNDM

Novara Mark David

street1: 12400 HIGH BLUFF DRIVE

city: SAN DIEGO

officerTitle: EVP & CHIEF COMMERCIAL OFFICER

title: Common Stock

text: Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.

text: Awarded on May 23, 2024 pursuant to the Tandem Diabetes Care, Inc. 2023 Long-Term Incentive Plan, as amended, and agreements related thereto (the 2023 Plan).

text: Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2023 Plan.

text: RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 5/15/2025, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter.

ownerSignatureName: /s/ Rachel Malina, Attorney-in-Fact for Mark D. Novara


Morrison Susan

officerTitle: EVP & Chief Admin. Officer

title: Common Stock

title: Common Stock

text: Awarded on May 25, 2023 pursuant to the Tandem Diabetes Care, Inc. 2023 Long-Term Incentive Plan (the 2023 Plan).

text: RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 5/15/2024, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter.

text: Awarded on May 23, 2024 pursuant to the 2023 Plan.

ownerSignatureName: /s/ Rachel Malina, Attorney-in-Fact for Susan M. Morrison


title: Common Stock

title: Common Stock

text: Awarded on May 25, 2023 pursuant to the Tandem Diabetes Care, Inc. 2023 Long-Term Incentive Plan, as amended, and agreements related thereto (the 2023 Plan).

text: Awarded on May 23, 2024 pursuant to the 2023 Plan, as amended.

ownerSignatureName: /s/ Rachel Malina, Attorney-in-Fact for John F. Sheridan


Carpenter Rick

officerTitle: Chief Technology Officer

title: Common Stock

title: Common Stock

ownerSignatureName: /s/ Rachel Malina, Attorney-in-Fact for Rick A. Carpenter


Vosseller Leigh

officerTitle: EVP & CHIEF FINANCIAL OFFICER

natureOfOwnership: Leigh A. Vosseller Trust

title: Common Stock

title: Common Stock

text: The securities are held by the Leigh A. Vosseller Trust dated January 17, 2010, of which Leigh Vosseller is the Trustee.

ownerSignatureName: /s/ Rachel Malina, Attorney-in-Fact for Leigh A. Vosseller


Hansen Shannon Marie

officerTitle: EVP & Chief Legal Officer

natureOfOwnership: Shannon M. Hansen Trust

title: Common Stock

title: Common Stock

title: Common Stock

text: The securities are held by the Shannon M. Hansen Trust dated July 8, 2003, of which Shannon M. Hansen is the Trustee.

text: Awarded on February 15, 2022 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan).

text: Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.

text: RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on 2/15/2023, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter.

ownerSignatureName: /s/ Rachel Malina, Attorney-in-Fact for Shannon M. Hansen


Gasser Elizabeth Anne

officerTitle: EVP, Chief Strategy Officer

title: Common Stock

title: Common Stock

text: The securities are held by The Gasser Family Trust dated September 1, 2011, of which Elizabeth A. Gasser is a co-trustee.

text: RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 5/15/2024,  and the remaining shares shall vest in eight (8) equal quarterly installments thereafter.

ownerSignatureName: /s/ Rachel Malina, Attorney-in-Fact for Elizabeth A. Gasser


TUMINELLI KELLY L

street2: ONE PARK PLACE STE 600

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 23, 2022.

text:
The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain
performance criteria.

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 15, 2023.

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 15, 2024.

text: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 21, 2025.

ownerSignatureName: /s/ Sheryl Southwick, Attorney-in-fact


Song Esther

officerTitle: See Remarks

text: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2025, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2028.

text: Amount of Securities Beneficially Owned reflects 68 performance stock units granted on August 17, 2022 and 773 performance stock units granted on August 17, 2023, for which the applicable performance goals were certified as achieved in 2023 and 2024, respectively. These earned units remain subject to time-based vesting conditions and are expected to settle in shares of the Issuers stock when applicable service-based vesting requirements are satisfied.

text: Reflects earned performance stock units.

text: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting settlement of restricted stock units and performance stock units.

remarks: The reporting person is Vice President and Corporate Controller.

ownerSignatureName: /s/ Pamela Fields, as attorney-in-fact


Grown Rogue International Inc.

tradingSymbol: GRUSF

Mindset Value Wellness Fund LP

street1: 30 WEST MISSION STREET, SUITE 8

city: SANTA BARBARA

text: Aaron Edelheit is the Managing Member of Mindset Capital LLC, which serves as the General Partner of Mindset Value Fund LP and Mindset Value Wellness Fund LP, and the Managing Member of W&GP Fund 1 LLC (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 24,500 shares and collectively own 37,780,433 shares following the transactions). As General Partner and Managing Member of the Funds, Mindset Capital LLC, and Aaron Edelheit as Managing Member of Mindset Capital LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

text: These shares are held by Mindset Value Wellness Fund LP.


APPFOLIO INC

tradingSymbol: APPF

Trigg William Shane

street1: 70 CASTILIAN DR

officerTitle: Chief Executive Officer

text: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Reporting Person on or around May 10, 2024.

ownerSignatureName: /s/ Evan Pickering, as Attorney-in-Fact, for William Shane Trigg